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Session Overview
Session
99 ERC SES 08 E: Research in Higher Education
Time:
Tuesday, 22/Aug/2023:
11:00am - 12:30pm

Session Chair: Marco Rieckmann
Location: James McCune Smith, 734 [Floor 7]

Capacity: 30 persons

Paper Session

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Presentations
99. Emerging Researchers' Group (for presentation at Emerging Researchers' Conference)
Paper

Construction and Development of Student Identity of College Students Whose Parents Do Not Have University Degree

Taťána Škanderová

Charles University, Prague, Czech Republic

Presenting Author: Škanderová, Taťána

Within the extension of accessibility of higher education concerning its transfer from massive to almost universal phase (Trow, 1973), the number of non-traditional students attending higher education is increasing (U.S. Department of Education, 2002). One of the results of this growing demographic diversity is the substantial amount of so-called first-generation college students whose parents had not achieved more than a high-school education (Pascarella et al., 2004). In the Czech Republic, first-generation students make up more than 50 % of all university students (Hündlová & Šmídová, 2020).

However, it is known from several studies that first-generation college students have a higher drop-out rate than their second-generation peers (Ishitani, 2006). As in several other countries, Czech tertiary education is experiencing a high rate of university student academic failure (OECD, 2023). According to Tinto (1975), the effective way how to reduce the number of students leaving university before its completion is their appropriate academic and social integration. Reportedly, first-generation students have some difficulties with that integration process (Soria et al., 2013). It has started to be considered the importance of structural and sociocultural factors that may influence student retention and success and shape experiences of the underrepresented groups of students coming from a broader range of family and school backgrounds (Naylor & Mifsud, 2020).

The findings of some researchers show that these students have limited financial, social and cultural resources, receive less parental support in decision making, and more often attend less prestigious institutions (Reay et al., 2005). Futhermore, they are less in contact with the faculty members, less willing to ask for help and rely more on themselves (Yee, 2016). They also earn lower grades, spend more time on paid work, and are less involved in extra-curricular activities (Pascarella et al., 2004). Generally, first-generation college students struggle more with fitting in to a new study environment and identifying with the role of a student due to the incompatibility of their family and institutional habitus (Reay et al., 2005).

Only a few studies highlight that first-generation students may also have a supportive family background (Gofen, 2009), could be motivated good learners and excel at elite universities (Reay et al., 2009), are encouraged to achieve their educational goals by strict work ethic (Lehmann, 2009a) and career potential of university (Lehmann, 2009b) or bring to the higher education their unique cultural knowledge and wealth (Jehangir, 2010) which is the aim of this research as well.

This paper provides an exploration of the meanings, factors, resources, actors, and identities entering and influencing the process of construction and development of student identity of university students whose parents do not have a university degree. It is focused on the process of transition which is accompanied by a change in one's identity and uncertainty in one's social and cultural world (Crafter & Maunder, 2012). Theoretically anchored in a postmodern approach, identity is perceived from the perspective of social constructivist psychology (Burr, 2015; Gergen, 2009).


Methodology, Methods, Research Instruments or Sources Used
Within a longitudinal research design, in-depth semi-structured interviews with research participants were taken and complemented by participants choosing photographs taken by them on the topic: “What does it mean to you to be a university student?”. One to three years later, the same participants have been interviewed to find out how the process of construction of their student identity develops during their university studies. The obtained data are processed qualitatively within an interpretative framework using reflexive thematic analysis (Braun & Clarke, 2022). The studied sample consists of 15 first-generation university students between 20 and 28 years of age (8 female and 7 male) attending various universities in the central and southern part of the Czech Republic and studying at different stages of their university programs, with a particular focus on students who have chosen prestigious fields of study such as medicine and law.
Conclusions, Expected Outcomes or Findings
The empiric research study has permitted us to show the multiplicity of students' classed and gendered identities which in various ways influence and intersect with their student (even future professional) identity. Two main categories were created during the analysis of the empirical material: “academic path” and “professional orientation”. Within the first of these two, the empirical data has allowed us to explore how first-generation students resist adopting the identity of a motivated good student and create for themselves the identity of a student “on the periphery”. It has allowed as well to underline students' emphasis on their independence accompanied by the fear of failure and the effort to avoid mistakes that are influenced by the experience of success increasing confidence in one's abilities. At the same time, the construction of student identities is supported by involvement in extra-curricular activities that help them construct an identity of an advanced student who has access to insider knowledge. Last but not least, the empirical data has brought to light the importance of other actors in students' surrounding such as parents, teachers, partners, and peers who operate as sources of support in developing educational aspirations and help students in constructing their (future) student identity.
The second category dealing with students' orientation to the future profession, has provided insight into students' construction of the meaning of education which is perceived by them mostly as professional training or as preparation for their future profession. Based on that students stress the importance of practice in real work situations that strengthen their identification with the field of study. Their motivation is also increased by the prospect of social mobility and higher social status. In summary, students' construction of student (and future professional) identity is affected by their uncertainty of identification and (in)compatibility of their multiple identities.

References
Braun, V., Clarke, V. (2022). Thematic analysis: A practical guide. Sage.
Burr, V. (2015). Social constructionism (3rd edition). London: Routledge.
Crafter, S., Maunder, R. (2012). Understanding transitions using a sociocultural framework. Educational and Child Psychology, 29(1), 10-18.
Gergen, K. J. (2009). An invitation to social construction (2nd ed.). Thousand Oaks: SAGE.
Gofen, A. (2009). Family capital: How first-generation higher education students break the intergenerational cycle. Family Relations, 58, 104–120.
Hündlová, L., Šmídová, M. (2020). Netradiční studenti a studentky vysokých škol: studie z šetření EUROSTUDENT VII. Praha: CSVŠ.
Ishitani, T. T. (2006). Studying attrition and degree completion behavior among first-generation college students in the United States. The Journal of Higher Education, 77, 861–885.
Jehangir, R. (2010). Stories as knowledge: Bringing the lived experience of first-generation college students into the academy. Urban Education, 45(4), 533–553.
Lehmann, W. (2009a). Becoming middle class: How working-class university students draw and transgress moral class boundaries. Sociology, 43, 631–647.
Lehmann, W. (2009b). University as vocational education: Working-class students’ expectations for university. British Journal of Sociology of Education, 30, 137–149.
Naylor, R., Mifsud, N. (2020). Towards a structural inequality framework for student retention and success, Higher Education Research & Development, 39:2, 259-272.
OECD. (2023). Tertiary graduation rate (indicator). doi: 10.1787/15c523d3-en
Pascarella, E. T., Pierson, C. T., Wolniak, G. C., Terenzini, P. T. (2004). First-generation college students: Additional evidence on college experience and outcomes. The Journal of Higher Education, 75, 249–284.
Reay, D., David, M. E., Ball, S. J. (2005). Degrees of choice: social class, race and gender in higher education. London: Trentham Book.
Reay, D., Crozier, G., Clayton, J. (2009). ‘Strangers in Paradise’? Working-class Students in Elite Universities. Sociology, 43(6), 1103–1121.
Soria, K. M., Stebleton, M. J., Huesman, jr., R. L. (2013). Class counts: Exploring differences in academic and social integration between working-class and middle/upper-class students at large, public research universities. J. COLLEGE STUDENT RETENTION, 15(2) 215-242.
Tinto, V. (1975). Dropout from higher education: A theoretical synthesis of recent research. Review of Educational Research, 45(1), 89–125.
Trow, M. (1973). Problems in the Transition from Elite to Mass Higher Education. Carnegie Commission on Higher Education Berkeley, Calif.
U.S. Department of Education, National Center for Education Statistics, Nontraditional Undergraduates, NCES 2002–012, by Susan Choy. Washington, DC: 2002.
Yee, A. (2016). The Unwritten Rules of Engagement: Social Class Differences in Undergraduates' Academic Strategies, The Journal of Higher Education, 87:6, 831-858.


99. Emerging Researchers' Group (for presentation at Emerging Researchers' Conference)
Paper

Social and Ecological Responsibility of Higher Education? Diverse Roles of Higher Education Lecturers Regarding Sustainability Topics

Ann-Kathrin Schlieszus, Johanna Weselek

Heidelberg University of Education, Germany

Presenting Author: Schlieszus, Ann-Kathrin; Weselek, Johanna

Higher education institutions, as societal educational institutions, are always subject to processes of change: Educational questions and research questions are oriented towards current societal values, challenges, problems and expectations (Becker 2017). Changing societal demands also require responses and constant adaptation from higher education lecturers.

These find themselves between multiple roles and expectations: In many countries, they are not only lecturers, but also researchers and/or must fulfil additional tasks in administration, student examination, supervision of student theses, etc. (Billot 2010). Furthermore, within their role of lecturers, they need to respond to diverse expectations: On the one hand, they must convey fact knowledge to students, on the other hand, they are increasingly expected to promote competences for acting in a rapidly changing world (Öhman & Östman 2019). And especially when it comes to complex societal topics which contain controversial and normative questions, they sometimes need to choose their position between freedom of research and freedom of teaching and societal responsibility (Müller-Christ et al. 2018).

Sociological role theory offers a fruitful frame for understanding the diverse expectations university lecturers assume in their daily job life. Sociological role theory refers to socially pre-formed positions and culturally pre-formed patterns of behaviour and understands social structures as a connection between positions and roles. The socially pre-formed positions are referred to as positions, the behavioural patterns associated with them as roles. Ralph Linton is considered the founder of sociological role theory, which was expanded by Robert K. Merton and Ralf Dahrendorf. Dahrendorf refers to social roles as "bundles of expectations that attach to the behaviour of the bearers of positions in a given society." (Dahrendorf, 2006 [1958]: 37) A social position is related to several other social positions. The position of the teacher is related to the positions of the student, the parents, the colleague, the headmaster, etc. Consequently, a position holder has several role partners, each of whom directs certain bundles of behavioural expectations towards him or her and demands different role actions from him or her to a certain extent (Schulz-Schaeffer 2018: 388). If different reference groups address diverging expectations to an individual, this may cause role conflicts.

It is especially interesting to observe diverse roles and role conflicts of lecturers in the field of teaching sustainability topics. Such topics, as for example climate change, loss of biodiversity and increasing global disparities, often contain multiple actors and can therefore not be treated by just showing one perspective. The so-called “wicked problems” consist of complex entanglements and there are often no simple solutions. The solutions which are chosen strongly depend on the perspective and values of an individual and therefore are controverse in themselves (Miller et al. 2011).

Education for sustainable development (ESD) is a concept which aims at enabling present and future generations for tackling such “wicked problems” and acting responsibly in an intertwined world. The concept not only aims at conveying knowledge and skills, but also values and attitudes linked to sustainability topics (UNESCO 2020). According to policy makers on all political scales, ESD should be implemented at all levels of educational systems (e.g. UNESCO 2020). Higher education institutions are important leverage points for societal change, as the future decision makers and experts are trained there.

How do university lecturers understand their roles in teaching sustainability topics? Which challenges and other fields of tension do they face? These questions shall be discussed in the paper presentation. In a first step, the questions will be examined by a theoretical approach through sociological role theory. In a second step, the theoretical reflexions will be translated to a practical level with examples from a qualitative reconstructive study.


Methodology, Methods, Research Instruments or Sources Used
The empirical data used to shed light on the above-mentioned questions is based on a qualitative, reconstructive interview study designed and evaluated based on Constructivist Grounded Theory (Charmaz 2014). The participants are university lecturers with different subject and discipline affiliations. They are recruited among participants in professional development workshops on ESD and they therefore already have basic knowledge of the concept of ESD. The workshops are carried out in the context of the project “How to teach sustainability. Promotion of Education for Sustainable Development (ESD) in higher education – Setting up professional development structures across higher education institutions with a focus on teacher training at selected higher education institutions in Germany”. The project is located at Heidelberg University of Education.

The problem-centered interviews based on Witzel (2000) are part of a PhD thesis examining how higher education lecturers deal with normativity in the context of ESD. The interviews shall shed light on the lecturers’ challenges and coping strategies when dealing with controversial and normative topics in their teaching in higher education institutions – not only, but also in the context of ESD. They allow insights in how the lecturers define themselves as teaching persons, how they position themselves in relation to their students and how they understand their roles and responsibilities in teaching.

Corresponding to the methodology of Grounded Theory, the study is developed in an iterative, cyclic process. This means that the analytical focus emerges during the research process: The research questions and the topics dealt with are constantly adapted to the new insights gained by preliminary analyses. The conduction of interviews and of analyses alternate. According to the principle of theoretical sampling, the characteristics of further interview partners are chosen successively. By now, five interviews have been led with lecturers working in the fields of business studies, mechanical engineering, and regional sciences. They work in two different universities in Germany. The analytical insights which will be presented at the conference are gained from this first cohort. In sum, we estimate that 10 to 15 interviews will be conducted until theoretical saturation is achieved.

Conclusions, Expected Outcomes or Findings
Role conflicts can arise either from incompatible demands of different role relations of a social position or also from incompatible demands of roles that the actor assumes as the holder of different social positions (Schulz-Schaeffer 2018: 388). Using the example of university lecturers, we would like to show that dealing with and teaching sustainability issues can lead to personal role conflicts, which can then also be transferred to the professional context. There is the position as a university lecturer, as a consumer, as a traveller, as an energy consumer, etc. The different positions can lead to role conflicts, the discussion of sustainability goals contains many such conflicts or even contradictions. In teaching sustainability issues, university teachers face the challenge of dealing comprehensively with the issues and problems that are based on both individual and structural behaviours and mechanisms that underlie our current unsustainable lifestyles in the global North.  

The publication aims at illuminating the diverse roles higher education lecturers (are expected to) assume in their professional life and elaborating possible role conflicts especially in the field of sustainability education. The findings can also be transferred to societal challenges in other fields and on other scales. They could support the lecturers’ self-reflexion of their roles and their sensitization to antinomies and contradictions. This could help them to adopt more reflexive positionings in their teaching activities, which might open up a space for a more controversial discussion culture in university teaching and deeper learning processes in students becoming responsible citizens in our future world.

References
Becker, Rolf (2017): Bildungssoziologie – Was sie ist, was sie will, was sie kann. In: Becker, Rolf (Ed.): Lehrbuch der Bildungssoziologie (3rd edition). Wiesbaden: Springer VS, pp. 1-32.

Billot, Jennie (2010): The imagined and the real: Identifying the tensions for academic identity. In: Higher Education Research and Development 29 (6), pp. 709-721.

Charmaz, Kathy (2014): Constructing grounded theory. Los Angeles; London; New Delhi; Singapore; Washington DC: Sage.

Dahrendorf, Ralf (2006 [1958]): Homo Sociologicus. Ein Versuch zur Geschichte, Bedeutung und Kritik der Kategorie der sozialen Rolle (16th edition). Wiesbaden: Springer VS Verlag.

Miller, Thaddeus R.; Muñoz‐Erickson, Tischa; Redman, Charles L. (2011): Transforming knowledge for sustainability: towards adaptive academic institutions. In: International Journal of Sustainability in Higher Education 12 (2), pp. 177-192.

Müller-Christ, Georg; Tegeler, Merle Katrin; Zimmermann, Carry Luise (2018): Rollenkonflikte der Hochschullehrenden im Spannungsfeld zwischen Fach- und Orientierungswissen – Führungstheoretische Überlegungen. In: Leal Filho, Walter (Ed.): Nachhaltigkeit in der Lehre. Berlin, Heidelberg: Springer, pp. 51-68.

Öhman, Johan; Östman, Leif (2019): Different teaching traditions in environmental and sustainability education. In: Van Poeck, Katrien; Östman, Leif; Öhman, Johan (Eds.): Sustainable development teaching. London: Routledge.

Schulz-Schaeffer, Ingo (2018): Rolle, soziale. In: Kopp, Johannes; Steinbach, Anja (Eds.): Grundbegriffe der Soziologie. Wiesbaden: Springer VS, pp. 387-390.

UNESCO (2020): Education for Sustainable Development. A roadmap. Paris.

Witzel, A. (2000): Das problemzentrierte Interview [25 Absätze]. Forum Qualitative Sozialforschung 1 (1), http://nbn-resolving.de/urn:nbn:de:0114-fqs0001228.


99. Emerging Researchers' Group (for presentation at Emerging Researchers' Conference)
Paper

Academics in Performative Ethos: A Comparative Education Study of Finland and South Korea

Yoojin Kim

University of Turku, Finland

Presenting Author: Kim, Yoojin

The study examines the academics’ perception and experiences of performative ethos in research universities in Finland and South Korea. It is in the process of analysing the interview data questioning academics’ practical matters (tasks and roles), governing mechanism (assessment and incentives), and value of academics and universities in the performative regime. Based on a doctoral dissertation planned to be written in a monograph, this paper will present a brief of the whole research and preliminary ideas of findings and discussion parts.

The study investigates how academics in Finnish and Korean research universities have experienced and perceived performance-based management (PBM) in the name of effectiveness, efficiency and competitiveness. It embraces academic life and challenges in performative ethos; academic autonomy, assessment, and incentives which are core techniques of PBM on academics; academics’ roles, views on students, and university roles in both countries. A total of 28 academics (researchers, lecturers, and professors in hard and soft sciences) in research universities of two countries participated in the semi-structured interviews.

The main research question is how the globally promoted ideas of PBM in universities get interpreted and translated into socio-culturally different (local) contexts. It is inquired through perceptions and experiences of academics in research-based universities in Finland and South Korea. Along with it, there are four sub-questions: 1) practice: similarities and differences of academics' tasks, working environment and challenges in performative ethos in two countries 2) governance: similarities and differences of impact and effect of PBM (assessment and incentives) on academics in two countries. 3) engagement: similarities and differences of responding to performative ethos in two countries 4) core value: similarities and differences of academics' views on themselves, students, and universities.

The fundamental purpose of the study is to propose the direction and implications for the further comparative education research of Finland and South Korea concerning the academics’ subjectification through their academic lives and work in the performative regime. In addition, to comprehend this global phenomenon, actively respond to the changes and rethink policy borrowing or education export issues, this comparative education study considering socio-cultural aspects can play a pivotal role.

According to Deem (2001), the ‘local dimension can make a difference to how universities respond to global forces because local conditions or a lack of overall national policies can affect the extent to which academic capitalism or entrepreneurialism develop’ (18). Thus, it can shed light on how neoliberal education tendency (policy) in HE, such as research funding scheme and salary system, can have similar effects on academics in contrasting cases despite the different degrees.

Performance-based management is the disciplinary technique (power) which is optimised for neoliberalism based on freedom and flexibility (Son, 2016, p. 9). PBM is in the same line as university marketisation: enhancing efficiency, effectiveness (productivity and responsiveness) and quality by shouldering more accountability and receiving rewards (economic or social incentive) (Brown, 2013). Performativity is pursuing the effective usage of resources by measuring and determining true value (Tolofari, 2005, p. 86), which sophistically permeates the mindset and behaviour of actors. Value, judgement, display, incentives and self-controlling for the performance secured the justification to actors through the discourse of efficiency found on competition and accountability (Ball, 2003; Gunter, 2012, p. 76). These are ‘disciplinary techniques for taking charge of the behaviour of individual day by day and in its fine detail is exactly contemporaneous with the age of freedom’ (Foucault, 2008, p. 67).


Methodology, Methods, Research Instruments or Sources Used
Academics’ experiences and views on performative ethos will be analysed and compared between Finnish and South Korean contexts by employing thematic analysis.
The purposive sample for this study included twenty-eight interviewees, which consisted of fourteen in Finland and fourteen in S.Korea. The interviewees were lecturers, researchers, or professors in research universities in two big cities.  
The criteria for selecting samples are as follows: 1) Who is working in the public research university (top university and regional university) as a lecturer, researcher, or professor; 2) Who is working in soft or hard disciplines ; 3) Considering diversity according to gender, age, and position.
Given this stance, four research universities are considered from two regions of Finland and Korea, all public or national and comparably similar in size and academic status for the equivalence of comparison between the two countries.

In practice, the order of questions was flexible and modified according to the respondents' answers. These specific questions were classified into three broad themes: practice (task, time, ethos), governing(autonomy, measuring and displaying, incentives), and essence (roles of academics and university, views on students).

The interviews with the Korean academics were arranged face to face and most were in their own offices. Interviews were conducted from the 8th of October to the 1st of November 2019. All Korean academics were interviewed in Korean. In Finland, interviews were conducted from the 25th of November 2019 to the 5th of March 2020. All Finnish participants fluently spoke English. The interviews with the Finnish academics were arranged face-to-face in their offices. The duration of the interview was generally between 90 minutes and 120 minutes. Each interview was recorded, based on the interviewees’ permission, and the recorded data was transcribed into the spoken language for analysis.

Thematic analysis firstly was chosen as a method to analyse the interviews, to ‘minimally organise and describe the data set in detail, and interpret various aspects of the research topic’ (Braun & Clarke, 2006). The process of the analysis followed the guide to the six phases of conducting thematic analysis, as noted by Braud and Clarke (2006); 1) becoming familiar with the data, 2) generating initial codes, 3) searching for themes, 4) reviewing themes, 5) defining and naming themes, and 6) producing the report.  
This study will use deductive and inductive approaches for the analysis.

Conclusions, Expected Outcomes or Findings
By synthesising literature review and interview data analysis, PBM's impacts on academics’ work were thematically analysed: competition vs competitiveness; transparency vs opaqueness; fairness vs inequality; autonomy vs accountability; Responsiveness vs loss of creativity (diversity). In addition, the academics’ responses to PBM regarding moral and social-emotional issues were discussed. Thus, it illustrates the impacts of performance-based management (PBM) on academics’ work and ethos in Finland and South Korea. In addition, it explores the challenges and dilemmas the academics in the two countries have encountered.
Secondly, it will discuss the socio-cultural aspects (such as individualistic vs. collectivistic culture or social democratic vs economic capitalistic) of the two countries to scrutinise how to practise PBM in university and academics.
Thirdly, it will also look into historical and political contexts of performance ethos in the two countries, which can clue in on understanding the governing techniques (a mechanism) university.  
The fundamental purpose of the study is to propose the direction and implications for the further comparative education research of Finland and South Korea concerning the academics’ subjectification through their academic lives and work in the performative regime.

References
Ball, S. J. (2003). The teacher's soul and the terrors of performativity. Journal of Education Policy, 18(2), 215–228.

Deem, R. (2001). Globalisation, New Managerialism, Academic Capitalism and Entrepreneurialism in Universities: is the local dimension still important?. Comparative Education, 37(1), 7-20.

Gunter, H. M., Fitzgerald, T., & White, J. (2012). Hard Labour? Academic Work and the Changing Landscape of Higher Education, 65-85.


 
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