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Session Overview
Location: Adam Smith, LT 718 [Floor 7]
Capacity: 99 persons
Date: Tuesday, 22/Aug/2023
1:15pm - 2:45pm22 SES 01 E
Location: Adam Smith, LT 718 [Floor 7]
Session Chair: Ana Luisa Oliveira Pires
Paper Session
 
22. Research in Higher Education
Paper

Engineering Graduate Programme Directors’ Quality Perception

Anna Korchak, Tatiana Khavenson

Higher School of Economics, Moscow, Russia

Presenting Author: Korchak, Anna; Khavenson, Tatiana

Research motivation

The Bologna process, with its primary goal to unite universities, led to creating the range of standards, among which were quality regulations (Kehm, Huisman, & Stensaker, 2009). They gradually evolved into accreditation entities, like the European Consortium for Accreditation in Higher Education with external control functions. Engineering programmes are supposed to be more open and flexible due to high demand on the labour market in both developing and in developed nations (WEF 2016; 2017). Professional mobility of engineers was firstly supposed to be facilitated via unified standards across the countries (Reyes, 2008). Nowadays, there are some concerns about the standards being an obstacle to globalisation of the engineering profession due to a surplus of regulations (Sánchez-Chaparro, 2022). Therefore, there is a tendency to lift at least part of the regulations, which will supposingly increase the quality of engineering educational programmes (Hakeem et al, 2014; Kans, 2021). In case if regulations are removed, quality culture will be operationalised on programme level, the basis of which is a programme directors’ quality perception.

However, the dynamic micro-level of programmes is more flexible than the slower meso-level of university (Celis et al, 2022). In engineering programmes, interaction with industrial partners is one of the central points of implementation. Industry in its turn is a source of rapid changes for programmes (Jackson et al, 2022). Programme directors’’ are those who are in touch with industry and know what potential employers need, embedding these needs into curriculum design, quality assurance and other aspects (Kans, 2021). This may lead to a situation when quality frame on the programme level is not in line with the one offered by university.. The underpinned quality perception, previously shaped by existing standards and regulations, in situations of attention shift from external regulation to internal quality work, is at a risk of quality concepts to be interpreted in a naive, non-structured way. Whether it’s good or bad - is a point of further discussion. Considering this possibility, analysing the case where quality is not well-defined by regulatory bodies, we can trace the evolution of naive quality perception via bottom-up approach to see if it matches the overall conceptual understanding of quality in general.

Russia is an example of the country where the regulatory paradigm in education is blurry and excessive (Knyaginina et al, 2022), and quality work is not institutionalised per se. Analysing quality perception of Russian programme directors’ might provide some insights into how the quality landscape may look once the regulations are lifted.

Objective

The aim of the study is to grasp the program directors’ quality perception. We then intend to see if the perception models preliminary derived are in line with conventional European quality interpretation. The latter is supposed to provide some insights into whether quality work without external regulations will still be constructed in conventional ways.

Theoretical framework

The frame of conventional quality understanding we mean to use is the most recent frame, where everything published on the topic of quality interpretation in European terms before is gathered (Schindler, 2015). The concept of quality, according to (Schinlder et al, 2015) can be broken into four main types: excellence, transformation, fit for purpose and accountability.


Methodology, Methods, Research Instruments or Sources Used
Sampling
The study is based on 15 in-depth interviews with graduate programme directors in engineering in 6 leading Russian universities. Convenience sampling was employed. We first contacted the university leaders in official and semi-official ways to reach out for the directors of chosen programmes. Then team members got in touch with prospective interviewees to agree on a date and time of the interview. All the respondents received a letter with a brief description of the research prior to the interview. The average timing of the interview was between 40 and 60 mins.
Methods
The interview guide consisted of 9 parts: factual information, enrollment process, general managerial scheme, content of the programme, structure of the programme, quality assurance, project work, faculty, role of industrial partners.
In the part related to following topics were covered:  
Programme directors’ overall quality understanding
Quality assurance system (present/not present)
Internal and external quality assurance practices
Quality assurance and decision-making processes connection
Students’ role in quality assurance
Alumni’s role in quality assurance
Data analysis:
The method we used to analyse the data was phenomenological analysis, which aims to find out how in a certain context a particular concept is perceived (Creswell, 2013).
Step 1
Identifying everything that was said on the topic of quality in interview transcripts. Other parts of interviews, initially not directly related to the quality issues.  We then generalised the data selected into raw quality perception models.
Step 2
Matching raw perception models to quality conceptualisations offered by Schindler et al, 2015 to see how the quality perceptions reflected in the interviews correlates to the conventional quality interpretation.  


Conclusions, Expected Outcomes or Findings
Findings
As the result of our study, we made a provisional generalisation of the data and organised it into 4 models of programme directors’ quality perception:
Student-centred approach  
Career-oriented approach
Mixed approach
Evidence-based approach
All approaches include the elements of internal quality assurance. In two of them there is evidence of external quality assurance.
We preliminary identified the correspondence of quality perception models to the quality conceptualisation framework of (Schindler et al, 2015) as follows:
Student-centred approach -  fragments of  excellence and transformation
Career-oriented approach - fragments of excellence, transformation, accountability
Mixed approach -  fragments of excellence, fit for purpose and  accountability
Evidence-based approach - fragments of excellence and transformation
The most widespread quality conceptualisations are excellence and transformation. There are no cases of using a single conceptualisation in quality perception models, it’s normally a certain combination of them, a conceptual mix.
Conclusion
There was no solid focus on quality and quality assurance in programme management identified. Each model of quality perception is based on a certain combination of quality conceptualisations, and normally does not cover all the elements conceptualisation consists of (Schindler et al, 2015). A conclusion is that there are some traces of conventional European quality understanding, even though it seems to be fragmentary. Thus, lifting unnecessary regulations in the context where initially those regulations were heavy and quality is not institutionalised, is a strategy worth trying. A step that might contribute to structured quality interpretation on micro-level is a flexible frame imposition from university, with enough space for manoeuvre and common outlines to follow at the same time.
There are also some practical implications of the study: solid quality work has a potential to make programme stand out from other engineering programmes. It is a valuable competitive advantage, considering that the amount of programs is growing significantly from year to year.

References
1. Celis, S., Véliz, D. (2022). A Decade of Chilean Graduate Program Accreditation: A Push for Internationalization and Issues of Multidisciplinarity. Higher Education Policy, 35, 133-154. https://doi.org/10.1057/s41307-020-00198-7
2. Creswell, John W. 2013. Qualitative Inquiry and Research Design: Choosing Among Five Approaches. Third edition. Washington DC: Sage.
3. Jackson D. & Rowe A. (2022) Impact of work-integrated learning and co-curricular activities on graduate labour force outcomes, Studies in Higher Education, DOI: 10.1080/03075079.2022.2145465
4. Hakeem, M. A., and Thanikachalam. V (2014) ‘A multi-dimensional approach in developing a framework for internal quality assurance of second cycle engineering programmes”, European Scientific Journal
5. Kans, M. (2021), "Engineering education development – a business modelling approach", Higher Education Evaluation and Development, Vol. 15 No. 1, pp. 53-77. https://doi.org/10.1108/HEED-02-2020-0003
6. Kehm, B. & Huisman, J.  & Stensaker, B. (2009). The European Higher Education Area: Perspectives on a Moving Target. 10.1163/9789087907143.
7. Knyaginina, N., Jankiewicz, S. and Tikhonov, E. (2022) ‘Principles of the "regulatory guillotine" and methods of computational law used to analyze the requirements for the quality of higher education’, Public Administration Issues, 4, pp. 78 – 100 (in Russian)
8. Reyes, N R, Candeas P Vera, Cañadas F , Reche P, and García Galán S . ‘Accreditation and Quality Assurance of Engineering Education Programs in the European Higher Education Area’, n.d.
9. Sánchez-Chaparro, T.,  Remaud B., Gómez-Frías, V.,  Duykaerts C. & Jolly A-M. (2022) Benefits and challenges of cross-border quality assurance in higher education. A case study in engineering education in Europe, Quality in Higher Education, 28:3, 308-325, DOI: 10.1080/13538322.2021.2004984
10. Schindler, L., Puls-Elvidge, S., & Crawford, L., Welzant, H., (2015). Definitions of quality in higher education: A synthesis of the literature. Higher Learning Research Communications, 5 (3).DOI:10.18870/hlrc.v5i3.244
11. World Economic Forum. 2016. The Global Competitiveness Report 2016–2017 . https://www.weforum.org/reports/the-global-competitiveness-report-2016-2017- 1
12. World Economic Forum. 2017. The Africa Competitiveness Report 2017: Addressing Africa’s Demographic Dividend. Geneva: World Economic Forum. http://www3.weforum.org/docs/WEF_ACR_2017.pdf.


22. Research in Higher Education
Paper

The Burden on Program and Department Heads in Israeli Higher Education Institutions During a Change Period of the Covid-19

Emanuel Tamir

Tel Hai academic college, Israel

Presenting Author: Tamir, Emanuel

The rapid expansion of the Covid-19 pandemic throughout the world including in Israel had unprecedented consequences for all life domains, including the higher education system. The crisis triggered by this pandemic challenged academic institutions, because within a few days they were forced to continue to operate during a physical lockdown of their campuses and transit to digital learning, with all the implications involved. (Donitsa-Schmidt & Ramot, 2021; Draxler-Weber, Packmohr & Brink,2022).

Program and department heads (PDHs), the academic leaders of these institutions, coped with the crisis trying to conduct regular activity as well as possible. Their work environment changed, and they had to deal with their own personal hardships and the students' difficulties and cope with the teaching staff's needs in the programs they managed. This confrontation exposed them to complexities they had not encountered previously.

PDHs perform one of the most essential and challenging posts in the higher education system (Tietjen-Smith, Hersman & Block, 2020). They develop social networks and manage relationships and resources connected to the program/department under their management. In this way they enable their subordinates to function in a competitive arena of academic institutions under conditions that have been described as quasi-market, to attract students and obtain research budgets (Bobe & Kober, 2015; Deem, 1998)

Heavy workloads impair the necessary match between the individual's characteristics and workplace demands and negatively affects the employee's satisfaction and effectiveness (Kirmeyer & Dougherty, 1988). A study examining how academic leaders coped with work in European universities found that faculty members and holders of senior academic positions have an administrative burden stemming from tasks unrelated to teaching or research. This engenders feelings of harm to the academic leaders' family and social life (Pace et al, 2021). However, overload of academic work also causes stress and decreases academic productivity (Janib et al, 2021).

The research questions examined how PDHs viewed various aspects of the influence of the pandemic on: distance learning, internal organizational processes, and departmental interactions with their environment, how their research was affected, and the characteristics of their planning processes during this period. The main question was: How did the PDHs of higher education institutions in Israel perceive the challenges facing them as a result of the Covid-19 pandemic?


Methodology, Methods, Research Instruments or Sources Used
The research used mixed methods. A qualitative-interpretive study was followed by a quantitative survey and finally another qualitative part to hone the themes that arose from the findings.
The qualitative part utilized semi-structured interviews, on the Zoom platform: performed with 27 interviewees – PDHs in higher education institutions in Israel (from 22 different colleges and universities). 59.2% of the PDHs were from the social sciences, 14.8% from the humanities, 14.8% from the natural sciences and medicine, and 11.1% from the exact sciences and engineering. The interview protocol included more than 25questions about components of their role, implications during the Covid-19 period and how it differed from the pre-crisis period; how the department was managed during the pandemic period; characteristics of the transition to distance learning in their academic institution during Covid-19, including challenges and difficulties; how the interviewee perceived the institution's preparedness for the crisis, the processes and steps that helped to cope with the crisis; the organizational processes and administrative tasks that made coping more difficult then; characteristics of PDH ties with their subordinate lecturers/students before and during the crisis.
The quantitative part comprised a survey constructed and validated after the interviews, based on aspects that emerged in those interviews. The sample included 113 program and department heads from academic institutions in Israel, 46% women and 54% men, ages 30-80. In terms of their rank, 5.3% were lecturers, 45.1% were senior lecturers, 23.9% associate professors, 25.7% full professors. Each PDH was responsible, academically, for three to 200 faculty members. Most of the PDHs (51.3%) worked in the social sciences 14.2% in exact sciences and engineering, 12.4% in humanities, 8.8% in life sciences and medicine and 13.3% in other disciplines (not including law). The survey included 37 questions that examined how in their opinions, the PDHs had coped with the crisis, focusing on frequencies of activities, the connection of demographic variables, characteristics of the disciplinary departments, the type of response given by the department and the effectiveness of the response.
The survey data were analyzed statistically in a prolonged process including sharpening aspects that arose from the initial qualitative analysis and issues that required further depth from among the emergent themes.

Conclusions, Expected Outcomes or Findings
The lecturers found it difficult to perform optimal transition to distance learning and the PDHs who were partly familiar with the concept of distance learning were forced to try to find personal and systemic solutions for difficulties that arose. Students experienced many difficulties due to the need to adapt to the intensiveness of distance learning, and find access to the infrastructure and digital equipment, experiencing financial and mental hardship and also distress which they communicated to the PDHs. In the uncertain economic situation prevailing in the country, the PDHs felt they had to support the students. PDHs with the rank of senior lecturer invested more time and effort in this aspect than their colleagues with the rank of full professor.
A few more aspects of the PDHs workload increased: dealing with lecturers' hardships, increased administrative tasks, and family or personal problems.
PDHs were obliged to cope with pedagogic issues involved in the transition to distance teaching, Zoom fatigue that the students underwent sometimes leading to students' closing the camera, that greatly frustrated the lecturers. The PDHs feared that "conventional academic norms were disintegrating", they worried about overt and covert dropout. Therefore, they invested time in the students and lecturers.
The crisis period experience challenged and was often stressful for the PHDs, when the boundary between work and their private and personal space at home was violated. Dealing with the Covid-19 crisis and especially with many aspects of the transition to distance teaching, entailed dealings with students, lecturers, and exhausting administration.
Despite the PDHs` efforts, most lacked the training to deal with these administrative situations, especially in crisis situations. The academic system did not prepare them with an organized plan to deal with a crisis such as the Covid-19 epidemic.

References
Bobe, B. J., & Kober, R. O. (2015). Measuring organizational capabilities in the higher education sector. Education and Training, 57(3), 322-342.‏
Deem, R. (1998) 'New managerialism' and higher education: The management of performances and cultures in universities in the United Kingdom, International Studies in Sociology of Education, 8:1, 47-70.
Donitsa-Schmidt, S., & Ramot, R. (2020). Opportunities and challenges: teacher education in Israel in the Covid-19 pandemic. Journal of Education for Teaching, 46(4), 586-595.‏
Draxler-Weber, N., Packmohr, S., & Brink, H. (2022). Barriers to Digital Higher Education Teaching and How to Overcome Them—Lessons Learned during the COVID-19 Pandemic. Education Sciences, 12(12), 870.‏
Janib, J., Rasdi, R. M., Omar, Z., Alias, S. N., Zaremohzzabieh, Z., & Ahrari, S. (2021). The Relationship between Workload and Performance of Research University Academics in Malaysia: The Mediating Effects of Career Commitment and Job Satisfaction. Asian Journal of University Education, 17(2), 85-99.
Kirmeyer, S.L. & Dougherty, T.W. (1989). Work load, tension, and coping: Moderating effects of supervisor support. Personnel Psychology, 41, 125-139.
Pace, F., D’Urso, G., Zappulla, C., & Pace, U. (2021). The relation between workload and personal well-being among university professors. Current Psychology, 40(7), 3417-3424.
Tietjen-Smith, T., Hersman, B., & Block, B. A. (2020). Planning for succession: Preparing faculty for the kinesiology department head role. Quest, 72(4), 383-394.


22. Research in Higher Education
Paper

Perceptions and Responses of University Academic Leaders on Performance-based Funding: A case study of two universities in Mainland China

Yueyang Zheng, Manghong Lai

the Chinese University of HongKong, Hong Kong S.A.R. (China)

Presenting Author: Zheng, Yueyang

In an increasingly competitive global economy driven by knowledge and innovation, higher education (HE) is critical to the success of a country. In recent decades, a range of social, economic and political factors have led to a dilemma for the HE system, where the cost of HE continues to rise in the face of tight public finances. In contrast, expectations of HE outcomes continue to rise. Policymakers and legislators are facing how to effectively use taxpayer funds to improve the productivity of HE and respond to escalating demands for accountability. PBF is a strategy to improve the efficiency and effectiveness of HE and has been one of the most crucial reform mechanisms in the last few decades. Many countries have begun to use PBF to allocate resources to HEIs.

In 2015, the Chinese government promulgated the ‘Double First-Class’ plan, which will play a leading role in the future of government funding for HE in China. The ‘Double First-Class' plan explicitly states that government funding for selected universities will dynamically adjust according to performance. More support will give to high-performing universities and less to low-performing ones. Senior and middle leaders' role in universities has become more complex in the face of the accountability pressures from PBF. The perceptions and application of PBF by academic leaders primarily affect the effectiveness of PBF implementation. Therefore, this study examines how university academic leaders perceive and respond to PBF in Mainland China's ‘Double First-Class’ universities.

This study used sense-making as the conceptual framework. Sense-making aims to create a holistic picture of the ambiguous event through three interrelated processes: creation, interpretation and enactment. First, ‘creation' can be seen as the process by which individual leaders generate their creative activities out of the practices of everyday activities that are constructed in response to changing realities. Secondly, school leaders rely on previous tools and materials from their work experience with past policies and apply them to new contexts. Through interaction with what they know and new demands, they create their interpretations of reform demands. Finally, 'policy enactment' describes educational reform as a process that is open to different interpretations. More specifically, policy enactment conveys 'the creative processes of interpretation, that is, the recontextualisation - through reading, writing, and talking - of the abstractions of policy ideas into contextualised practices'. This highlights school leaders’ active role in creatively shaping a particular policy into a specific set of circumstances.

This study adopts a qualitative approach based on the conceptual framework of sense-making. The specific research questions are as follows: (1) how do university academic leaders understand the requirements of the PBF? (2) how do university academic leaders make sense of their leadership roles by combining experience with the requirements of the PBF? (3)how can academic leaders in universities encourage and facilitate sense-making among academics in PBF?

Preliminary findings indicate that, firstly, regarding the understanding of PBF implemented by universities, most academic leaders consider the policy's requirements reasonable to a certain extent, as the cultivation of talents and doing scientific research are the work universities or academics should do. Secondly, regarding how academic leaders respond to PBF, they use their existing knowledge, values and social context to make trade-offs with policy messages. Finally, there are several ways in which academic leaders encourage and facilitate sense-making by academics. In formal settings, such as regular staff meetings, academic leaders may publicly recognise or reward high-performing academics or teams as a way of spurring low-performing ones. In informal settings, academic leaders may also take an active interest in academic performance and assist them.


Methodology, Methods, Research Instruments or Sources Used
This study adopted a qualitative research approach to investigate how university academic leaders understand and respond to PBF. The specific research questions are as follows.
(1) How do university academic leaders understand the requirements of the PBF?
(2) How do university academic leaders make sense of their leadership roles by combining experience with the requirements of the PBF?
(3) How can academic leaders in universities encourage and facilitate sense-making among academics in PBF?

This study interviewed 32 university academic leaders and academics in four academic areas (Physics, Social sciences, Business, and Engineering) from two ‘Double First-Class’ research universities in Mainland China. A purposive sampling method was used to select the interviewees, and semi-structured interviews were used for data collection, supplemented by some textual analysis. The data were analysed using three-level coding with the help of Nvivo12.

Conclusions, Expected Outcomes or Findings
There are several preliminary observations.

Firstly, regarding the understanding of PBF implemented by universities, most academic leaders consider the policy's requirements reasonable to a certain extent, as the cultivation of talents and doing scientific research are the work universities or academics should do. For example, an academic leader said, ‘Teaching is a job for academics and must be done well. Publishing articles and applying for projects are also good assessment indicators; otherwise, there is no better way to judge a scholar's academic level.’

Secondly, regarding how academic leaders respond to PBF, they use their existing knowledge, values and social context to make trade-offs with policy messages. For example, some academic leaders, drawing on their years of experience in academic circles, have judged the importance of 'talent' in improving performance. Therefore, with the university's resources and their personal connections, they hire academicians or Changjiang scholars at high salaries to head their disciplines, thus attracting a group of outstanding scholars and slowly forming a strong research team that brings security to the performance of the university.

Finally, there are several ways in which academic leaders encourage and facilitate sense-making by academics. In formal settings, such as regular staff meetings, academic leaders may publicly recognize or reward high-performing academics or teams as a way of spurring low-performing ones. In informal settings, academic leaders may also take an active interest in academic performance and assist them. For example, an academic said, ‘Occasionally, when the Dean passed by my office, he would come in and care how my latest paper was published. Asking if I needed help or urging me to hurry up with my thesis.’

References
Bell, D. A. (2005).Changing organizational stories: The effects of performance-based funding on three community colleges in Florida. University of California, Berkeley.
Braun, A., Maguire, M., & Ball, S. J. (2010). Policy enactments in the UK secondary school: Examining policy, practice and school positioning.Journal of education policy,25(4), 547-560.
Dougherty, K. J., & Reddy, V. T. (2011). The impacts of state performance funding systems on higher education institutions: Research literature review and policy recommendations. Community College Research Center.1-64.
Favero, N., & Rutherford, A. (2020). Will the tide lift all boats? Examining the equity effects of performance funding policies in US higher education.Research in Higher Education,
61(1), 1-25.
Fleming, P., & Amesbury, M. (2013).The art of middle management: A guide to effective subject, year and team leadership. Routledge.
Fullan, M. (2014).The principal: Three keys to maximizing impact. John Wiley & Sons.
Hagood, L. P. (2019). The financial benefits and burdens of performance funding in higher education.Educational Evaluation and Policy Analysis,41(2), 189-213.
Jones, S. (2015). The game changers: Strategies to boost college completion and close attainment gaps.Change: The Magazine of Higher Learning,47(2), 24-29.
Jacob, W. J., Neubauer, D., & Ye, H. (2018). Financing trends in Southeast Asia and Oceania: Meeting the demands of regional higher education growth.International Journal of Educational Development,58, 47-63.
Koyama, J. (2014). Principals as bricoleurs: Making sense and making do in an era of accountability.Educational Administration Quarterly,50(2), 279-304.
Ministry of Education of the People's Republic of China. (2015). Notice of the State Council on the Issuance of the General Plan for Coordinating the Construction of World-Class Universities and First-Class Disciplines. Retrieved from http://www.moe.gov.cn/jyb_xxgk/moe_1777/moe_1778/201511/t20151105_217823.html
Ness, E. C., Deupree, M. M., & Gándara, D. (2015). Campus responses to outcomes-based funding in Tennessee: Robust, aligned, and contested.Final report to Tennessee Higher Education Commission and Ford Foundation.
Schaller, J. Y. (2004).Performance funding in Ohio: Differences in awareness of Success Challenge between student affairs administrators and academic affairs administrators at Ohio’s public universities[Doctoral dissertation, Ohio University].
Teixeira, P., Biscaia, R., & Rocha, V. (2022). Competition for Funding or Funding for Competition? Analysing the Dissemination of Performance-based Funding in European Higher Education and its Institutional Effects.International Journal of Public Administration,45(2), 94-106.
Weick, K. E. (1995).Sensemaking in organizations(Vol. 3). Sage.
 
3:15pm - 4:45pm22 SES 02 E
Location: Adam Smith, LT 718 [Floor 7]
Session Chair: Katerina Machovcova
Paper Session
 
22. Research in Higher Education
Paper

Examining the Market Orientation of Irish Higher Education Institutions

Tomás Dwyer

South East Technological University

Presenting Author: Dwyer, Tomás

This paper develops a framework for the measurement of the market orientation (MO) of higher education institutions (HEIs) and implements said framework in measuring the nature of MO in HEIs.

Market orientation (MO), a foundational concept in the discipline of marketing, can be understood as the degree to which a firm undertakes behaviours in generating and responding to information about customers and competitors to create value (Bhattarai et al., 2019). Ample evidence supports the benefits of MO on customer, performance and employee-related outcomes (Modi and Sahi, 2018).

The link between a MO and HEI performance has also been empirically established (Abou-Warda 2014). For example, research on the relationship between MO and the performance of academic staff (Kűster and Avilés-Valenzuela, 2010), on student satisfaction (Tran et al., 2015) as well as on a range of subjective assessments of HEI performance (Hammond and Webster, 2014) appears quite strong. This MO HEI performance relationship has been confirmed across a range of European HE contexts, for example Assad et al. (2015) in the United Kingdom, Tanrikulu and Gelibolu (2015) in Turkey, Nagy and Beracs (2012) in Hungary and Flavian and Lozano (2007) in Spain.

However, the transposition of a MO into a HEI context, while argued as warranted, is far from straightforward (Llonch at al., 2016; Rivera-Camino and Molero Ayala 2010; Akonkwa, 2009). The context specific aspects of implementing a MO in a HEI context requiring consideration are significant, namely the treatment of students, types of stakeholders including academic staff, relationship to competitors and the measurement of HEI performance. That is the MO concept needs to be ‘context-specific’ to HEIs (Akonkwa, 2009, p. 312).

A review of literature across European and International contexts serves as a guide for conceptualising MO in a HEI context (Llonch J. et al., 2016; Rivera-Camino and Molero Ayala 2010; Pavicic et al., 2009; Voon, 2008). Thus in a HE context MO is a culture with resulting behaviours, across all departments of the institution, that seeks to understand and respond to; students, collaborating/partner institutions, competitors, parents, employees, employers, funders, other stakeholders as well as wider society and the environment in an innovative and sustainable way. A framework consistent with this conceptualisation is presented as a tool to examine the nature of MO in HEIs. This framework informs the subsequent aim of this research to measure the nature of MO in HEIs.


Methodology, Methods, Research Instruments or Sources Used
A content analysis categorising the manifest content of the strategic plans of six Irish HEIs using a deductive approach took place to measure the nature of MO in HEIs.
  
Content analysis is a systematic and rigorous method for making replicable and valid inferences from texts with the purpose of providing new insights (White and Marsh, 2006; Elo and Kyngäs, 2008; Bengtsson, 2016). Described as the dominant method for the analysis of ‘corporate narrative documents’ (Merkl-Davies et al., 2011) it allows categorising of textual information in an unobtrusive manner (Vaismoradi et al., 2013). These categories describing the phenomenon in turn provide knowledge and understanding of said phenomenon (Hsieh and Shannon, 2005; Elo and Kyngäs, 2008).

In line with a positivist research paradigm the study took a deductive approach to the content analysis using a priori content categories derived from framework developed (Merkl-Davies et al., 2011).

Irish HEIs have a legislative requirement to produce strategic plans – these plans provide insight into the strategic decision-making processes of the senior management of HEIs and would have the explicit approval and or involvement of the governing bodies of HEIs, their academic councils or legislature, presidents, registrars and development officers as well as being the result of some form of engagement and consultation with HEI staff and stakeholders.  

These strategic plans would not have been developed for the purpose of setting out the long-term direction of the organisations thus avoiding a respondent bias but providing an insight into the MO of these organisations.

The strategic plans from two types of Irish HEIs were analysed - three from universities and three from institutes of technology - reflecting an educational and geographical diversity in a national context in understanding the phenomena in question – the MO of HEIs.

NVivo software was utilised in the four stages of the data analysis process: the de-contextualisation, the re-contextualisation, the categorisation, and the compilation with each stage performed several times to enhance quality and trustworthiness (Bengtsson, 2016). The resulting analysis was a textual, numeric, “graphic and tabular presentation” (White and Marsh, 2006, p. 39).

Conclusions, Expected Outcomes or Findings
Findings examine the MO of six HEIs across eleven dimensions reflective of the conceptualisation of MO; student orientation, employee orientation, sustainable innovation orientation, employer orientation, parent orientation, resource orientation, stakeholder orientation, societal orientation, competitor orientation, environment orientation, inter-functional coordination. Furthermore, the HEI type, geographical context, HEI size, research focus, degree of internationalisation and management of the HEIs were examined as part of this analysis.  

The research provides an examination of the MO of HEIs in an Irish context - which to date has not been undertaken. Furthermore, the research provides a framework for educational managers to implement and measure the MO of HEIs that has an applicability for HEIs across European contexts.  

References
Abou-Warda, S. H., (2014). A synthesis model of sustainable market orientation: conceptualization, measurement, and influence on academic accreditation–a case study of Egyptian-accredited faculties. Journal of Marketing for Higher Education, 24(2), 196-221.

Akonkwa, D. B. M. (2009). Is market orientation a relevant strategy for higher education institutions? Context analysis and research agenda. International Journal of Quality and Service Sciences, 1930, 311-333.

Asaad, Y., Melewar, T. C., & Cohen, G. (2015). Export market orientation behavior of universities: the British scenario. Journal of Marketing for Higher Education, 25(1), 127-154.

Bhattarai, C.R., Kwong, C.C. and Tasavori, M., 2019. Market orientation, market disruptiveness capability and social enterprise performance: An empirical study from the United Kingdom. Journal of Business Research, 96, pp.47-60.

Flavián, C., & Lozano, J. (2007). Market orientation of Spanish public universities: A suitable response to the growing competition. Journal of Marketing for Higher Education, 17(1), 91-116.

Hammond, K. L., & Webster, R. L. (2014). Informant characteristics as moderators in higher education research. Marketing Intelligence & Planning, 32(4), 398-412.

Küster, I. & Elena Avilés-Valenzuela, M. (2010). Market orientation in university: a case study. International Journal of Educational Management, 24(7), 597-614.

Llonch, J., Casablancas-Segura, C. and Alarcón-del-Amo, M.C., 2016. Stakeholder orientation in public universities: A conceptual discussion and a scale development. Spanish journal of marketing-esic, 20(1), pp.41-57.

Modi, P. and Sahi, G.K., 2018. Toward a greater understanding of the market orientation and internal market orientation relationship. Journal of Strategic Marketing, 26(6), pp.532-549.

Nagy, G. & Berács, J. (2012). Antecedents to the export market orientation of Hungarian higher education institutions, and their export performance consequences. Journal of Marketing for Higher Education, 22(2), 231-256.

Pavičić, J., Alfirević, N., & Mihanović, Z. (2009). Market orientation in managing relationships with multiple constituencies of Croatian higher education. Higher Education, 57(2), 191-207.

Rivera-Camino, J. and Molero Ayala, V., 2010. Market orientation at universities: Construct and exploratory validation. Innovar, 20(36), pp.125-138.

Tanrikulu, C., & Gelibolu, L. (2015). The Impacts of Perceived Market Orientation in Higher Education: Student as a Customer. Revista de Cercetare si Interventie Sociala, 49(2015),  156-172.

Tran, T. P., Blankson, C., & Roswinanto, W. (2015). Market orientation: an option for universities to adopt?. International Journal of Nonprofit and Voluntary Sector Marketing, 20(4), 347-365.

Voon, B. H. (2008). SERVMO: A measure for service-driven market orientation in higher education. Journal of Marketing for Higher Education, 17(2), 216-237.


22. Research in Higher Education
Paper

The dynamics of HE differentiation in Kazakhstan

Gulzhanat Gafu

Nazarbayev University, Kazakhstan

Presenting Author: Gafu, Gulzhanat

Different governments deal with restructuring their higher education systems in different ways, aiming for different outcomes. One of the growing tendencies in the national HE policy arena in different contexts has been an attempt to differentiate HE institutions into ‘teaching only’ and ‘research only’, as differentiating the academic system and drifting mission has been considered a primary factor in advancing research (van der Wende, 2014; Altbach, 2009). This paper explores recent reforms in HE system in Kazakhstan with regard to differentiating HEIs drawing upon perceptions of public universities and state-level policy document analysis through addresses the following questions:

  • What is the rationale behind the government’s differentiation policies?
  • How are the government’s differentiation policies perceived and responded to by HEIs?

This study was conducted as part of doctoral research at the University College London in 2016-2019.

During the early Independence period when the country’s efforts to transition from the dominant Soviet communist agenda of universities as teaching only with limited access to Western market-oriented ideology gave rise to private providers making HE more accessible and provoking massification. After the first decade of the 2000s, the government started seeking to optimise the number of HEIs by merging and/or closing some institutions that failed to meet state standards (OECD, 2017) and transform the system by creating research universities in order to encourage research and innovation development (parlam.kz, 2011). The government’s intention was to concentrate research capacity in selected research universities, giving them more budgetary funding for generating new technologies and innovation, while the rest of the HEIs were recommended to strategize their operations for advancing regional-level research (Canning, 2017). With diverse missions and differentiated by their scope for research and teaching, HEIs are stratified with research universities being at the top of the system and whose main focus is the generation and transfer of new knowledge through research and innovation.

As part of the broader differentiating policies with the focus on developing selected universities into research-intensive institutions, the government implemented a change in the organizational system of public HEIs from state enterprise to a non-commercial joint-stock company type with 100% state ownership, as well as introducing a board of trustees and various councils who will be engaged in governing the university collectively. This reform is carried out in order to provide legal opportunities for enlarging academic and governance autonomy of HEIs which is a completely new phenomenon for the HE system of Kazakhstan. However, what participants conveyed is that while there is an awareness of differentiation policies and drivers behind the emphasis towards developing research in HE, there is no particular effect is observed in relation to their work so far. This might be due to the state policies remaining at a documentary level with no further actions or processes of implementation being carried out or accentuated so far.

While differentiating HEIs might be considered as “tidying up the mess in the system” (policy-maker respondent), it inevitably creates vertical stratification between them. As such, in the case of Kazakhstan with large territories and the system is yet between Soviet legacy and the global hegemony of competition and global positioning (Deem, Mok and Lukas, 2008; Ishikawa, 2009), stratification caused by inequalities of resources in the condition of scarce funding, raises the question of excellence versus equity, and a danger of creating more marginalised institutions while the elites prosper (Halfmann and Leydesdorff, 2010). Such a scenario might be highly probable with institutions located regionally already suffer from insufficient financial and human resources while being pressurised by various state performance-based requirements.


Methodology, Methods, Research Instruments or Sources Used
Qualitative semi-structured interviews and documentary analysis were employed to answer the following questions:
• What is the rationale behind the government’s differentiation policies?
• How are the government’s differentiation policies perceived and responded to by HEIs?
A total of 29 interviews with key administration and academic staff including senior members of staff in charge of strategic development at three regional public universities, NU and Ministry were conducted. The data gathered from the interviews were triangulated through the analysis of state-level and institutional policy documents. Data was analysed using thematic analysis.
Three public universities were selected from the list of public universities from three regions that have similar characteristics. All three universities are multiversities training specialists in a range of specialities in art, humanities, social sciences and sciences. State universities have always been a bedrock of the higher education system in Kazakhstan, and, being under the centralised governance of the Ministry of Education and Science, have a high level of accountability, and are expected to follow the governmental line. All state universities have the same status in the higher education legislation and are not stratified by their legal standing. Additionally, due to the vast territory of Kazakhstan, the regions were selected for the travel convenience.  

Conclusions, Expected Outcomes or Findings
The findings of this study convey to us a differentiation story in Kazakhstan that is largely based on two perspectives. Firstly, as most of the existing research in the field acknowledged the idea of diversity and differentiation based on the re-structuring of HE due to expansion and massification (Meek et al, 2000; Douglass, 2007), differentiation in Kazakhstan has also been dictated by the expansion of HE after Independence and by the growth of private providers. Secondly, what seems clear is that differentiation policies are largely dictated by a rhetoric of universal globalisation and the benefits of a knowledge economy (Dakka, 2015) and the global challenges faced by national systems (Palfreyman and Tapper, 2009). The importance of research promoted by league tables is another drive behind national governments striving to create and support research universities (Hazelkorn, 2011; 2012). This largely explains the Kazakhstan government’s emphasis on encapsulating the notion of the ‘Research University’ in policy documents, while it gives an impression of a de-jure differentiation from other categories of HEIs which exist only on paper. Moreover, it is not clear from the policy documents how research universities will be developed further from the existing institutions.
At this stage of development, the government’s changing ideas about how to categorize institutions to make the system more effective and quality sustainable, might not be advantageous for the systems in middle-income economies, like Kazakhstan, with scarce funds available for public universities. Moreover, in centralized systems where HEIs are not yet autonomous differentiating by categories causes stratification separating institutions into mass and elite, as resource dependency and central regulation likely limit public universities' activities while private universities prosper. Rather, with less state intervention and more freedom, universities might better navigate healthy competition among themselves and better tailor their teaching and research.

References
Altbach, P. (2009). Peripheries and centers: research universities in developing countries. Asia Pacific Education Review, 10(1), 15-27.
Canning, M. (2017). The context for higher education development in Kazakhstan. In M. Hartley and A. Ruby (Eds.), Higher education reform and development: the case of Kazakhstan, pp.65-82. Cambridge University Press.
Dakka, F. (2015). Differentiation without diversity: the political economy of higher education transformation. In J. Huisman et al (Eds.), The Palgrave international handbook of higher education policy and governance, pp.323-341. London: Palgrave Macmillan.
Deem, R., Lucas, L. and Mok, K. (2008). Transforming higher education in whose image? Exploring the concept of the ‘world-class’ university in Europe and Asia. Higher Education Policy, 21(1), 83.
Douglass, J. (2007). The conditions for admission access, equity, and the social contract of public universities. Stanford, Calif.: Stanford University Press.
Halfmann, W. and Leydesdorff, L. (2010). Is inequality among universities increasing? Gini coefficients and the elusive rise of elite universities. Minerva, 48(1), 55–72.
Hazelkorn, E. (2011). Measuring world-class excellence and the global obsession with rankings. In R. King, S. Marginson and R. Naidoo (Eds.), Handbook on globalisation and higher education, pp.497-516. Cheltenham, UK; Northampton, MA: Edward Elgar.
Hazelkorn, E. (2012). Restructuring the higher education landscape. University world news. No 240.
Ishikawa, M. (2009). University rankings, global models, and emerging hegemony: critical analysis from Japan. Journal of Studies in International Education, 13(2), 159-173.
Meek, L.V. (2000). Understanding diversity and differentiation in higher education: an overview. Higher Education Policy, 13(1), 1-6.
OECD, (2017). Higher education in Kazakhstan (reviews of National Policies for Education). Paris: OECD.
Palfreyman, D. and Tapper, T. (Eds.). (2009). Structuring mass higher education: the role of elite institutions. New York and London: Routledge.
Wende, M. van der (2014). Trends towards Global excellence in undergraduate education: taking the liberal arts experience into the 21st Century. International Journal of Chinese Education, 2(2), 289-307.


22. Research in Higher Education
Paper

Exploring Consumerism in UK Higher Education: Student Complaints as Empowerment?

Rille Raaper

Durham University, United Kingdom

Presenting Author: Raaper, Rille

Drawing on the ideas of consumer activism, this paper discusses the student as consumer complaints as an important but often overlooked mode of political agency in marketised universities. The paper starts with unpacking the notions of consumer choice as they relate to the process of boycotting and buycotting. I will then discuss how consumer rights and complaints intersect in marketised higher education (HE) and introduce a number of prominent student complaints from the UK context. The focus of this paper is centred around the question: To what extent can consumer rights provide students with political agency in marketised HE? While this paper is centred around the UK context, it argues that the rise of student complaints is also characteristic of many other European countries.

From a neoliberal perspective, consumers are seen empowered when they have enough choice to exercise their economic interest. Consumption from such perspective involves agency and can be viewed as ‘a free choice to be exercised by individual consumers who are at liberty to pursue their own private needs’ (Shaw et al., 2006, 1054). Many (e.g., McShane & Sabadoz, 2015; Shankar et al., 2006), however, argue that the idea of empowerment through mere consumer choice is misleading. It raises questions about who is engineering the choice, or what privileges are needed to have any actual choice in an economic market.

I argue that to view consumption as a political act, it demands that consumers recognise existing market structures that privilege the corporate profit-seeking and make critical links between their own consumption patterns and broader social issues. When consumers act as citizens, the process of consumption gets intersected with moral and political elements of production and distribution.

It is interesting to consider the extent to which students engage in consumer activism. It is likely that they do so as regards their consumption practices on campuses and beyond as existing research on students’ food preferences has highlighted. The difficulty, however, emerges when we try to consider how students practise boycotting and buycotting in relation to their university choices. Some may use the word of mouth to favour certain universities over others, depending on their political or ethical practices. Or it could be that some actively opt out from studying in Oxbridge or Ivy league due to their exclusionary practices or colonial history. Such choices related to rejecting certain universities should be seen as political acts. These acts, however, are not available to all, and for most students studying in the highest tariff universities is not an option they could consider at all.

Arbel and Shapira (2020a, 2020b) introduce a concept of ‘nudnik’ to capture consumers who are complaints focused and whose actions lead to various legal and reputational sanctions for businesses and corporations. Unlike the usual consumer activists who place their energy on pre-consumption choice making, a nudnik’s agency reflects in demanding that their expectations are met after consumption has taken place (Arbel & Shapira, 2020a). Furthermore, nudniks pursue action even in cases where most consumers remain passive; for them, to complain is a right thing to do even if it relates to something rather minor or does not result in direct individual benefit (Arbel & Shapira, 2020a, 2020b; Furth-Matzkin, 2021).

The idea of consumer as nudnik is an important avenue for exploring consumer agency in HE. It enables us to consider how the student as consumer position can become empowering after the student has entered or exited HE. This is particularly important in marketised universities where students are increasingly positioned as self-interested, focused on value for money and demanding of individual employment outcomes.


Methodology, Methods, Research Instruments or Sources Used
This paper forms a chapter in my forthcoming book, titled ‘Student Identity and Political Agency: Activism, Representation and Consumer Rights’. The paper centres around the UK setting, and it will provide a rigorous account of how UK students have been defined as consumers by British laws and what are the procedures that exist for students to raise complaints. While the first half of the paper is built on theories and legal frameworks, the second part draws on media cases as well as reports from the Office for Independent Adjudicator (OIA), to outline various exemplary cases of student complaints.

UK universities are required to comply with the consumer protection law, set by the Consumer Rights Act 2015. The Act formalises student-university relations in terms of information provision, terms and conditions, and complaints handling (Competition and Markets Authority, 2015) To certain extent, the system is built around students as consumers being permitted and even encouraged to complain when the service they receive does not meet their expectations.

The UK Government has also introduced an important actor of the Office of the Independent Adjudicator for Higher Education which is the main adjudicator for reviewing and overseeing consumer rights related complaints. Their function is to review the unresolved complaints from students about their HE provider. Furthermore, the OIA produces and disseminates annual reports on complaints handled to inform policies and practices across the HE sector, bringing reputational damage who do not comply with OIA’s recommendations.

The OIA annual reports indicate that there has been a significant rise in student complaints in the UK. The OIA received 2763 complaints in 2021 which was an overall rise by more than 70% between 2016 and 2021 (OIA, 2021). The majority of complaints were declared to be ‘Not Justified’, and only 27% of cases were assessed in favour of the student (OIA, 2021). The OIA made recommendations of final compensation totalling £792,504 from which the highest financial compensation was just over £68,000, and 63 students received amounts of or over £5,000 (OIA, 2021).

Conclusions, Expected Outcomes or Findings
This paper will demonstrate that most student as consumer complaints tend to relate to either academic provision and programme delivery (e.g., teaching, supervision, feedback), deficiencies in facilities or the behaviour of individual staff members.

The paper will also argue that while the UK HE is possibly an extreme example of consumerist policy discourses, similar tendencies are likely to occur elsewhere in relation to student rights to complain, and questions around value for money. As HE scholars and practitioners, we often refuse to consider any positives of consumerism as it applies to universities, and perhaps fairly so, given that the policy discourses are so brutal about constructing students as consumers. Viewing students as consumers is likely to go against all established academic understandings of what education is for and how students are expected to engage with curricula, academics, or even the university as a place. However, this does not mean that there could not be an important agency involved in cases where students engage with consumer complaints procedures.

As student complaints are on the rise, it seems pertinent to consider student positioning as nudnik who exercises their political agency through consumer rights, individual complaints and reputational damage caused to universities. Many (e.g., see Buckton, 2008; Fulford & Skea, 2019; Harris, 2007; Jones, 2006; McGregor, 2016) would argue that the student awareness of consumer rights has increased over the years which can be credited to tuition fee increases as well as students’ increased knowledge of their rights in HE. Examining student complaints processes can therefore reveal the power of students as consumers and agency they have in relation to prevailing market forces. It is also an opportunity to add nuance to the concept of student agency in marketised HE where collective forms of student organising have become less frequent and more fragmented.

References
Arbel, Y. A., & Shapira, R. (2020a). Theory of the nudnik: the future of consumer activism and what we can do to stop it. Vanderbilt Law Review, 73(4), 929-988.
Arbel, Y. A., & Shapira, R. (2020b). Consumer activism: From the informed minority to the crusading minority. DePaul Law Review, 69(2), 223-268.
Buckton, L. (2008). Student complaints and appeals: the practitioner’s view. Perspectives: Policy and Practice in Higher Education, 12(1), 11-14.
Competition and Markets Authority. (2015). UK higher education providers – Advice on consumer protection law. Retrieved from https://www.gov.uk/government/publications/higher-education-consumer-law-advice-for-providers
Fulford, A., & Skea, C. (2019). 3. Student Complaints: Performative or Passionate Utterances? Philosophy and Theory in Higher Education, 1(2), 55-74. doi:10.3726/ptihe.2019.02.03
Furth-Matzkin, M. (2021). The Distributive Impacts of Nudnik-based Activism. Vanderbilt Law Review En Banc, 74, 469-488.
Harris, N. (2018). Resolution of student complaints in higher education institutions. Legal Studies, 27(4), 566-603.
Jones, G. (2006). ‘I wish to register a complaint’: the growing complaints culture in higher education. Perspectives: Policy and Practice in Higher Education, 10(3), 69-73.
McGregor, S. L. T. (2016). Framing consumer education conceptual innovations as consumer activism. International Journal of Consumer Studies, 40(1), 35-47.
McShane, L., & Sabadoz, C. (2015). Rethinking the concept of consumer empowerment: recognizing consumers as citizens. International Journal of Consumer Studies, 39(5), 544-551.
Office of the Independent Adjudicator for Higher Education (OIA). (2021). Annual report 2021. Retrieved from https://www.oiahe.org.uk/media/2706/oia-annual-report-2021.pdf
Shankar, A., Tiu Wright, L., Cherrier, H., & Canniford, R. (2006). Consumer empowerment: a Foucauldian interpretation. European Journal of Marketing, 40(9/10), 1013-1030.
Shaw, D., Tiu Wright, L., Newholm, T., & Dickinson, R. (2006). Consumption as voting: an exploration of consumer empowerment. European Journal of Marketing, 40(9/10), 1049-1067.
 
5:15pm - 6:45pm22 SES 03 E
Location: Adam Smith, LT 718 [Floor 7]
Session Chair: Aidana Smagul
Paper Session
 
22. Research in Higher Education
Paper

The Intention to Study in Higher Education: Rational Choice or Product of Cultural Fit?

Victoria A. Bauer

Leibniz University Hannover, Germany

Presenting Author: Bauer, Victoria A.

Explaining social inequalities in higher education (HE) participation is a highly relevant and popular research topic. In Germany, despite increasing participation in HE, the share of HE students from educationally advantaged parental homes has remained at a consistently high level since 2006 (Middendorff et al., 2017). Several studies show that these origin-specific inequalities in access to HE are largely due to students' educational decision-making (e.g. Daniel & Watermann, 2018; Becker & Hecken, 2007). The secondary effects of social origin according to Raymond Boudon (1974) make the largest explanatory contribution in these rational choice models, which include the social class differences in the valuation of study costs, study benefits and the probability of success in completing a degree (Schindler & Reimer, 2010). Components of social capital and cultural capital are often added as an auxiliary concept to factor analyses of educational decisions (e.g. Spangenberg et al., 2017; Lörz, 2012). Their direct effect on the intention to enrol in HE has not yet been sufficiently researched. This state of research is just one example of an international trend in quantitative education research that has emerged in recent years. Rational choice approaches are usually used to explain differences in social origin, supplemented by peripheral aspects of Pierre Bourdieu's (1986, 1977) theory of social reproduction (Hopf, 2014). In this way, Bourdieu's general concept is truncated and distorted when translated into empirical constructs (Lareau & Weininger, 2003; Sullivan, 2002). Apart from the continuing difficulty of translating Bourdieu's theoretical concepts into empirical evidence (Sullivan, 2001), there is no clear rationale for this preference for the rational choice paradigm. Both research paradigms have certain advantages and disadvantages (Vester, 2006) and it is first necessary to determine which one is appropriate for which research question. A comparative study of educational inequalities using both research traditions is still a research gap, which is why the topic is scientifically essential. The study presented in this article is based on the first wave of the 2015 "Studienberechtigtenpanel", a German panel study of school leavers with HE entrance qualifications. Linear regression analyses (N=25,195) were used to compare the theoretical assumptions of Boudon's rational educational choice with those of Bourdieu's theory of social space and capital. They confirm that both concepts, rational choice and social reproduction, cause social differences in study intention and can explain part of its variance. Overall, rational choice items have a higher explanatory contribution than social reproduction items, so that more than half of the effect of social origin on study intention can be explained by rational choice. Book-reading activity seems to be a suitable indicator of incorporated cultural capital, as it explains 5% of the variance in study intention. However, for an adequate measurement of the possession of cultural and social capital, it seems essential to complement the operationalisation with other factors. The findings suggest that rational choice constructs are products of complex socio-cultural processes that remain a black box in the study of educational inequalities. Future studies should work towards disentangling the primary and secondary effects of social origin by incorporating further aspects of socio-cultural process characteristics into models of rational educational choice. An adequate measurement of the mechanisms underlying educational inequalities allows for a more robust explanation and thus more precise policy implications for reducing social inequalities in access to HE.


Methodology, Methods, Research Instruments or Sources Used
The analysis is based on the first wave of the 2015 "Studienberechtigtenpanel, a German panel study of school leavers with HE entrance qualifications. Conducted by the German Centre for Higher Education Research and Science Studies (DZHW) since 1976, the "Studienberechtigtenpanel" focuses on the study intention as well as the educational decisions and trajectories of school leavers (Daniel et al., 2017). The 2015 graduation cohort was surveyed about six months before graduation. The net sample of the first wave consists of the data of 29,905 school leavers with Abitur (German HE entrance qualification) from the school year 2014/2015 (Schneider & Vietgen, 2021). Regression analysis was carried out to compare the theoretical assumptions of rational educational choices according to Raymond Boudon with those of Pierre Bourdieu's theory of social space and capital. In seven linear regression models (N=25,195), I estimated the influence of social origin as independent variable on the intention to study in HE as dependent variable. In subsequent model steps, components of the rational choice paradigm, including educational returns, costs of study, probability of success, and grade point average, as well as components of the theory of social reproduction, including cultural and social capital, were gradually added as third variables. This makes it possible to observe both the individual and the interplay between the two theoretical approaches in explaining social differences in study intention and in explaining study intention itself. Social origin has been operationalised as parental education on a maximum scale of the highest educational attainment of the mother and father. If at least one parent has an HE degree, parental education is considered academic, otherwise non-academic. Cultural capital was operationalised by the frequency with which respondents read books, and social capital by the frequency with which respondents were active in clubs. Intention to study in HE, estimated educational returns, costs, and the likelihood of successfully completing HE could be measured directly using Likert scales.
Conclusions, Expected Outcomes or Findings
Hypothesis testing confirms that both concepts, rational choice and social reproduction, cause social differences in study intention and can explain part of its variance. Overall, the rational choice items have a higher explanatory contribution than the social reproduction items, so that more than half of the effect of social origin on study intention can be explained by rational choice. Almost one third of the differences in study intention are explained by the constructs of both theories. The results suggest that students from high educational backgrounds are more likely to enter the HE system because they differ from students from low educational backgrounds in their perceptions of the costs, benefits and chances of success of studying, in their school performance, and in their endowment of cultural capital. There is no evidence of a positive relationship between the possession of social capital and the intention to enrol in HE. Nevertheless, the cultural capital model explains 5% of the variance in the intention to study among German school leavers with an HE entrance certificate. In this respect, book-reading activity appears to be a suitable indicator of incorporated cultural capital. For an adequate measurement of the possession of cultural and social capital, however, it seems indispensable to supplement the operationalisation with further factors. In addition, a greater cultural distance from the field of HE seems to lead to a lower assessment of the probability of success in obtaining an HE degree. Thus, rational choice constructs are products of complex socio-cultural processes that have been internalised by individuals over a long period and remain a black box in the study of educational inequalities. Future studies should work towards unravelling the primary and secondary effects of social origin by incorporating further aspects of unconscious shaping and socio-cultural process characteristics into models of rational educational choice.
References
Becker, R., & Hecken, A. E. (2007). Studium oder Berufsausbildung? Eine empirische Überprüfung der Modelle zur Erklärung von Bildungsentscheidungen von Esser sowie von Breen und Goldthorpe. Zeitschrift für Soziologie, 36(2), 100-117.
Bourdieu, P. (1986). The forms of capital. In Richardson, J. G. (Ed.). Handbook of Theory and Research for the Sociology of Education. New York: Greenwood, 241-258.
Bourdieu, P. (1977). Outline of a theory of practice. Cambridge: Cambridge University Press.
Boudon, R. (1974). Education, Opportunity, and Social Inequality. Changing Prospects in Western Society. New York: Wiley.
Daniel, A., & Watermann, R. (2018). The role of perceived benefits, costs, and probability of success in students’ plans for higher education. A quasi-experimental test of rational choice theory. European Sociological Review, 34(5), 539-553.
Hopf, W. (2014). Bildung und soziale Ungleichheit. Boudon vs. Bourdieu, neue Runde. Soziologische Revue, 37(1), 25-36.
Lareau, A., & Weininger, E. B. (2003). Cultural capital in educational research: A critical assessment. Theory and society, 32(5), 567-606.
Lörz, M. (2012). Mechanismen sozialer Ungleichheit beim Übergang ins Studium: Prozesse der Status- und Kulturreproduktion. In: Becker, R., & Solga, H. (Eds.). Soziologische Bildungsforschung. Wiesbaden: Springer VS, 302-324.
Middendorff, E., Apolinarski, B., Becker, K., Bornkessel, P., Brandt, T., Heißenberg, S., & Poskowsky, J. (2017). Die wirtschaftliche und soziale Lage der Studierenden in Deutschland 2016. 21. Sozialerhebung des Deutschen Studentenwerks – durchgeführt vom Deutschen Zentrum für Hochschul- und Wissenschaftsforschung. Berlin: Bundesministerium für Bildung und Forschung (BMBF).
Schindler, S., & Reimer, D. (2010). Primäre und sekundäre Effekte der sozialen Herkunft beim Übergang in die Hochschulbildung. KZfSS Kölner Zeitschrift für Soziologie und Sozialpsychologie, 62(4), 623-653.
Schneider, H., & Vietgen, S. (2021). DZHW-Studienberechtigtenpanel 2015. Daten- und Methodenbericht zu den Erhebungen des Studienberechtigtenjahrgangs 2015 (1. und 2. Befragungswelle). Version 1.0.0. Hannover: FDZ-DZHW.
Spangenberg, H., Quast, H., & Franke, B. (2017). Studium, Ausbildung oder beides? Qualifizierungswege von Studienberechtigten. DDS – Die Deutsche Schule, 109(4), 334-352.
Sullivan, A. (2002). Bourdieu and education: How useful is Bourdieu's theory for researchers? Netherlands Journal of Social Sciences, 38, 144-166.
Sullivan, A. (2001). Cultural Capital and Educational Attainment. Sociology. 35(4), 893-912.
Vester, M. (2006). Die ständische Kanalisierung der Bildungschancen. In: Georg, W. (Ed.). Soziale Ungleichheit im Bildungssystem. Eine empirisch-theoretische Bestandsaufnahme. Konstanz: UVK, 12-54.


22. Research in Higher Education
Paper

Diversify How and Where? Territories and Organisational Transformation in Portuguese Higher Education

Gonçalo Leite-Velho1, Mariana Gaio Alves2

1Instituto Politécnico de Tomar, Portugal; 2Instituto da Educação da Universidade de Lisboa

Presenting Author: Leite-Velho, Gonçalo; Gaio Alves, Mariana

High participation rates in higher education entail issues about its institutional diversification and stratification, since it is acknowledged that the expansion of higher education does not mean equal opportunities for all to access every institution (Marginson, 2016). The division between public and private or between universities and other types of higher institution (namely within binary systems), as well as the geographical region in which they are located, correspond to lines of stratification of institutions in terms of their social prestige and attributed quality (Bowl et al., 2018; Shavit, 2007; Teichler, 2008).

In Portugal, the policies of expansion of higher education were developed in the 70’s of the XX century, facing a scenario of late democratisation and low enrolment. A network of public organisations was established, covering the entire country, but carrying a policy of territorial differentiation — legislation determined that some regions had different types of organisations, others a mixed type and others only one type (the polytechnic) — which interacted with already existing territorial inequalities.

At the turn of the century a new political framework was introduced on top of this network, designated by some authors as “an agenda of modernisation” (Neave & Amaral, 2012; Nóvoa, 2018). New laws for the governing of institutions and for the teachers' careers were published by the national government and significantly changed the higher education landscape. These changes followed a global script (Gornitzka & Maassen, 2014) of neoliberalism and managerialism, which was appropriated differently by each country. In Portugal it meant a reduction of public financing, the implementation of a logic of cost-sharing and revenue diversification (Cerdeira, 2009) that exposed even more organisations to their institutional profile and territorial context.

These problems raise the question not only about the diversification of each organisation by itself, but also about the diversification within the system. The assumption that the changes following a global script, based on principles of neoliberalism and managerialism, must be confronted with research about the various possible interconnections between state, society and higher education in various national contexts, drives the proposed paper that aims at exploring the Portuguese case. The main question guiding the research is: do the policies of differentiation promote diverse organisations, or do they risk simply reproducing territorial inequalities?


Methodology, Methods, Research Instruments or Sources Used
The effects of  differentiation policies in Portugal are explored through an empirical analysis, based on a quantitative approach that enables tracing evolutionary trends since 2009. The option to focus the analysis on the period between 2009 and 2021 is appropriate as the “agenda of modernization” was put in place from 2008 onwards, while enrollment rates were growing.
The data analysed  is extracted from official datasets, including the National Institute of Statistics, the General-Direction of Statistics of Education and Science and the General Direction of Budget. It allows for the characterization of higher education across the country based on data available at national level. The tool QGIS is used to produce different maps that allow regional comparisons. Graphics and maps are produced to highlight historical variations by region and different higher education subsystems.
Being so, it will be possible to draw a national portrait based on the available data, throughout  a comparison developed at regional level (NUTS III) that takes into account both enrolment rates in higher education and global amounts of funding, differentiating  universities and polytechnics and allowing to consider each higher education institution according to its profile and location. The analysis is expected to highlight  contrasts between enrolment and demographics, institution profile and enrolment, structure of resources and enrolment. The overall goal is to discuss how differentiation and diversification have been framed within this more recent period of time

Conclusions, Expected Outcomes or Findings
In general, the research presented in the proposed paper is expected to contribute to deepen knowledge about the ways in which a specific country responds to transnational trends and to illustrate  how structural changes seem to assume features arising from the countries’ political, social, cultural and economic specificities.
Portugal is a socioeconomic uneven country and the design of its higher education system across the territory seems to follow this pattern. Though having implemented a network of public organisations that spread across the country, we find evidence that the ones situated in more disadvantaged socioeconomic contexts tend to strive to survive. The preliminary analysis suggests that organisations suffer with the demographic tendencies affecting  the context in which they operate. They also seem to strive for achieving a diversification of their income sources, namely in more disadvantaged regions. We intend to discuss how the implementation of a neoliberal and managerial global script could be  increasing this tendency and stressing even more the role of the territories on the operation of organisations.

References
Alves, M. G., & Tomlinson, M. (2021). The changing value of higher education in England and Portugal: Massification, marketization and public good. European Educational Research Journal, 20(2), 176–192. https://doi.org/10.1177/1474904120967574

Bowl, M., McCaig, C., & Hughes, J. (2018). Equality and Differentiation in Marketised Higher Education: A New Level Playing Field? Springer.
Cerdeira, M. L. M. (2009). Higher Education Finance and Cost-Sharing in Portugal. 1–11.
Gornitzka, Å., & Maassen, P. (2014). Dynamics of Convergence and Divergence. Em P. Mattei (Ed.), University Adaptation in Difficult Economic Times (pp. 13–29). Oxford University Press. https://doi.org/10.1093/acprof:oso/9780199989393.003.0002
Marginson, S. (2016). Public/private in higher education: A synthesis of economic and political approaches (Centre for Global Higher Education working paper series). Centre for Global Higher Education.
Neave, G., & Amaral, A. (2012). Higher Education in Portugal 1974-2009. Em G. Neave & A. Amaral (Eds.), Higher education in Portugal 1974-2009: A nation, a generation. Springer Netherlands. https://doi.org/10.1007/978-94-007-2135-7
Nóvoa, A. (2018). A modernização das universidades: Memórias contra o tempo. Revista Portuguesa de Educação, 31, 10–25.
Shavit, Y. (2007). Stratification in Higher Education: A Comparative Study. Stanford University Press.
Teichler, U. (2008). Diversification? Trends and explanations of the shape and size of higher education. Higher Education, 56(3), 349. https://doi.org/10.1007/s10734-008-9122-8


22. Research in Higher Education
Paper

Understanding the Experiences of Commuter Students at an Elite Scottish University

Sheila Riddell

University of Edinburgh, United Kingdom

Presenting Author: Riddell, Sheila

This paper draws on an investigation of the social characteristics and experiences of commuter students at an elite Scottish university which traditionally has had a relatively low proportion of commuting students, but is now experiencing a significant increase in this group (Donnelly & Gamsu, 2018). The 'boarding school' model characterises elite higher education institutions in the UK and the US, but many European countries have a stronger tradition of local universities, where students live at home for the duration of their undergraduate education.

The central research question addressed in this paper is the following: In the context of an elite Scottish university, what are the social justice implications of commuting to university from home rather than living in university accommodation? Some recent literature on the lives of commuting students has argued the need for a more positive focus on students’ experience of mobility, focusing on the positives as well as the negatives aspects of liminality and mobility (Christie, 2007; Holton & Finn, 2020). These researchers argue that much work on university commuting tends to normalise the ‘boarding school’ aspects of traditional and elite higher education, instead of recognising and valuing the more local aspects of undergraduate higher education in newer universities where students are likely to live at home but still experience a range of mobilities. This paper argues that there is also a need to understand the experiences of commuting students at elite universities, where living in university accommodation continues to be a normative expectation, reflected in timetabling, emphasis on face to face teaching and access to university social events and support services. At our case study university, the decision to commute was not random but reflected and reinforced existing social divisions. In terms of these disproportionalities, we argue that it is important to understand the negative as well as the positive aspects of commuting students’ lives, as well as considering the mitigating actions which the university could take in order to improve commuters’ lives. Commuting students' suggestions for change included timetabling that reduced large gaps between lectures; more choice of tutorial groups; and the expectation that all lectures would be recorded and available on-line. Daytime social events that did not involve a drinking culture would help to engage this group of students and enable them to form stronger ties to the university. Additional questions arise in relation to the need for a more redistributive and progressive student funding system in Scotland, which would reduce the financial imperative to live at home for students from less affluent backgrounds (Riddell & Weedon, 2018).


Methodology, Methods, Research Instruments or Sources Used
Data were collected through an analysis of university administrative data, an online questionnaire and recorded interviews with a purposive sample of 20 students, selected in relation to social class, disability, ethnicity, age, commuting distance and subjects studied.  In the interviews, students were asked about the nature of their commute, their feelings about their journey, the reasons underpinning their decisions to commute and the social and academic consequences of commuting.
Conclusions, Expected Outcomes or Findings
The administrative data and questionnaire highlighted the social characteristics of commuting students, who, compared with the general university population, were more likely to be older students from socially deprived backgrounds. Students who were disabled and those from minority ethnic groups were also more likely to commute than others. Family expectations and finances played a major part in students’ decision to commute, reflecting other research in this field (Minty, 2021).  In Scotland, students are entitled to the same level of maintenance loan irrespective of place of residence. Students from socially deprived backgrounds said that they were able to live much more cheaply in the family home rather than in a university hall of residence or student flat. They often made a small contribution to household expenses, but this was much less than student rent. Disabled students, older students and those from minority ethnic groups were particularly likely to refer to family support and the desire to maintain existing social networks as positive reason for commuting. At the same time, negatives were also reported: commuting was tiring, took time away from studying and was isolating, leading to some feeling they were not ‘proper’ students due to disengagement from their peers. Many students felt that their experience of university was limited due to difficulties in accessing support services and social activities which generally happened in the evening. Respondents were also aware that commuting was an option more likely to be chosen by less affluent students and those from minority ethnic backgrounds, deepening social divisions. Our respondents were also aware of the ongoing impact of the Covid-19 pandemic, which had enforced the social isolation of commuter students, leading to mental health problems for many (Couper Kenney & Riddell, 2021).
References
Christie, H. (2007) ‘Higher education and spatial (im)mobility: non-traditional students and living at home’, Environment and Planning, 39 (10), 2445-2463
Couper-Kenney, F. & Riddell, S. (2021). ‘The impact of COVID-19 on children with additional support needs and disabilities in Scotland.’ European Journal of Special Needs Education. 36, 1, 20 - 34
Donnelly, M. & Gamsu, S. (2018) Home and Away: Social, Ethnic and Spatial Inequalities in Student Mobility London: The Sutton Trust
Holton, M. & Finn, K. (2020) ‘Belonging, pausing, feeling: a framework of “mobile dwelling” for UK university students that live at home’. Applied Mobilities 5, 1, 6-20.
Minty, S (2021) PhD thesis: Where to study and where to live? Young people's HE decisions in Scotland and the role of family, finance and region University of Edinburgh.
Riddell, S. & Weedon, E. (2018) Fees regimes and widening access: does Scotland’s no-fees regime promote fairer access compared with other UK jurisdictions? In Shah, M (ed.) Achieving Equity and Academic Excellence in Higher Education: Global Perspectives in an Era of Widening Participation Basingstoke: Palgrave Macmillan.
 
Date: Wednesday, 23/Aug/2023
9:00am - 10:30am22 SES 04 E
Location: Adam Smith, LT 718 [Floor 7]
Session Chair: Rosemary Deem
Paper Session
 
22. Research in Higher Education
Paper

Gender Inequities throughout Educational Researchers’ Career Trajectories: the Chilean case

Lorena Ortega Ferrand1, Matías Montero1, Carolina Guzmán-Valenzuela2, Francisca Ortiz3, Diego Palacios4

1Universidad de Chile; 2Universidad de Tarapaca, Chile; 3Millennium Institute for Care Research (MICARE), Santiago, Chile; 4Universidad mayor

Presenting Author: Guzmán-Valenzuela, Carolina

Despite a more favourable initial representation of women in undergraduate and postgraduate programmes, structural gender inequities manifest and unfold throughout the research academic life course (Silander et al. 2013). Such inequities are associated with unequal division of academic labour, with women performing significantly more academic service than men (Guarino & Borden, 2017); and disparate involvement in domestic and care work of male and female researchers (Cervia & Biancheri, 2017), leading to increased gender gaps in research production, leadership and collaboration, and, consequently, in academic promotion (Winslow & Davis, 2016).

Individual resources and characteristics, such as researchers’ seniority (position), field of study and gender, are among the strongest predictors of academic productivity and collaboration (Silander et al. 2013) there being a need to study all these factors in combination (Silander et al., 2013) from a longitudinal approach (Winslow and Davis, 2016).

In Latin America, the number of publications in the social sciences has been growing spectacularly over the last decade and especially in educational research, with the case of Chile being notorious (Guzmán-Valenzuela et al., 2022). However, with few exceptions, the role of researchers' gender on this trend has not received significant attention in Chile or was studied more than a decade ago (Bernasconi, 2010).

This study investigates gendered patterns of research dropout, output, leadership and collaboration across Chilean educational researchers’ careers, using life course and social network approaches. The research question of this study is as follows: How do the effects of gender on research dropout, article publication, leadership and collaboration patterns manifest across the career life course of Chilean education researchers?

Framework

Female participation in science and research is not equal to that of men (Poczatková & Křibíková, 2017). Several studies have shown that female scientists publish less (Winslow & Davis, 2016), are less cited and tend to be first authors less frequently (UNESCO, 2021).

In examining longitudinal trends in participation and productivity, it was found in the USA that the increase in participation of women in science over the past 60 years was accompanied by an increase of gender differences in both research productivity and impact (Huang et al., 2020). This imbalance increased during the COVID pandemic having a negative impact on the number of women scientific publications (Pinho-Gomes et al., 2020).

Regarding authorship, ‘globally, women account for fewer than 30% of fractionalised authorships, whereas men represent slightly more than 70%. (Larivière et al., 2013, p. 212). Further, articles with female key authors are less frequently cited than articles with male key authors, which is also explained by the fact that female scientists publish less (UNESCO, 2021). Gender also plays a role in patterns of academic collaboration (Mamtani et. al, 2020). Overall, women tend to build less homophilic and more egalitarian networks than men (Araújo et al., 2017; Díaz-Faes et al., 2020).

Furthermore, women academics tend to abandon academia at an early stage (Gasser & Shaffer, 2014) without necessarily following a progressive development through subsequent stages. This discontinuity across the academic life course has given way to what has been called ‘leaky pipeline’ in academia and in which personal and institutional factors work together so as to push women away from pursuing an academic career. Some studies have focused on the leak that takes place between the early academic years in women’s trajectories and the later years although it is recognised that more research is needed (Light, 2013).


Methodology, Methods, Research Instruments or Sources Used
This study examined the research trajectories of 5.556 authors (52.7% of which are women) who published, at least once between 2011 and 2021, in Scopus-indexed education and education psychology journals as an author affiliated to a Chilean institution.
Data analysis techniques entailed descriptive analysis, survival (duration) models (to model months to research dropout), and models for count and social network models. These methods helped the researchers gain insights into different aspects of research, such as dropout rates, publication numbers, and collaboration patterns. More specifically, the following analyses were performed:
- Survival model: the analysis looked at how long researchers continued to do research before they stopped. A tool called the Kaplan-Meier estimator was used to compare the time between a researcher's first and last publication. Cox proportional hazard models were used to see if gender had an effect on the likelihood of dropping out of research. Models were fitted using the survival package in R.
- Poisson regressions were used to understand how many publications each researcher had and whether gender played a role. Equations were used to model the relationship between gender and number of publications. The analysis also took into account the interaction between gender and experience to examine if the effect of gender varied depending on the level of experience.
- Finally, a method called Bipartite Exponential Random Graph Models (ERGMs) was used to study collaboration between researchers. This analysis looked at factors such as gender, experience and country/region of affiliation to see if they influenced the likelihood of academic collaboration. The analysis looked at data from different years and used special statistical techniques to combine the results.

Conclusions, Expected Outcomes or Findings
Results show that: (i) the number of both male and female authors increased rapidly from 2011 to 2021, although with a stable slightly lower representation of women; (ii) the percentage of articles that were authored only by males decreased, while the proportion of mixed-gender articles increased, and the proportion of articles authored only by females remained stable, and overall, suggesting that gender homophily in co-authorship has decreased over time in the field (iii) there is a significant decrease in the relative participation of women as they become more senior, this is, female researchers stop publishing at a significantly earlier career stage than their male peers; (iv) there is a significant gender gap in academic productivity, that has widened during the last 12 years, and was particularly large between 2019 and 2021 (coinciding with Chile’s social outbreak and the Covid-19 pandemic), and that consists of a lower average number of article authorships per year for female junior researchers, compared to their male junior colleagues; (v) for very junior male researchers, national collaborations were somewhat more predominant than international non-LATAM collaborations, while the opposite seemed to be true for their junior female colleagues, and; (vi) overall, we did not find significant gender differences in research leadership. Potential explanations and implications for policy, at both national and institutional levels, are discussed.
References
Bernasconi, O. (2010). Conocimiento científico y género: la “instalación” de las recién llegadas. Seminario Género y ciencia, Universidad Alberto Hurtado, Santiago, Chile.
Cervia, S., & Biancheri, R. (2017). Women in science: The persistence of traditional gender roles. A case study on work–life interface. European Educational Research Journal, 16(2-3), 215-229.
Guarino, C. M., & Borden, V. M. (2017). Faculty service loads and gender: Are women taking care of the academic family?. Research in higher education, 58, 672-694.
Huang, J., Gates, A., Sinatra, R. and Barabási, A. (2020). Historical comparison of gender inequality in scientific careers across countries and disciplines. PNAS, 117(9): 4609-4616.
Larivière, V., Ni, C., Gingras, Y., Cronin, B., & Sugimoto, C. R. (2013). Bibliometrics: Global gender disparities in science. Nature, 504(7479), 211-213.
Light, R. (2013), "Gender Inequality and the Structure of Occupational Identity: The Case of Elite Sociological Publication". In Mcdonald, S. (Ed.) Networks, Work and Inequality (Research in the Sociology of Work, Vol. 24) (pp. 239-268). Bingley, Emerald Group Publishing Limited.
Mamtani, M, Shofer, F., Mudan, A., Khatri, U, Walker, R., Perrone, J., and Aysola, J. (2020). Quantifying gender disparity in physician authorship among commentary articles in three high-impact medical journals: an observational study. BJM Open, 10: 1-8.
Pinho-Gomes, A. C., Peters, S., Thompson, K., Hockham, C., Ripullone, K., Woodward, M., & Carcel, C. (2020). Where are the women? Gender inequalities in COVID-19 research authorship. BMJ Global Health, 5(7), e002922.
Poczatková, B., & Křibíková, P. (2017). Gender inequality in the field of science and research. Journal of International Studies Vol, 10(1).
Silander, C. (2013). Content and practice of Academic work: A gender perspective on the academic career. In Gender and Education Association Biennial Conference, London 23-26 april 2013.
UNESCO (2021). Women in higher education: has the female advantage put an end to gender inequalities?
Winslow, S., & Davis, S. N. (2016). Gender inequality across the academic life course. Sociology Compass, 10(5), 404-416.


22. Research in Higher Education
Paper

Gender Equality Plans for Universities: Real or Fake Change?

Monika Ryndzionek

University of Warmia and Mazury, Poland

Presenting Author: Ryndzionek, Monika

Under the European Union framework program for research and innovation, Horizon Europe for the years 2021–2027, having the "Gender Equality Plan" becomes inevitable and necessary for a scientific institution to be able to apply for funds.
As part of the Horizon Europe Programme, all universities and scientific institutions applying for funding for research projects have been obliged to prepare and implement Gender Equality Plans (in short: GEP) by 2022. Having a GEP has become an eligibility criterion in all Horizon Europe calls. Such Plans have been developed in many Polish public Higher Education Institutions (HEIs), but the quality and methods of their implementation vary dramatically. The reality shows that there is often a discrepancy between the prepared strategic documents and the real level of changes in organizations that occur as a result of the implementation of the provisions of such documents. A special case is the GEP implementation process, due to the fact that this change is somehow "forced" by the conditions imposed by the European Commission.
The aim of the study is therefore to analyse and assess the possibility of introducing real changes in the organizational culture of Polish universities and scientific institutions in the field of gender equality on the basis of the quality of their GEPs. The main research problem is: Are real changes possible in the organizational culture of Polish public HEIs due to the introduction and systematic implementation of GEPs?
The most common problems of change leaders in organizations are: the incorrect assessment of possible disruptions in the implementation of change, unrealistic assessment of the ability to change among employees, and especially self-sustaining patterns of behaviour, thinking, feeling and work, including unconscious prejudices. In addition, there is always a natural resistance to change among staff, which results from specific elements of culture, and a certain scepticism resulting from previous (especially unsuccessful) attempts at change. Bearing in mind these "blind spots" of each organizational change, the following detailed research problems will be posed:
1) What is the quality of existing GEPs in Polish public HEIs?
2) How are goals and activities formulated? Are they possible to reach?
3) What potential barriers may occur in the process of implementing changes in the area of gender equality?


Methodology, Methods, Research Instruments or Sources Used
In this presentation, I’m going to show the results of the content analysis of existing GEPs in Polish HEIs. They are public documents, published on organisational websites, so everyone can have access to them. My aim is to identify the intentions, focus and communication trends in institutional GEPs. Content analysis is the perfect tool to find out about the purposes, messages, and effects of communication content. It is also possible to make inferences about the producers and audience of the texts.
The analysis will be conducted in five steps:
1. Selecting the content (GEPs)
2. Defining the units and categories of analysis
3. Developing a set of rules for coding
4. Coding the text according to the rules
5. Analysing the results and drawing conclusions

Conclusions, Expected Outcomes or Findings
Finally, I would like to show how potentially the real transformation can be distorted by extensive managerialism at Polish public HEIs. They are not-for-profit spheres of education, but managerialism is ubiquitous because for the last several years these public institutions have been run “as if” these were for-profit organizations. The idea is to ensure that bureaucrats are more responsive to users of services (mainly students) and report results and policy delivery to political masters. Unfortunately, often managerial regimes have unintended outcomes with workers becoming defensive about performance rather than being innovative - the exact opposite of what managerial regimes are designed to achieve.
References
Al Saifi, S.A. (2015), Positioning organisational culture in knowledge management research, Journal of Knowledge Management, Vol. 19 No. 2, pp. 164-189. https://doi.org/10.1108/JKM-07-2014-0287
Enteman, Willard Finley (1993). Managerialism: The Emergence of a New Ideology. Madison, Wisconsin: University of Wisconsin Press.
European Commission, Directorate-General for Research and Innovation, Horizon Europe guidance on gender equality plans, Publications Office of the European Union, 2021, https://data.europa.eu/doi/10.2777/876509
Johnston Miller, K., & McTavish, D. (2013). Making and Managing Public Policy (1st ed.). Routledge. https://doi.org/10.4324/9780203758342
Rosenberg, S., & Mosca, J. (2011). Breaking Down The Barriers To Organizational Change. International Journal of Management & Information Systems (IJMIS), 15(3), 139–146. https://doi.org/10.19030/ijmis.v15i3.4650


22. Research in Higher Education
Paper

Making Early Researchers Voices Heard for Gender Equality

Anne-Sophie Godfroy

Université Paris-Est Créteil, France

Presenting Author: Godfroy, Anne-Sophie

This paper presents the activities of the COST Action VOICES (CA21137, gendervoices.eu), a research network funded by the European Commission « to increase the visibility of inequalities faced by Young Researchers and Innovators (YRIs) from a gender perspective, and to promote a sustainable dialogue between YRIs and stakeholders in the research ecosystem at the systemic level (European & national policy-makers) and at the institutional level (senior researchers, academic managers) by creating a community of gender equality practitioners composed of various stakeholders (YRIs, independent researchers, academic managers, organizations) across Europe. » (MoU of VOICES). The Action is chaired by the presenter of the paper.

Besides more than 300 young researchers and senior researchers from all Europe, the network includes networks of stakeholders as EPWS (European Platform of Women Scientists) and Eurodoc (Platform of Young Researchers Associations across Europe) and is organised in six working groups. It organises an annual conference and an annual training school.

The paper will focus on the poor visibility of young researchers in institutional policies regarding equality and inclusion. If doctoral students are easy to track and benefit of specific policies at local and national level, post-doctoral students are more difficult to study because of the variety of status they have, the variety of career paths across disciplines and countries, and their high level of mobility. They are poorly represented in decision-making bodies and sometimes not even considered as full members of the staff because they are funded by another organisation, or not considered as researchers because they officially fill an administrative job in research support. The duration of this precarious status and the working conditions are also very variables from a case to the other. This can be summarised as a blind spot of gender equality policies. Nonetheless, many inequalities originate in early career stages and understanding how and why they develop would be crucial to design and implement effective policies to tackle them and to ensure more diversity in academic staff.

VOICES tries to document gender inequalities among young researchers, but also intersecting inequalities and existing policies to prevent them. It also gathers all stakeholders to promote new policies and will release a white book at the end of the Action in 2026.

A first conceptual framework was provided in the MoU of the Action, based on EU policy papers and recent literature (especially Murgia & Poggio 2019). This first draft is now challenged by the introduction of intersectionality including more dimensions than gender only. This new approach tends to challenge the institutional definition of "young researcher" and to promote new perspectives, notably a perspective from the experience of young researchers' lives telling their own stories instead of an institutional perspective based on the payroll. At the moment, VOICES framework is still in a process of co-creation across the deferent working groups under the coordination of Prof. Victoria Showunmi, leader of the intersectionality working group.


Methodology, Methods, Research Instruments or Sources Used
The methodology of VOICES is based on co-creation, participatory workshops, and communities of practice. This methodology was experimented in the ACT project (act-on-gender.eu, 2017-2021) to facilitate GEPs implementation and sustainability across different institutions. It facilitates knowledge exchange, which is at the heart of the network. It is well adapted to the topic of the network mixing conceptual research, research policies, and very practical implementation issues.
Conclusions, Expected Outcomes or Findings
Work is still in progress. The expected outcome of VOICES is better knowledge and visibility about the situation of young researchers and the origins of the inequalities they experiment with at that stage and in their later careers.
From this knowledge, policy recommendations designed with stakeholders will be published and promoted.
At the time of the conference, the paper aims to present the first findings and to make connections with projects or persons interested in the topic.

References
Akram, S., & Pflaeger Young, Z. (2020). Early Career Researchers’ Experiences of Post-Maternity and Parental Leave Provision in UK Politics and International Studies Departments: A Heads of Department and Early Career Researcher Survey. Political Studies Review, 1478929920910363.

Cantwell, B. (2011). Transnational mobility and international academic employment: Gatekeeping in an academic competition arena. Minerva, 49(4), 425-445.

Chen, S., McAlpine, L., & Amundsen, C. (2015). Postdoctoral positions as preparation for desired careers: a narrative approach to understanding postdoctoral experience. Higher Education Research & Development, 34(6), 1083-1096.

European Science Foundation (2017). 2017 Career Tracking Survey of Doctorate. Holders: Project Report. Strasbourg https://www.esf.org/fileadmin/user_upload/esf/F-FINAL- Career_Tracking_Survey_2017__Project_Report.pdf___

McKinsey. (2017). Women Matter. Time to Accelerate. Ten Years of Insights into Gender Diversity.

Murgia, A., & Poggio, B. (Eds.). (2019). Gender and precarious research careers: A comparative analysis. Routledge.

Musselin, C. (2004). Towards a European academic labour market? Some lessons drawn from empirical studies on academic mobility. Higher Education, 48(1), 55-78.

The EU Gender Equality Strategy 2020-2025, COMMUNICATION FROM THE COMMISSION TO THE EUROPEAN PARLIAMENT, THE COUNCIL, THE EUROPEAN ECONOMIC AND SOCIAL COMMITTEE AND THE COMMITTEE OF THE
REGIONS, https://letsgeps.eu/wp-content/uploads/2020/10/090166e5ccc86ea5.pd

Wenger, E. (1998). Communities of practice: Learning, meaning, and identity. Cambridge University Press.
https://doi.org/10.1017/CBO9780511803932
 
1:30pm - 3:00pm22 SES 06 E
Location: Adam Smith, LT 718 [Floor 7]
Session Chair: Rosemary Deem
Paper Session
 
22. Research in Higher Education
Paper

With Equity in Mind: A Systematic Review of Recognition Practices for Migrants and Refugees in the European Context

Serafina Pastore, Fausta Scardigno

University of Bari, Italy

Presenting Author: Pastore, Serafina; Scardigno, Fausta

The epistemological, social and policy implications of the concept of lifelong learning have been widely scrutinized and recognized over the last twenty years (Field, Schmidt-Hertha, and Waxenegger 2015; Jarvis 2011; Maruyama 2020; Oliver 2020). Lifelong learning has been on policy agenda of the European Union for decades. In this perspective, the principles of human dignity, autonomy, active citizenship, personal self-attainment, social inclusion and employability linked to the lifelong learning have represented a strategic lever for the economic growth, the social stability and the redress of structural inequalities of racially minorized target of people (Knight 2008).

The differencing conceptualizations of lifelong learning (included the identification of the non-formal and informal learning) have led to a wide variety of validation and recognition practices for different target groups across the European area. At the same time, it is somewhat unclear which factors facilitate or inhibit the implementation of these processes. An aspect that has become more urgent due to the new immigration waves, as well as the recent spread of the Coronavirus (COVID-19). Amidst growing concerns and unprecedented events, the pandemic significantly reduced learning opportunities for the most fragile and disadvantaged people, like migrants and refugees and clearly showed the inefficacy of existing practices in the university context (Thomas and Arday 2021).

While the literature includes a wide range of definitions of lifelong learning, as well as different practices of recognition and valorization of prior and informal learning each having different strategies for using evidence of learning, limited is a sound scientific evidence that these practices have a positive effect on target groups of individuals. The existing body of literature on recognition of migrants’ and refugees’ learning (i.e., qualifications and/or competencies elsewhere acquired) is generally considered extensive in terms of principles and practices (UNESCO 2019). However, despite the policy recognition of the importance of recognition practices, it has to be noted that this broad field of research shows scant effects (or sometimes ineffective implementations) in the European higher education contexts. If on the one hand, The Lisbon Recognition Convention states that all countries should develop procedures to assess whether refugees and displaced persons fulfill the relevant requirements for access to higher education or to employment activities, even in cases in which the qualifications cannot be proven through documentary evidence; on the other hand, higher education institutions have the autonomy to organize the inflow of third country nationals and to decide on the program of this group of lateral entrants. However, any structure in terms of recognition of qualifications and competences acquired elsewhere is lacking for third country nationals who wish to continue their studies in Europe after they have already made their way into higher education outside Europe. It is clear that there is no proper tool to enable universities to effectively scale up the qualifications and competences of third country nationals acquired elsewhere. Moreover, no systematic analysis has been conducted on evidence gathered from previous studies on recognition practices for migrant and refugee students at university.

The present study moves from the following research questions:

  • How is realized the process of recognition of refugees’ and migrants’ previous learning across the EU higher education institutions?
  • What are the main practices used for of recognition of refugees’ and migrants’ previous learning?
  • What are the characteristics of the research studies exploring recognition of refugees’ and migrants’ previous learning?

In this perspective, thestudy aims to fill this gap providing an updated overview of validation and recognition practices for students with a migratory background within the EU area.


Methodology, Methods, Research Instruments or Sources Used
The literature review study followed the Petticrew and Roberts (2006) guide of systematic review in the social sciences. To reach a wider range of studies the terms of validation of prior learning, recognition of prior learning, as well as synonyms like validation of competences, recognition of competences, were used. After checking preliminary hints, these terms were combined with migrants & refugees, higher education, Europe (EU, European area).
The search was run in March 2021 and the key terms were used to retrieve literature within the following four databases:
• ERIC;
• PsychINFO;
• SocINDEX;
• Sage ILLUMINA;
A further search with Google scholar (grey literature) was performed to ensure a broad panel of studies.
All publications (N. 30.821) were exported to Mendeley Data. After removing duplicates, title and abstracts scans were conducted using the following inclusion criteria:
• The study was published in a scientific, peer-reviewed journal (English language).
• The study reported a research work (i.e., quantitative, qualitative, mixed approach).
• The study was conducted in the European context of higher education.
• The study was published in the last 5 years (2015-2020).
After the title and abstract scan only 23 studies responded at the inclusion criteria and were considered for the further analysis. The full-text versions of these publications were therefore read and analyzed considering the following information:
• General information: author, publication year, title, national context.
• Research design and instruments.
• Recognition practice and instruments.
• Target population (gender, nationality of migrants/refugees, age, etc.)

Information was recorded using a data extraction form was filled by two different members of the research team.

Conclusions, Expected Outcomes or Findings
No systematic recognition practices (or instruments) used (and shared) by the higher education institutions to allow the enrolment or an effective inclusion of migrants and refugees have been found in this review.
Despite the widespread recognition of the social desirability and usefulness of recognition of previous learning of students with a migratory background, it is hard to detect a systematic practice in the selected articles (RQ1). The explanation of the process, and therefore, the sharing of the criticalities related to the implementation of recognition of migrants and refugees learning are not reported.
The perspective of the research studies in this review is local (case study): only the articles with a document analysis (Abamosa, Hilt, and Westrheim 2019) and a literature review (Jungblut, Vukasovic, and Steinhardt 2020; Souto-Outero et al. 2015) have a broad, international perspective. The last articles, instead, appear slightly aligned with the national or the trans-national educational policy requirements and orientations.
It is no possible to identify the main practices used for recognition of migrants’ and refugees’ previous learning (RQ2).
The results of this first literature review show that the most studies were based on small-scale, qualitative research design. This raises some concerns not only in terms of the quality research but also in terms of dissemination of good practices among university and administrative staff involved in the process of validation and recognition of migrants’ and refugees’ learning (RQ3).
Therefore, the time has come to invest on large-scale quantitative studies investigating the factors that enable or hinder the recognition of migrants’ and refugees’ competencies. More comparative research, in this vein, should open further research streams as they contribute to a better understanding of the multiple aspects (in terms of policy and practice) that need to be considered when implementing the recognition of migrants’ and refugees’ competencies.

References
Abamosa, J. Y., L. T. Hilt, and K. Westrheim. (2019). “Social inclusion of refugees into higher education in Norway: A critical analysis of Norwegian higher education and integration policies”. Policy Futures in Education, 7 (186).
Field, J., B. Schmidt-Hertha, and A. Waxenegger. eds. 2015. Universities and Engagement. International Perspectives on Higher Education and Lifelong Learning. London: Routledge.
Jarvis, P. 2011. “Adult education and the changing international scene: Theoretical perspectives”. PAACE Journal of Lifelong Learning, 20, 37-50.
Knight, J. 2008. Higher Education in Turmoil: The Changing World of Internationalisation. Rotterdam: Sense Publishers.
Jungblut J., M. Vukasovic M. and I. Steinhardt. 2020. “Higher education policy dynamics in turbulent times – access to higher education for refugees in Europe”. Studies in Higher Education, 45 (2), 327-338.
Maruyama, H. (2020) (Ed.). Cross-Bordering Dynamics in Education and Lifelong Learning. A Perspective from Non-Formal Education. London: Routledge.
Oliver, P. (2020) (Ed.). Lifelong and Continuing Education What is a Learning Society?. London: Routledge.
Petticrew, M., and H. Roberts. 2006. Systematic Reviews in the Social Sciences: A Practical Guide. Oxford, UK: Blackwell.
Souto-Otero, M., and E. Villalba-Garcia. 2015. “Migration and validation of non-formal and informal learning in Europe: Inclusion, exclusion or polarisation in the recognition of skills?”. International Review of Education, 61, 585-607.
Thomas D.S.P., and J. Arday. eds. 2021. Doing Equity and Diversity for Success in Higher Education. Palgrave Studies in Race, Inequality and Social Justice in Education. Palgrave Macmillan, Cham.
UNESCO. (2019). Global Education Monitoring Report - Migration, displacement and education: Building bridges, not walls. Paris: UNESCO.


22. Research in Higher Education
Paper

The Reception of Refugees at the University of Bologna

Luca Vittori, Massimiliano Tarozzi

University of Bologna, Italy

Presenting Author: Vittori, Luca; Tarozzi, Massimiliano

Globally, more than 100 million people are forced to live far from their homes, cities and nations due to war, persecution of various kind and climate change (UNHCR 2022). Out of this dramatic number, only 5% have access to higher education (UNHCR, 2021). Approximately 7 million people holding international protection are hosted in the EU Countries, people settled with the hope of finding security, continuing their studies and building a future (Harðardóttir & Jónsson, 2021). This situation was further exacerbated by the crisis in Ukraine. However, at least in Italy, little or no research is available on the refugee’s condition in higher education.

Against this framework and due to the lack of specific research in the area, the generative research question of this study seeks to examine the process of reception and inclusion of refugee students at the University of Bologna. More precisely, the study aims to investigate, describe, and analyze the measures taken and the services offered to ensure students with a background of forced migration the access to degree programs, fundings, and support activities, as well as the role played by various actors within the process. The purpose is to contribute to the creation of a common knowledge useful to improve the overall process and guide future developments and comparisons with other universities.
The overall analysis includes two sets of data, but this paper will discuss the empirical part:
National and regional regulations, University resolutions, decrees and agreements. This first data set has allowed to understand the key elements that characterize the reception of students with a history of forced migration.
Data generated based on qualitative empirical research, as described in the following section.
Firstly, it has been noted that the university ensures different ways of access, and the initiative Unibo for Refugees represents the general framework for all initiatives since 2015-2016. Through the adoption of facilitation of the enrollment process, the project makes it possible for asylum seekers to enroll in single courses and it funds scholarships (12) and study awards (10) for refugees and displaced students. Other opportunities are the CRUI grants funded by the Ministry of Home affair and the UNICORE project, in which the University collaborated with UNHCR to pilot the Italian model of university corridors. The university has also responded to the recent humanitarian crises in Afghanistan and Ukraine accepting students from the second semester of 2021-2022. The measures have been taken in emergency circumstances and have led to differences in the reception processes.
From the analysis of the data it emerged that the University adopts channeled procedural facilitation measures in support of registration, funds scholarships and provides services and activities in cooperation with the regional institution for the right to study and other actors. The international desk staff successfully deals with technical enrollment aspects but lacks the resources to ensure in-process and post-graduation support.


Methodology, Methods, Research Instruments or Sources Used
A Grounded Theory (GT) method was selected since there is no established prior knowledge of the phenomenon of the reception process of refugee students at the University of Bologna. A constructivist GT was adopted (Charmaz, 2012; Tarozzi, 2020) where the analysis of objective data is intertwined with the analysis of the meanings that participants attribute to their actions and their contexts, producing understandable and useful insights for those working in the area under investigation (Tarozzi, 2020).
Data collection adopted the logic of theoretical sampling which allows the selection of participants holding useful knowledge and develops according to the needs for clarification and insights emerging from the analysis (Tarozzi, 2020). The first study sample was identified through the purposive sampling strategy, while additional key informants were involved through snowball sampling.
Data collection took place between late July and December 2022.
• 6 semi-structured interviews lasting 45 minutes on average were carried out with key informants. 5 were individual interviews, while 1 was carried out with two participants simultaneously as their request. All interviews were audio and video recorded, with the consent of the respondents, and conducted remotely.
• 1 particant observation lasted about 4h at the University of Bologna’s International desk on October 12, 2022. 3 individual interviews were observed between a staff member and students at their first contact with the University.
The coding procedure that guided the data analysis was the following:
- Open coding. In this phase attention was paid to the smallest parts of text and the analysis was opened in all possible directions. The open coding phase generated 632 labels and ended with the definition of 12 proto-categories.
- Focused Coding. At this stage, data analysis developed through the insights generated from the juxtaposition of the 12 proto-categories and the new and emerging labels. The focus coding phase ended with the emergence of three main concept areas.
- Theoretical Coding. At this stage, through a deep conceptualizing process, the core category was identified. The core category links all the concept areas previously emerged and explains the reception process of refugee students in its essence.

Conclusions, Expected Outcomes or Findings
The University of Bologna reception system consists of a set of projects, initiatives and various measures aimed at students defined as:
Refugeee: holding international, subsidiary or special protection
Displaced person: holding temporary protection
Asylum seeker
The number of students with these characteristics is not particularly high although it is steadily increasing, especially after the Ukrainian crisis.
The main characteristic of the inclusive approach with which the university over the years has welcomed refugees is the channeling of procedures and the diversification of responses based on users’ heterogeneity. Thus, the differentiation and individualization of responses must be considered an added value, even though, the lack of standardized procedures results the main critical aspect of the entire process, as it places an excessive workload on the staff involved.
Furthermore, it emerges that the measures taken by the University are effective in ensuring access to the educational system but not as much attention is paid to other key steps: in-process support and post-graduation orienteering.
In conclusion, given the phenomenon’s general upward trend and the consequent demand to provide medium and long-term solutions, it emerges the need to standardize the reception process, provide an in-process support and strengthening and empowering the administrative staff of the University of Bologna’s international desk.

References
Charmaz, K. (2012). The Power and Potential of Grounded Theory. Medical Sociology online, 6(3), 2-15.
Crea, T. M. (2016). Refugee higher education: Contextual challenges and implications for program design, delivery, and accompaniment. International Journal of Educational Development, 46, 12-22.
Dryden-Peterson, S. (2011). Refugee education: A global review. UNHCR.
Dunwoodie, K.; Kaukko, M.; Wilkinson, J.; Reimer, K. & Webb, S. (2020). Widening University Access for Students of Asylum-Seeking Backgrounds: (Mis)recognition in an Australian Context. Higher Education Policy, 33, 243–264.
Giles, W. (2018). The Borderless Higher Education for Refugees Project: Enabling Refugee and Local Kenyan Students in Dadaab to Transition to University Education. Journal on Education in Emergencies, 4(1), 164-184. https://doi.org/10.17609/wsjc- h122
Harðardóttir, E. & Jónsson, Ó. P. (2021). Visiting the forced visitors - Critical and decentered approach to Global Citizenship Education as an inclusive educational response to forced youth migration. Journal of Social Science Education, 20(2), 26- 46. https://doi.org/10.11576/jsse-3970
Maltoni, A. (2007). L’autonomia universitaria. Da principio antico ad obiettivo per il futuro. Ricerche di Pedagogia e Didattica. Journal of Theories and Research in Education, 2(1).
Messina Dahlberg, G.; Vigmo, S. & Surian, A. (2021). Widening participation? (Re)searching institutional pathways in higher education for migrant students - The cases of Sweden and Italy. Frontline Learning Research, 9(2), 145–169. https://doi.org/10.14786/flr.v9i2.655
Naylor, R.; Terry, L.; Rizzo, A.; Nguyen, N. & Mifsud, N. (2021). Structural Inequality in Refugee Participation in Higher Education. Journal of Refugee Studies, 34(2), 2142–2158.
Pherali, T. & Moghli, M. A. (2021). Higher Education in the Context of Mass Displacement: Towards Sustainable Solutions for Refugees. Journal of Refugee Studies, 34(2), 2159–2179.
Shankar, S.; O'Brien, H.L.; How, E.; Lu, Y.; Mabi, M. & Rose, C. (2016). The role of information in the settlement experiences of refugee students. Proceedings of the Association for Information Science and Technology, 53(1), 1-6
Streitwieser, B.; Loo, B.; Ohorodnik, M. & Jeong, J. (2019). Access for Refugees Into Higher Education: A Review of Interventions in North America and Europe. Journal of Studies in International Education, 23(4), 473–496.
Tarozzi, M. (20020. What is grounded theory. London: Bloomsbury
UNESCO. (2018). Migration, Displacement and Education: Building Bridges, Not Walls. UNESCO.
UNHCR. (2021). Education Report 2021: Staying the course. The challenges facing refugee education. UNHCR
UNHCR. (2022, June). Global Trends Report 2021. UNHCR.


22. Research in Higher Education
Paper

Exploring the Adult Learners’ Transition from the Workplace to Higher Education (Preliminary Study)

Kristy Campbell

University College London, United Kingdom

Presenting Author: Campbell, Kristy

This exploratory research sets out to identify characteristics of the transition undertaken by returning learners as they move away from their workplace and begin embarking on postgraduate study.

The findings stem from a preliminary study carried out at the peak of the Covid-19 pandemic amid the many nationwide lockdowns. This data has contributed to the doctoral research currently being pursued by the author; implications for the main study are discussed.

The research questions:

1. What transitional experiences characterise the change from a workplace to higher education?

2. What are the implications of individual-level transitions on higher education organisations’ design of policy and practice?

Populations of learners are growing progressively diverse – with many individuals retreating to education later in life to fulfil various distinct goals. Despite this, little acknowledgment has been given to this transition in the literature. The lack of knowledge available in this area has led to inadequately prepared learners, as is evidenced in this study, as well as clusters of students unaware of the support available to them as they enter the new domain. Formerly, much of the literature has discussed the linear ladder of progression, the move from school or university to the workplace, with little coverage of those individuals shifting between but nonetheless progressing ‘back’ to education.

This research explores the accessibility of the learning experience, taking into account the remote nature of teaching and learning during the pandemic, along with the benefits and barriers that the students were acquainted with as they attempted acculturation and affiliation with their new role and context through a virtual learning environment.

Over the summer term of the 2020-21 academic year, a focus group of postgraduate students was held at a world-leading faculty of education in the UK. While this could only be carried out safely over a virtual platform at the time, the Zoom meeting proved to be a compassionate and comprehensive conversation. Through the exchange of narratives, the participants benchmarked and empathised with one another. The participants’ contributions weren’t short of social cues and gestures either, evidencing how they had adapted to the virtual space after a year of online learning. Bringing the participants together to discuss their experiences in this way provided them with a platform upon which they could reflect, and attempt, if only briefly, to combat the isolation.

To explore the data, a framework of transitions (Anderson, Goodman & Schlossberg, 2012; 2022), organizational culture (Handy, 1991; 1993), and identity was assembled; as the population crossed over into their new context, insight from these three pillars bridged together intellect from across the domains of practice. Schlossberg’s (1981) seminal work on transitions, in particular her model of 4 S’s, has facilitated the analysis of unique coping mechanisms employed by the participants. In discovering the characterisations of the participants’ ‘situations’, data was extracted to build a holistic illustration of the transition process that each returner encountered as they enrolled back into higher education.

Undertaking this move during the Covid-19 pandemic spurred on a series of unanticipated events for the participants, which required that they drew upon and further sourced assets and coping mechanisms to facilitate their acculturation and engagement with learning during this time.

The author has since carried out a thematic narrative analysis, following which a series of themes were created in order to retell the lived experiences of the individuals. Through this presentation, the author will be exploring the intricacies of the data, discussing the role that the various virtual environments played in the participants’ transitions, their experience of remote learning, digital pedagogies, and how this mobility contributed to their multi-membership during this unprecedented time.


Methodology, Methods, Research Instruments or Sources Used
In the preliminary study of this research, the researcher opted to carry out a virtual focus group of postgraduate students who were progressing towards the end of their programme. It was decided that given the health and safety guidelines set out nationally during the Covid-19 pandemic that this would be the safest way to bring people together to discuss and reflect on their experience of transition.

The group of five participants along with the researcher explored the impact of organisational culture on their transition, along with the impact that various support systems and psychological resources had on their ability to cope with the transition. Having experienced predominantly online learning that academic year, it was felt that the students were reasonably accustomed to and comfortable with the technology and the environment in which the data was collected.

Following on from this, it was felt that in order to accurately document the transition, a longitudinal approach would be more suitable, and that collecting data over the students’ courses at different points might offer richer and more accurate recollections of the experience. As a result of this, the researcher advertised the main study with a request that participants provide a series of diary entries (one per term) in response to assigned questions, along with a single digital storytelling task that would allow them to provide insight beyond the written word. These three data collections were followed up by a face-to-face (remote) interview, in which the participants had the opportunity to expand, amend, and elaborate on their answers, while the researcher could member-check the data.

The researcher has approached this study through a psychosocial lens, which has led to a much wider-ranging understanding of the participants’ experiences, taking into account the fusion of psychological and sociological influences. The researcher was confident that the employment of Schlossberg’s model of 4 S’s could be satisfactorily explored through this lens, and that the four aspects would consider both the subjective and individual encounters.

A thematic narrative analysis was carried out in order to best retell the stories of the participants, and to underscore the significant encounters over the transition period. In addition, a constructivist-interpretivist epistemology has been employed.

Conclusions, Expected Outcomes or Findings
•Theme 1: control over the learning experience.
A number of the participants addressed various aspects of the transition that were bringing about a degree of stress. They shared their efforts to modify their perception of the transition during this time and showed great resilience through their continued commitment to enhancing their learning experience.
•Theme 2: feedback.
The valued this during their transition; as they moved into the new context, feedback was perceived as a support mechanism, providing guidance and reassurance in the unfamiliar virtual setting.
•Theme 3: lasting impressions.
This transpired from the participants’ reflections on their former practices, where they explored how former dominant behaviours and dispositions had been carried into the new context. Involvement in established support networks and organisational cultures led to a conflicting experience as they moved through the transition. They drew on a blend of coping mechanisms as they faced culture shock and reverse culture shock.
•Theme 4: a full hat stand.
As the participants moved away from their former work context into the new and unfamiliar institution, they undertook a number of changes; one change in particular pertained to their growing and modifying identity. A number of notions connected with identity, these included roles, possible selves, membership, liminality, and the process of acculturation and socialisation.
•Theme 5: the impact of Covid-19 on the transition.
The on-going and uncertain nature of the pandemic had significant influence on the participants’ lives during their transition. Outstanding encounters included their participation in online learning and the new digital pedagogies, along with the experience of living, working, and studying from home, in some instances in unusual environments. The remote nature of this learning experience meant that participants lacked the like-minded interactions with peers, and the distinction between work and home allowing them to manage and balance their commitments.

References
Anderson, A., Goodman, J. & Schlossberg, N. (2012) Counseling adults in transition: Linking Schlossberg’s theory with practice in a diverse world. New York: Springer Pub.

Anderson, M.L., Goodman, J. & Schlossberg, N.K. (2022) Counselling Adults in Transition. 5th edn. New York: Springer Publishing Company.

Handy, C. (1991) The Age of Unreason. London, UK: Arrow Business Books.

Handy, C. (1993) Understanding Organizations. 4th edn. London, UK: Penguin Books Ltd.

Schlossberg, N. (1981) ‘A Model for Analyzing Human Adaptation to Transition’, The Counseling Psychologist, 9(2), pp. 2–18. doi:10.1177/001100008100900202.
 
3:30pm - 5:00pm22 SES 07 E
Location: Adam Smith, LT 718 [Floor 7]
Session Chair: Rachel Brooks
Paper Session
 
22. Research in Higher Education
Paper

Fostering Interdisciplinarity in Research Intensive Universities: Challenging Leaders and Their Institutional Leadership Orthodoxies??

Ciaran Sugrue1, Tone Solbrekke2, Molly Sutphen3

1University College Dublin, Ireland; 2University of Oslo, Norway; 3University of Oslo, Norway

Presenting Author: Sugrue, Ciaran; Solbrekke, Tone

Higher education is in ‘a time of profound, unrelenting change of a magnitude and scope unequalled since the Industrial Revolution’(Levine & Van Pelt, 2021, p. ix). This present ‘flux’ (Bebbington 2021), ‘in-between time’, or ‘interregnum,’ is challenging public universities’ traditional ways of fulfilling their social responsibilities to serve public good (Grant, 2021, p. 3). The term ‘public’ in ‘public good’ is seriously contentious (Clarke, Mills, Mockler, & Singh, 2022). Consequently, leading universities is highly complex and uncertain, but remains a major responsibility, rendered more fraught by a persistent habit of using the terms ‘management’ and ‘leadership’ interchangeably. We concur with Branson et al. (2020, 4-7) that ‘management’ is about ‘controlling and directing’ by following policies, rules, and prescribed procedures to be ‘publicly accountable’. In previous research conducted in five research intensive universities, we identified and described ‘deliberative leadership’ as both a sustainable approach in higher education, with potential also to be transformative, thus conceivably an asset also in promoting interdisciplinarity (Solbrekke & Sugrue, 2020).

Recognising that leadership is ‘complex, multilevel, and socially constructed’ (Xie 2019, 76), has led to the emergence of ‘adjectivalism’: ‘substituting an endless supply of successive candidate adjectives’ (Gronn 2009, p.18), including servant, spiritual, transformational, transactional, and transrelational, a list by no means exhaustive (Xie, 2019). A more recent inclusion has been ‘distributed’ (Youngs, 2017). Others advocate for sustainability (Rieg, Gatersleben, & Christie 2021), gender (van Helden, den Dulk, Steijn, & Vernooij 2021), and inclusion (Aboramadan, Dahleez, and Farao 2022). Still others have focused on the consequences of NPM for leading public universities (Barnett, 2011; Pinheiro, Geschwind, Hansen, & Pulkkinen, 2019). Internally, these dynamics have increased the extent of the academic ‘precariat’ (Fitzsimons, Henry, & O’ Neill 2021), while increasing external pressures post Bologna (1999) have resulted in demands for stronger management masquarading as leadership (Karseth & Solbrekke, 2016; Kohtamaki 2022). These and other external demands have spawned increasing ‘managerialism’ and ‘leaderism’ (vozhdism) (Brankovic 2018). In a more rudderless higher education landscape, there is advocacy too for greater attention to values, ‘integrity, fairness, kindness, excellence, sustainability, passion and reason,’ drawing attention to ‘what is important in life’ (Carney, 2021, pp. 4-17). Building on theories of ‘professional responsibility,’ Solbrekke and Englund (2011) indicate the tensions between external governance policies of professional work, including the work of public universities captured in the language and logic of ‘accountability’ and ‘responsibility’.

Into this cauldron of competing and conflicting pressures and demands, academic hospitality in tandem with interdisciplinarity are posited as a means of providing some situated certainty for securing a more sustainable higher education sector while preparing graduates more appropriately for work and society. Academic hospitality has different forms, identified as material (hosting conferences, collaborating with peers), epistemic (being open or hospitable to new ideas), linguistic (translating into other languages, being sensitive to the language of ‘other’ disciplines) and touristic (being welcoming and hospitable to fellow academics) (Phipps & Barnett, 2007). Additionally, interdisciplinarity has been presented as an elixir: “a solution to a series of contemporary problems, in particular the relations between science and society, the development of accountability and the need to foster innovation in the knowledge economy” (Barry, Born, & Weszkalnys, 2008, p. 21). This paper opens an exploratory study of the leadership challenges presented in higher education, when both interdisciplinarity and academic hospitality are inserted more systematically into its reform agenda. In doing so, it addresses the following research questions:

  • How do interdisciplinary programme teams and leaders, and senior university leaders (with responsibility for promoting interdisciplinarity) talk about leading interdisciplinary education in their respective institutions?
  • What insights do their accounts offer into institutional leadership and institutional transformation?


Methodology, Methods, Research Instruments or Sources Used
Data analysed for this paper are part of a larger study on ‘Academic Hospitality in Higher Education’, a research project funded by the Norwegian Research Council, involving six research intensive universities, two Norwegian, one Swedish, Australian, Scottish, and Irish. It is a mixed methods study investigating academic hospitality in interdisciplinary collaboration within a selected programme in each of the six participating universities. While focused directly on those programmes to identify their pedagogies, academics and students are participants. Additionally, senior leaders within the universities with particular responsibility for education and the promotion of interdisciplinarity are participants, thus the focus is not merely on pedagogies of interdisciplinarity, but also how such practices are crafted as well as the shaping influences on institutional structures, contexts and leaders in cultivating hospitable environments conducive to interdisciplinary teaching, learning and leading.
As this project is in an early phase of data gathering, analysis here is confined to five transcripts from each of three of the six participating universities; interviews conducted with leaders of interdisciplinary programmes, and their institutional leaders with particular responsibilities for leading interdisciplinarity education in their respective institutions. In addition to individual interviews with these leaders, focus group interviews with programme teams were also completed. Interviews have been completed adopting an insider/outsider perspective; an outsider being a colleague from another university in the study in partnership with a researcher colleague in the institution where data are being gathered.  (Corbin Dwyer & Buckle, 2009). Each interview was approximately one hour, recorded and subsequently transcribed. While the analytical stance is ‘abductive’ (Alvesson & Skolberg, 2000), moving freely between conceptual and theoretical literature and engagement with the data, initial coding of transcripts was undertaken by the three authors individually, and when codes were negotiated and agreed, transcripts were then coded electronically using MAXQDA, continuing to engage abductively with the material.  

Conclusions, Expected Outcomes or Findings
While interdisciplinarity for some time has been trumpeted as a means of addressing some contemporary challenges in higher education, perhaps even more intensively in research intensive universities, there is a relative dearth of evidence on how it is promoted institutionally, and the challenges such promotion represents to senior leaders in particular, as well as to established structures and routines of practice. Analysis in this paper seeks to shed light on this phenomenon within three institutions in this initial analysis of data. Preliminary analysis suggests a number of themes under which the findings will be presented, while interpreting these through the theoretical and analytical framework articulated above. These are:
Understandings of interdisciplinarity: responsibility for its promotion
Institutional constraints: overcoming frustrations, leading alternatives
Pedagogies of interdisciplinarity: innovative practices or new wine in old bottles?
From disciplinary silos to institutional Balkanisation?
Currently, these are emergent themes as we become more familiar with the data and as additional data is added to the project’s existing archive.
In the discussion/  conclusion element of the paper, the focus will be on emerging insights into institutional leaders roles and responsibilities as universities seek to address contemporary challenges and these will be interrogated through the lens indicated above with an emphasis on insights into practices that emerge as having transformative potential, while recognising that such routines are shaped considerably by actors, institutional contexts and external policy environments. The theoretical hinterland articulate above will be drawn on selectively in this section, consistent with an abductive approach. The presentation will be succinct to maximise time for discussion and input from those present, contributions that will be important and received hospitably.

References
Alvesson, M., & Skolberg, K. (2000). Reflexive Methodology. New Vistas for Qualitative Research. London Sage.
Barnett, R. (2011). Being a University. London & New York: Routledge.
Barry, A., Born, G., & Weszkalnys, G. (2008). Logics of interdisciplinarity, Economy and Society Economy and Society, 37(1), 20-49. doi:10.1080/03085140701760841
Carney, M. (2021). Value(s) Building a Better World For All London: Harper Collins.
Corbin Dwyer, S., & Buckle, J. L. (2009). The Space Between: On Being an Insider-Outsider in Qualitative Research. Internatonal Journal of Qualitative Methods, 8(1), 54-63.
Esen, M., Bellibas, M. S., & Gumus, S. (2020). The Evolution of Leadership Research in Higher Education for Two Decades (1995-2014): A Bibliometric and Content Analysis, . International Journal of Leadership in Education, 23(3), 259-273. doi:10.1080/13603124.2018.1508753
Grant, J. (2021). The New Power University The social purpose of higher education in the 21st century. Harlow & New York: Pearson Education Ltd.
Karseth, B., & Solbrekke, T. D. (2016). Curriculum trends in European higher education: The pursuit of the Humboldtian University Ideas. In S. Slaughter & J. T. Barrett (Eds.), Higher education, stratification, and workforce development: Competitive advantage in Europe, the US, and Canada (pp. 215–233). Cham: Springer. (pp. 215-233). Dordrecht: Springer.
Levine, A., & Van Pelt, S. (2021). The Great Upheaval Higher Education's Past, Present, and Uncertain Future. Baltimore: John Hopkins University Press
Phipps, A., & Barnett, R. (2007). Academic Hospitality Arts & Humanities in Higher Education, 6(3), 237–254 doi:10.1177/1474022207080829
Pinheiro, R., Geschwind, L., Hansen, H. F., & Pulkkinen, K. e. (2019). Reforms, Organizational Change and Performance in Higher Education: A comparative account from the Nordic countries. Retrieved from Cham (Switzerland): : https://doi.org/10.1007/978-3-,030-11738-2
Solbrekke, T. D., & Sugrue, C. (2020). Leading Higher Education As, and For, Public Good. In T. D. Solbrekke & C. Sugrue (Eds.), Leading Higher Education As and For Public Good Rekindling Education as Praxis (pp. 3-17). London & New York: Routledge.
Stensaker, B., Bilbow, G. T., Breslow, L., & Van Der Vaart, R. (Eds.). (2017). Strengthening Teaching and Learning in Research  Universities Strategies and Initiatives for Institutional Change. London: Palgrave Macmillan.
Sugrue, C., & Solbrekke, T. D. (2020). Re-kindling Education As Praxis The promise of deliberative leadership. In T. D. Solbrekke & C. Sugrue (Eds.), Leading Higher Education As and For Public Good Re-Kindling Education As Praxis. London & New York: Routledge.


22. Research in Higher Education
Paper

Organizational Governance and Management of Transnational Partnerships in Higher Education: Study of Sino-foreign Joint Institutes

Huili Si, Stephen Rayner

The Manchester Institute of Education, University of Manchester

Presenting Author: Si, Huili; Rayner, Stephen

This proposal addresses the call to report research into the organizational transformation of higher-education institutes. Against the background of a global trend towards neoliberalism and managerialism, the government of China is reforming its higher-education policies in order to pursue managed opportunities for decentralization, giving increased autonomy at local level while maintaining overall control and oversight of the higher-education system as a whole. This leads to tensions in both policy and practice, in particular in Transnational Higher-Education (TNHE) partnerships, where responsibility for governance, management and administration is shared between Chinese and non-Chinese institutes. These are second-tier international institutes without independent legal status. TNHE institutes are of growing political, social and economic importance in China. They have developed in response to increasing demands for mass higher education, changing employment needs, and the political imperative in China to engage with research, scholarship and leadership development on a global scale. Our proposal therefore relates directly to the fourth and sixth thematic research fields set out by Network 22: policy, management and governance in higher education; and internationalization in higher education.

Responding to changing societal conditions, including technology, social disparities and geopolitical tensions, and crisis from climate change, a global pandemic, war, energy shortages and inflation, the higher education sectors across the countries need to be adaptive and transit towards a new forms of organizing for sustainable development which reaches beyond national borders(Altbach & de Wits, 2020; Marginson, 2020, p. 1; Mok, Xiong et al., 2020). In educational research this often involves Higher Education Institutions (HEIs) who have been generally considered significant contributors to the promotion of sustainability (Karatzoglou, 2013). TNHE partnership among diverse partners has exhibited its resilience against the impact of such societal uncertainties, and is recognized as an effective mode to pursue sustainable development in ecological, economic, and sociocultural perspectives. TNHE joint institutes have a significant physical presence in China. There are currently 137 Sino-foreign joint institutes, of which 25 are Sino-UK joint institutes. More such partnerships are expected to be established in the near future. However, transnational partnerships and governance in Sino-UK joint institutes are complex and developed in historical, geographic, social, political, economic and cultural contexts along its practices (Mizzi & Rocco 2013). There is a question about whether HE governance designed for UK, as an example, can fit well under other conditions outside the UK (specifically for this study, this is China where hierarchy is the general picture in higher education governance). Furthermore, the motivations and interests behind the transnational stakeholders are highly related to their geographical, economic, and political proximity to the institutions (Lawn and Lingard, 2002).

This research adopts Sino-foreign joint institutes as study case to explore, on one hand, how China’s TNHE decentralization governance of Sino-UK joint institutes is subject to regulatory interventions by the state and vulnerable to the changing global environment by studying interrelated stages of policy design from a macro perspective, as well as policy implementation from an institutional perspective; on the other hand, how China’s TNHE governance reforms influence the decision-making power allocated among different external stakeholders of oversea university as host education providers in Sino-foreign joint institutes. This raises the question of whether higher-education governance designed for the UK, for example, can be suited to conditions outside the UK. Specifically for this study, ‘outside the UK’ refers to China, where higher-education governance has traditionally followed a hierarchical model. That is the rationale for our research into the tensions, contestations and negotiations in the joint organisational governance and management of Sino-UK joint institutes and programmes.


Methodology, Methods, Research Instruments or Sources Used
There are two stages in this research. First, this research adopted the inductive method to analyse TNHE governance related policy documents from 2003 (the milestone year of China’s higher education internationalization regulations) and 2022 (the first year of post-pandemic); second, survey and semi-structured interview were applied, because they can provide rich data for understanding stakeholders’ experiences (Rubin & Rubin, 2011) to investigate the institutional governance in Sino-UK joint institutes. Freeman (1984) defines stakeholders as “any group or individual who can affect or is affected by the achievement of the organization’s objectives” (p.46). In terms of the shifting interests, influential levels and power bases, TNHE key stakeholders can be classified on the basis of their functions as TNE providers, administrators and academic staff engaged in delivery, with government as enablers and regulators. UK universities as key external stakeholders in joint governance could not be overemphasized. Verhoest et al. (2004)’s typology of multi-dimensional governance, and set of indicators by H. De Boer and J. Enders (2017) are adopted to contribute conceptual and empirical social understanding of TNHE governance in Sino-UK joint institutes. Respondents are asked how influential they are in 23 indicators of 5 groups with two open questions.
Conclusions, Expected Outcomes or Findings
This research is the first systematic attempt to map and investigate TNHE partnerships and practices as they are perceived, experienced, shaped and mediated by the different motivations and interests of stakeholders from China’s and UK’s universities. The findings indicate that the Chinese hierarchical state seeks a balance between political control and institutional autonomy, in order to develop the most effective forms of TNHE governance amid global market pressures for power reconfiguration. Nevertheless, some tensions remain between actors from Chinese and foreign universities. For example, in Sino-foreign joint institutes, central-government attempts to integrate top-down decision-making processes may weaken collegial voices. Moreover, the decision-making power of foreign universities may be neglected and under-valued. There also arises the question whether HE governance designed for the UK/Europe can, or should, be adapted to conditions in China, where the tendency has been more towards hierarchy than collegiality. The contribution of this study is to understand the potential opportunities and consequences of this aspect of higher-education reform, focusing specifically on the relationship between the state, the market, Sino-UK institutions and those who work in and with them.
The lead author’s doctoral research investigates organizational governance in TNHE institutions, especially Sino-UK joint institutes that are jointly governed and managed by Chinese universities as host provider and UK universities as home provider. That doctoral project, while making an original contribution as it stands, will form the basis of further research. That postdoctoral research should explore decision making from the UK perspective; for example, by interviewing senior officers such as Deans from UK universities. Knowledge of the decision-making power of UK universities in China’s context is currently limited, and yet the transnational actors as joint partners are at the leading edge of financial and structural governance as higher-education systems and policies are reformulated.

References
Altbach, P., & de Wit, H. (2020). Postpandemic outlook for higher education is bleakest for the poorest.International Higher Education, (102), 3-5.

Enders, J., & de Boer, H. (2017). Working in the Shadow of Hierarchy: Organisational Autonomy and Venues of External Influence. In Managing Universities: Policy and Organizational Change from a Western European Perspective (pp. 57-84). Palgrave Macmillan.

Freeman, R. Edward. (1984). Strategic Management: A Stakeholder Approach (Boston: Pitman Publishing Inc.).

Karatzoglou, B. (2013). An in-depth literature review of the evolving roles and contributions of universities to education for sustainable development.Journal of Cleaner Production,49, 44-53.

Lawn, M., & Lingard, B. (2002). Constructing a European policy space in educational governance: The role of transnational policy actors. European Educational Research Journal, 1(2), 290-307.

Margison, S. (2020). The world is changing: Higher education and the COVID-19 pandemic.

Mizzi, R. C., & Rocco, T. S. (2013). Deconstructing dominance: Toward a reconceptualization of the relationship between collective and individual identities, globalization, and learning at work.Human Resource Development Review,12(3), 364-382.

Rubin, H. J., & Rubin, I. S. (2011). Qualitative interviewing: The art of hearing data. sage.

Verhoest, K., Peters, B. G., Bouckaert, G., & Verschuere, B. (2004). The study of organisational autonomy: a conceptual review. Public Administration and Development: The International Journal of Management Research and Practice, 24(2), 101-118.


22. Research in Higher Education
Paper

A closer look at the Türkiye’s Expansion Policy: The Longitudinal Analysis of the Predictors of Filled Quota Rates

Merve Zayim Kurtay, Sevgi Kaya-Kasikci, Yasar Kondakci

Middle East Technical University, Turkiye

Presenting Author: Zayim Kurtay, Merve; Kondakci, Yasar

Higher education (HE) has received considerable attention due to its social, economic, and cultural returns for societies and individuals (Jerrim & Vignoles, 2015; Lochner, 2020). Particularly the benefits for individuals are closely coupled with increased social cohesion and economic return for countries in the long run (Altbach, 2000; O’Sullivan et al., 2017). As a result, the number of individuals demanding HE has increased exponentially, which has pushed governments to address this demand and provide opportunities for all. Türkiye is one of those countries which adopted an aggressive policy to expand its HE capacity since 2005 (Özoğlu et al., 2016) with the motto of “one university in each province.” More concretely, right after the policy was initiated, in two years, 41 public universities were established (Özoğlu et al., 2016). This policy aimed to fill the gap between supply and demand while making HE accessible to all, regardless of their geographical location and socio-economic status. However, the policy was not limited to the acceleration of establishing new universities. It also covered increasing the quota of already established ones and making public universities totally free of tuition fees.

Two opposing arguments emerged concerning the outcomes of the expansion of HE. While the proponents have a more neoliberal lens that highlights the key roles of a qualified labor force for the market and their economic return, the opponents questioned and raised their concerns about the growth in the number of graduates and resulting diploma inflation and uncontrollable unemployment (Teichler, 2020). Türkiye’s expansion policy seems to embrace a more optimistic perspective as the government and the existing scholarship refer to these universities as tools for regional and economic development (Polat, 2017), while HE is considered a means for better and more prosperous living conditions by higher income and wellbeing (Ma et al., 2016).

The aim of promoting available and accessible HE to whoever aspires has been confirmed by the statistics offered by the Council of Higher Education (HEC, 2023). These statistics demonstrate that between 2006 and 2014, the gap between the number of students who applied for the university entrance examination (a competitive nationwide examination taken by around three million students) and the ones who enrolled was getting lower. However, this gap has started to expand since then and reached a peak in 2022 in the lifetime of the HE, which has caused a serious supply and demand imbalance in student applications and enrollments. Considering the relatively young population of the country, this situation may create an illusion that Türkiye needs further higher education institutions (HEIs) to address this increasing imbalance. Yet, the filled quota rates of the most recently founded HEIs are extremely low, which is even the case for the lucrative fields, including engineering (Kaya-Kaşıkcı, 2023). Thus, it can be concluded that there is no reception by the target groups despite the oversupply of available quotas. This contradiction in what the expansion policy promised and what was accomplished suggests a need for a closer look at the underlying factors that make HEIs more attractive and demanded.

Against this background, this study aims to investigate the predictive roles of key institutional-level variables for access to HE in Türkiye. Such an investigation aims to give insight into the extent to which the government’s expansion policy has accomplished its primary goal of increasing access to HE over time. With this purpose in mind, the study utilizes the year of foundation, geographical location, and the student-instructor ratio of the public universities as variables to document how well they predict the HE access measured in the form of the rate of used quota spanning from 2019 to 2021.


Methodology, Methods, Research Instruments or Sources Used
This research was designed as a correlation study and a group of constant and time-varying predictors were used to predict the time-varying outcome of the rate of filled quota. There are a couple of reasons for choosing the predictors: (1) year of foundation was selected to study the potential year effect stemming from the variation in the degree of institutionalization and cumulative capacity and experience across the institutions (Doğan, 2013), (2) geographical location was picked as an indicator of the degree of regional development, (3) student-instructor ratio was chosen as an indicator of quality (Zayim-Kurtay & Kaya-Kasikci, 2022) as it is the reference for how the teaching resources and time are allocated (OECD, 2021).

The data utilized in this study were retrieved from the YOK ATLAS of Türkiye, a database of HE quota and enrollment statistics for undergraduate degrees (HEC, 2023​​). The data spanning three years, from 2019 to 2021, was utilized as the system offers complete statistics only for the last three years. Thus, longitudinal data for the public university population was used in this study (n = 129). The ages of the universities range from 5 to 90 years, with a mean of 28,26 (SD = 18.49). The number of institutions in the population established before 2006 was 58. When it comes to the geographical distribution, the number of HEIs located in the Central Anatolia region is 27, the Marmara region is 27, the Mediterranean region is 14, the Eastern-Anatolia region is 16, the Aegean region is 15, the Black Sea region is 20, and South-Eastern region is 10.

Conclusions, Expected Outcomes or Findings
The analysis will be conducted with fixed effect regression for longitudinal data using SPSS 28. The results are expected to show that although there are many universities established after 2005 and available for students, the demand for these universities has always been at a minimum level. Thus, we expect a change between the filled quota rate of the HEIs established before and after 2005 in a way that the ones founded earlier than 2006 may have higher rates. Moreover, the rate of filled quota is expected to show no change over the years (no within difference over the three-year period), but the region, year of foundation, and student-instructor ratio are expected to contribute to the prediction of filled quota rate significantly.

References
Altbach, P. G. (2000). Academic freedom and the academic profession. In P. G. Altbach (Ed.), The changing academic workplace: Comparative perspectives (pp.261-277). Center for International Higher Education Lynch School of Education, Boston College.

Doğan, D. (2013). Yeni kurulan üniversitelerin sorunları ve çözüm önerileri. Yükseköğretim ve Bilim Dergisi, 3(2), 108-116.

Jerrim, J., & Vignoles, A. (2015). University access for disadvantaged children: A comparison across countries. Higher Education, 70, 903-921.

Lochner, L. (2020). Education and crime. The Economics of Education, 109-117. https://doi.org/10.1016/B978-0-12-815391-8.00009-4

HEC. (2023). YÖK lisans atlası. https://yokatlas.yok.gov.tr/lisans-anasayfa.php

Kaya-Kaşıkcı, S. (2023). Building socially just higher education institutions in stratified systems: Obstacles in access and institutional actions for mitigating inequalities. (Unpublished doctoral dissertation). Middle East Technical University, Türkiye.

Ma, J., Pender, M., & Welch, M. (2016). Education pays 2016: The benefits of higher education for individuals and society. Trends in Higher Education Series. College Board.

OECD. (2021). Indicator D2. What is the student-teacher ratio and how big are classes? https://www.oecd-ilibrary.org/sites/e2f6a260-en/index.html?itemId=/content/component/e2f6a260-en#section-d1e26210

O’Sullivan, S., O’Tuama, S., & Kenny, L. (2017). Universities as key responders to education inequality. Global Discourse, 7(4), 527-538.
https://doi.org/10.1080/23269995.2017.1400902

Özoğlu, M., Gür, B. S., & Gümüs, S. (2016). Rapid expansion of higher education in Turkey: The challenges of recently established public universities (2006–2013). Higher Education Policy, 29, 21–39. http://dx.doi.org/10.1057/hep.2015.7  

Polat, S. (2017). The expansion of higher education in Turkey: Access, equality and regional
returns to education. Structural Change and Economic Dynamics, 43, 1-14.
https://doi.org/10.1016/j.strueco.2017.06.001

Teichler, U. (2020). Higher education in economically advanced countries: Changes within recent decades. Higher Education Governance & Policy, 1(1), 1-17.

Zayim-Kurtay, M., & Kaya-Kasikci, S. (2022). Vakıf üniversitelerinde öğrenci olmak. In H. Şimşek (Ed.), Türkiye’de vakıf üniversiteleri: Bir sektörün anatomisi (pp. 127-156). Seçkin Yayıncılık.
 
5:15pm - 6:45pm22 SES 08 E
Location: Adam Smith, LT 718 [Floor 7]
Session Chair: Ying Yang
Paper Session
 
22. Research in Higher Education
Paper

A Bourdieusian, Intersectional Analysis of In- and Exclusion Mechanisms for ECM Students in Higher Education

Jente De Coninck, Wendelien Vantieghem, Peter Stevens

Ghent University, Belgium

Presenting Author: De Coninck, Jente

This research starts from the observation from previous research higher education (HE) ethnic-cultural minority (ECM) students with a migrant background and those from socio-economically vulnerable families experience many hurdles in their study progress (1, 2, 3, 4, 5, 6). Existing research mostly focuses on compulsory education, while the context of higher education remains underexplored (3, 7). This is noteworthy as the continuing massification and democratization of higher education is giving previously underserved populations more chances to enroll, making equity in higher education a contemporaneous and pressing issue (2). ECM students and students from lower socio-economic status (SES) backgrounds bring differing needs with them to HE institutions (HEI’s). Furthermore, SES and migration background are strongly intertwined in the Flemish context, with research indicating that 40% of the educational disadvantage among ECM students is explained by SES (8, 9).

The proposed research aims to uncover mechanisms for inclusive higher education, focusing on two vulnerable groups, specifically ECM and low-SES students. The analysis has the following research objectives: an in-depth analysis of how ECM students and those of vulnerable SES backgrounds navigate the possible barriers and supports in HE.

A theoretical framework that provides important insights for this research is the intersectionality perspective. This framework not only points to the recognition of barriers that may characterize a particular group, but also underlines the importance of "intersections" where characteristics intersect and lead to unique challenges and experiences (10). In addition to the intersectionality framework, I draw upon a set of relational concepts set out by Pierre Bourdieu (11, 12, 13): capital, field and habitus. According to Bourdieu (11), it is important to consider processes of exclusion within the social space in which they take place, which he calls a “field”. He regards fields as mutually different, distinct domains in which a person's life takes place, such as the educational field (14). Thinking in terms of a field implies thinking in terms of power dynamics between people (6, 11). Acquiring power requires capital that comprises not only economic (money), but also cultural (knowledge, skills, education) and social (relationships, networks) capital (11, 13). Cultural capital can be understood as knowledge of the norms, styles and conventions valued in a specific field, while social capital refers to relationships and contacts relevant to achieving goals, like study success (13).

To function well in a field, it is not only essential to have capital. Bourdieu (11, 12) links field to the concept of habitus, which explains how individuals internalize and reproduce social structures through their everyday actions and practices. It refers to having insight into the specific peculiarities of daily practice in a certain field (6). Since habitus, field and the different forms of capital are all intrinsically linked, they must also be considered in relational terms (4), as they achieve their full analytical vigour in conjunction with one another (14). Field, habitus and capital of traditional students entering university are more easily in harmony with one another, while this ideal interplay is rarely not as easily achieved the case for ECM and low-SES students (4).

Hence, in this study we explore which aspects of capital, habitus and field determine academic and social success or lack thereoff in higher education for ECM students from socio-economically vulnerable groups.

The research identifies potential approaches gathered from the in-depth understanding of the sociocultural factors and contextual information regarding the experiences and perspectives influencing inclusive education. Insights from the research can be used as a basis for the development of targeted, evidence-based policies and programs for more inclusive HE and increase support services and staff’s awareness of the specific needs of these students.


Methodology, Methods, Research Instruments or Sources Used
Although more and more ECM and low-SES students are enrolling in HE, a problem with so-called “survival” occurs quickly (7).  Consequently, in order to avoid selection biases and capture the impact of early exclusionary mechanisms, this research focuses on first-time enrollers in HE. We utilize a bourdieusian approach, since this type of research emphasizes the importance of understanding the ways in which social structures shape individuals' experiences and behaviors. This approach is characterized by a focus on the social dynamics of power and inequality, and the ways in which social structures are reproduced and reinforced through individuals' actions and practices. It also often utilizes the concept of "habitus," which refers to the ways in which individuals internalize and reproduce social structures through their actions and practices (11, 12, 13, 14). Since the research objectives focus on the exploration of experiences and meaning-making, qualitative research methods seemed the appropriate choice. Moreover, in order to create an in-depth view of the institutional context, we conducted data-collection within a single institution for higher education.
To recruit respondents, an array of different sampling strategies across Ghent University in Flanders (Belgium) was used, utilizing a division between alpha-, beta- and gamma-sciences: giving a short presentation during the beginning of first-year lectures to the students explaining the research and call for participation, posters, snowball sampling, social media posts, university staff spreading the message... Due  to  an  institution-wide  recruitment, we made a  nuanced analysis of the extent to which the studied mechanisms (barriers, support, pedagogical approaches...) are either widespread or isolated phenomena. For this project the point of theoretical saturation was reached after +30 interviews, and we conducted 37 interviews in total, of which 7 in the alpha sciences, 15 in the beta sciences and 15 in the gamma sciences. We applied a longitudinal approach, in which students are interviewed in the course of the first semester, and they will be interviewed a second time after the exams of January and third time in the first semester of their second year at university. This way, we can tap into the evolution of students’ experiences and views in a timely manner, rather than relying on retrospection. Furthermore, by maintaining contact with the same group of respondents, students who dropped out or were reoriented after the first semester can be interviewed as well. This provides a nuanced view on which factors were perceived as hampering or as effectively supportive.

Conclusions, Expected Outcomes or Findings
In the next paragraphs are some of the preliminary results derived from the first data collection phase during the first semester of enrollment at university.
For ECM students, the first year of HE is a real endeavor to find the right study approach. The transition from secondary education (SE) to HE is regarded as difficult, as some low-SES ECM students do not possess the sociocultural capital that adequately prepares them for HE in contrast to high-SES ECM peers who felt adequately prepared due to their embodied sociocultural capital, like having parents with a HE-background and supportive SE-teachers. High-SES ECM students emphasize that the foundations for a successful study career in HE are laid earlier, particularly attending SE in general education, meaning they were in contact with mainly native students from predominantly middle-class backgrounds, where starting university studies is expected of them. These students have learned to function in a field attributed to the native middle-class, thanks to intensive contacts with native middle-class peers. This can be linked with habitus, as an individuals' experiences are shaped by their sociocultural environment.
Respondents also brought up their social situation. In several cases, students came from vulnerable home situations, and were responsible for their own living expenses and study costs, unlike their high-SES peers. Students are seen to navigate different, sometimes conflicting, fields, like their field at home, in which attaining a university degree is sometimes regarded as important and even a waste of time and money. Despite these problems, they rarely use psychosocial services and student facilities at Ghent University, due to not knowing them, or having the feeling they do not deserve the extra aid.
In short, sociocultural capital is an important aspect in HE-transition. Having higher-valued capital is an indicator of academic achievement and an easier transition from SE to HE.

References
1 Arias Ortiz, E., & Dehon, C. (2013, 2013/09/01). Roads to Success in the Belgian French Community’s Higher Education System: Predictors of Dropout and Degree Completion at the Université Libre de Bruxelles. Research in Higher Education, 54(6), 693-723. https://doi.org/10.1007/s11162-013-9290-y

2 Cincinnato, S. (2020). Navigating the road to study success: The importance of study choices after first-year failure in the Flemish open access higher education system. Vrije Universiteit Brussel]. Brussels.

3 Messiou, K. (2017, 2017/02/01). Research in the field of inclusive education: time for a rethink? International Journal of Inclusive Education, 21(2), 146-159. https://doi.org/10.1080/13603116.2016.1223184

4 Nairz-Wirth, E., Feldmann, K., & Spiegl, J. (2017, 01/01). Habitus conflicts and experiences of symbolic violence as obstacles for non-traditional students. European Educational Research Journal, 16, 12-29. https://doi.org/10.1177/1474904116673644

5 Thomas, L. (2002, 2002/08/01). Student retention in higher education: the role of institutional habitus. Journal of Education Policy, 17(4), 423-442. https://doi.org/10.1080/02680930210140257

6 van Middelkoop, D., Glastra, f., Ballafkih, H., Meerman, M., Wolff, R., Jong, M., Zijlstra, W., Van den Bogaard, M., Donche, V., & Martens, R. (2018). Studiesucces in het hoger onderwijs - van rendement naar maatschappelijke relevantie.

7 Quinn, J. (2013). Drop-out and completion in higher education in Europe among students from under-represented groups.

8 Agirdag, O., Van Houtte, M., & Avermaet, P. (2012, 06/01). Why Does the Ethnic and Socio-Economic Composition of Schools Influence Math Achievement? The Role of Sense of Futility and Futility Culture. European Sociological Review, 28, 366-378. https://doi.org/10.2307/41495129

9 Duquet, N., Glorieux, I., Laurijssen, I., & Van Dorsselaer, Y. (2006). Wit krijt schrijft beter : schoolloopbanen van allochtone jongeren in beeld. Garant.

10 Hankivsky, O. (2014). Intersectionality 101 (Vol. 64).

11 Bourdieu, P. (1989). Social Space and Symbolic Power. Sociological Theory, 7(1), 14-25. https://doi.org/10.2307/202060

12 Bourdieu, P. (1977). Cultural Reproduction and Social Reproduction. In Power and Ideology in Education (pp. 487-511). Oxford University Press.

13 Bourdieu, P. (1986). The forms of capital In Handbook of Theory and Research for the Sociology of Education (pp. 241–258). Westport, CT.

14 Bourdieu, P., & Wacquant, L. J. D. (1992). An invitation to reflexive sociology [Réponses. Pour une anthropologie réflexive, Pierre Bourdieu, Loïc J. D. Wacquant]. https://doi.org/10.2307/3322492


22. Research in Higher Education
Paper

Intersectionality of LGBTQIA International Students: Impact of Perceived Experiences on Academic Performance and Campus Engagement

Andrew Herridge1, Hugo A Garcia2

1University of Southern Mississippi, United States of America; 2Texas Tech University, United States of America

Presenting Author: Herridge, Andrew

According to the Institute of International Education, international student (IS) numbers continue to be on the rise. Regarding the LGBTQIA community, individuals tend to wait to “come out” until they are in college (Beemyn, & Rankin, 2011). This can be due to moving to a location that may be more accepting or learning more about the LGBTQIA community (Beemyn, & Rankin, 2011). Coming to the United States (U.S.) provides IS with the opportunity to “develop and explore in a supportive environment” that may not be available in their home country (Valosik, 2015, p. 48).

Students experiment with various identities as they develop (Morgan et al., 2011). It may become difficult for individuals to navigate their identities because of the social and political climate at their institution (Morgan et al., 2011). Students that hold multiple intersecting identities may face forms of discrimination and oppression due to all of the identities that they hold (Harley et al., 2002). Individuals experience different forms of marginalization when they have multiple intersecting identities such as sexual, gender, and race (Kulick et al., 2017).

Additionally, like their domestic counterparts, IS are at risk of experiencing identity development issues that can cause distress and confusion. LGBTQIA IS on U.S. campuses experience compounded distress due to transitional difficulties and sexual identity development. It was found that four in five students who hold an identity of being an IS, Muslim, or LGBTQIA experience increased anxiety within their campus environment because of the 2016 U.S. presidential election.

Looking specifically at LGBTQIA IS and their interactions with a campus environment and experiences, the Unifying Model of Sexual Identity Development is the theoretical model used. This study focused on two research questions:

1. What are the experiences of LGBTQIA IS on college campuses in the United States?

2. How do LGBTQIA IS describe the impact student services have on their on-campus experiences?

The Unifying Model of Sexual Identity Development consists of two parallel elements of development: individual sexual identity development and social identity process (Dillon et al., 2011). Sexual identity development is “the individual and social processes by which persons acknowledge and define their sexual needs, values, sexual orientation, preferences for sexual activities, modes of sexual expression, and characteristics of sexual partners” (p. 657). Whether progressing through individual sexual identity development or the social identity process, sexual identity development consists of five statuses: compulsory heterosexuality, active exploration, diffusion, deepening and commitment, and synthesis. Compulsory heterosexuality applies to any individual that accepts the societal notion that heterosexuality is innate and adheres to cultural norms. Individuals within the compulsory heterosexuality status are likely to perceive others as heterosexual and to hold prejudices against individuals holding sexual minority identities. Active exploration is the “purposeful exploration, evaluation, or experimentation of one’s sexual needs, values orientation and/or preferences for activities, partner characteristics, or modes of sexual expression” (p. 660). Active exploration can be conducted through either cognitive or behavioral actions. It must, however, be a purposeful means of exploring sexual identity to meet an established goal. Diffusion is the “absence of commitment and of systematic exploration” (p. 662). There are two forms of diffusion: “diffused diffusion” and “carefree diffusion.” Carefree diffusion consists of having little concern about not having strong commitments. Diffused diffusion is associated with experiencing stress about not having commitments. Individuals within this status are experiencing an increase in their commitment to their identity. Within this status, individuals have an increased likelihood of questioning the societal construct of heterosexuality being the norm. Within the status of synthesis, individuals begin to align their identity and beliefs with their attitudes and behaviors (Dillon et al., 2011).


Methodology, Methods, Research Instruments or Sources Used
This qualitative research study was guided by the Unifying Model of Sexual Identity Development (Dillon et al., 2011). This study utilized a narrative approach with semi-structured in-person interviews with participants to attain a deeper insight and perspective on the experiences of LGBTQIA International students. Purposeful sampling procedures were utilized throughout. Developing the interview protocol, a series of questions were crafted, aligning with the research questions and the theoretical perspectives guiding the study. Criteria for inclusion in the study were international student enrolled at a public postsecondary institution in the United States and holding an identity as a member of the LGBTQIA community.
Interested participants completed an online screening form through Qualtrics. Those who met the criteria to be included in the study were asked to opt-in to participate in a 60-minute interview. Participants were contacted to schedule an interview and were given an option of a face-to-face interview or an interview through the institution’s Skype video conferencing system. All interviews were recorded for accuracy and transcribed. Member checking was then conducted. Ten participants from two states self-identified to researchers, agreeing to an interview. Participants self-identified as international students studying in the U.S. from three regions: South, Southeast, and Southwest Asia (5), Europe (2), and Latin America (3). Of the ten participants, five self-identified as female and five as male.
The interviews were semi-structured and lasted for approximately 60 minutes. All interviews followed an outlined interview protocol that consisted of thirteen questions and seventeen written demographic questions. Prior to the start of the interview, the participant was asked to select a pseudonym to be used. The research team individually reviewed the transcripts and developed codes based on the theories. They then met and discussed the identified codes, collapsing similar codes and removing those that did not receive a group consensus. The transcripts were then individually coded using the NVivo coding software. Coding was completed based on the previously established codebook. Coding was conducted in a three-step process established by Strauss and Corbin (1998). First, open coding was completed to establish categories. Second, through axial coding, categories were combined, and subcategories were established. The third step involved selective coding through the development of themes. Based on the coding, a list of common themes was developed.

Conclusions, Expected Outcomes or Findings
The first research question focused on the experiences of LGBTQIA international students (IS) based on their intersecting identities. Respondents indicated a mixture of experiences based on their sexual orientation and national identity. Three emerging themes that appeared were Fear, Isolation, and Openness. The themes are defined as follows: (i) fear is the concern for safety or the thought of needing to behave in a certain manner to avoid potential discrimination or backlash; (ii) isolation is the feeling of being alone, not included within a group, or that one cannot actively participate; and (iii) openness is the need for an individual to come out to friends or family on multiple occasions.
The second research question focused on how resources can impact the experiences of LGBTQIA IS based on their intersecting identities. Respondents expressed the utilization of a wide variety of resources from campus based on online resources. Three emerging themes appeared were Campus-Based Resources, Online Resources, and Negative Experiences. The themes are defined as follows: (i) campus-based resources are those resources that are funded by and provided to students by their institution; (ii) online resources are resources that are publicly available on the internet and accessed electronically; and (iii) negative experiences include experiences that were negative in nature when engaging with either campus resources or online resources.
Policy implications include a recommendation for institutions to develop resources for LGBTQIA IS within the International Student Services. Through the creation of LGBTQIA related resources specific to IS, IS will have the opportunity to connect with other IS with similar identities, build connections, have dedicated staff that can provide support, and have a sense of belonging. Regarding the campus community, educational workshops and programming are recommended as a way to educate the campus on different cultures and identities, challenging stereotypes.

References
Beemyn, G., & Rankin, S. (2011). Introduction to the special issue on LGBTQ campus experiences. Journal of Homosexuality, 58(9), 1159-1164. doi: 10.1080/00918369.2011.605728
Dillon, F. R., Worthington, R. L., & Moradi, B. (2011). Sexual identity as a universal process. In S. J. Schwartz, K. Luyckx, & V. L. Vignoles (Eds.) Handbook of identity theory and research (pp. 649-670). Springer.
Harley, D. A., Nowak, T. M., Gassaway, L. J., & Savage, T. A. (2002). Lesbian, gay, bisexual, and transgender college student with disabilities: A look at multiple cultural minorities. Psychology in the Schools, 39(5), 525-539.
Kulick, A., Wernick, L. J., Woodford, M. R., & Renn, K. (2017). Heterosexism, depression, and campus engagement among LGBTQ college students: Intersectional differences and opportunities for healing. Journal of Homosexuality, 64(8), 1125-1141. doi: 10.1080/00918369.2016.1242333
Morgan, J. J., Mancl, D. B., Kaffar, B. J., & Ferreira, D. (2011). Creating safe environments for students with disabilities who identify as lesbian, gay, bisexual, or transgender. Intervention in School & Clinic, 47(1), 3-13. doi: 10.1177/1053451211406546
Strauss, A., & Corbin, J. (1998). Basics of qualitative research: Techniques and procedures for developing grounded theory. Sage Publications, Inc.
Valosik, V. (2015). Supporting LGBT International students. International Educator, 48-51.
 
Date: Thursday, 24/Aug/2023
9:00am - 10:30am22 SES 09 E
Location: Adam Smith, LT 718 [Floor 7]
Session Chair: Katja Brøgger
Paper Session
 
22. Research in Higher Education
Paper

Interdisciplinary Collaboration as and for Public Good

Molly Sutphen, Tone Solbrekke, Anne Møystad

UiO, Norway

Presenting Author: Sutphen, Molly; Solbrekke, Tone

This paper analyses empirical data collected in the course of an interdisciplinary collaboration between an academic from the University of Oslo’s (UiO) Department of Education (author Tone Dyrdal Solbrekke, hereafter Tone) and an academic from the Faculty of Dentistry (author Anne Møystad, hereafter Anne). Although the two worked together on an academic development project often pursued in higher education – how to improve student supervision – rarer are the ways in which their collaboration grew to include research on how a profession (dentistry) contributes to a public good. Concerning public good, we draw on McLean and Walker (2012) who argue that professions and society have a contract, where in exchange for professional autonomy and prestige, a profession contributes to public good by sharing its expertise as a public service to the social system. We argue that what has led to Anne’s and Tone’s contribution to public good has been a collaboration marked by a high degree of academic hospitality. Their academic hospitality helped them overcome challenges as they arose in their ten-year (and counting) collaboration that has brought about a change in the dental faculty’s cultural values and approaches to teaching, learning, and assessment. The dental faculty now discusses, reflects on, and lives out ideals for teaching students how their work contributes to public good.

The work of Anne and Tone led a faculty to change fundamentally their supervision and assessment practices, to develop practices designed to ‘make’ students, rather than ‘break’ them, as they prepare for professional work. The case details how Tone and Anne, with painstaking attention to language and to hearing each voice at the Faculty of Dentistry, worked to align dental academics’ often widely varying views on their dentistry’s professional standards. They worked to make suitability assessment formative for dental students and academics alike, giving each ample information about whether students are suitable or not for professional work (Solbrekke & Møystad 2022). Because the assessment occurs over the course of each semester, students have opportunities to reflect on and then change their behaviors.

Our purpose is to dissect Anne’s and Tone’s collaboration to highlight its inner workings and then generalize about collaboration in interdisciplinary or transdisciplinary education. To analyze their collaboration, we draw heavily on the concept of a specific type of collaboration as enacted through academic hospitality (Phipps & Barnett, 2007). Academics engage in academic hospitality when colleagues: share ideas, methods, and concepts with each other, whether from the same or different disciplinary tribes (epistemological hospitality); provide resources to each other or students (material hospitality); welcome fellow academics who travel to new locations, whether across the globe or from across a campus (touristic hospitality); and use language to develop a shared repertoire to communicate across disciplines or educational environments, such as across clinical and non-clinical teachers. We also draw on Imperiale et al’s (2021) reconsideration of academic hospitality’s emphasis on conversations as the modes of engaging in academic hospitality, as well as their exploration of how academic hospitality is lived out in relationships.


Methodology, Methods, Research Instruments or Sources Used
Anne’s and Tone’s collaboration evolved within the frame of the research project: The Formation and Competence Building of University Academic Developers (FORMATION) (2015-2021)  and continues as part of another: Academic Hospitality in Interdisciplinary Education (AHIE) (2021-2026)  . Because the three authors are researchers on and actors in the case, we use an insider-outsider participative action research approach. Anne is an insider at the Faculty of Dentistry; and Tone and author Sutphen (hereafter referred to as Molly) are outsiders from the Department of Education at UiO. In their research, Tone and Anne carried out focus group interviews with eight cohorts (N=40) and surveys of six cohorts (N=137) of staff and students at the Faculty of Dentistry. We also draw on the authors’ individual reflection logs, e-mail correspondence, and archived meeting minutes. Molly worked closely as a ‘critical friend,’ asking naïve questions to ferret out stances taken for granted and why (Solbrekke & Sugrue, 2020).

Drawing on qualitative data collected, Molly used academic hospitality as an analytical frame to dissect, with the help of Tone and Anne, the collaboration that occurred in the Faculty of Dentistry. We use the concept of academic hospitality as an analytical frame because it provides descriptions of mindsets and actions, adding specificity to the too often vague term of collaboration.  Although we draw heavily on Phipps and Barnett (2007), we also use theories of hospitality from Derrida (2000) and anthropologists Candea and Da Col (2012).

The analysis of data is a close collaboration among the three authors. We use a retrospective analysis of the interviews and documents in an abductive and reflexive manner (Solbrekke and Møystad, 2022). Our collaboration is an iterative ‘dance’ among, the concepts of collaboration and hospitality, phases of collaboration, and how the collaboration has evolved and changed as a dynamic process over more than 10 years (Alvesson and Sköldberg, 2000). Simultaneously, the data help us to consider critically Phipps’ and Barnett’s (2007) four dimensions and other perspectives on hospitality.

Conclusions, Expected Outcomes or Findings
We argue that during their collaboration, Tone and Anne unwittingly used academic hospitality, and by using it, they gradually shifted their focus, from meeting the needs of a vague call from the Dental Faculty for help to improve clinical supervision and the environments in which the supervision occurred, to bringing about a changed culture in and practices of the Dental Faculty. This paper provides concrete examples of how those who collaborated experienced touristic hospitality, where they tried to orient themselves to the new situations, asking questions and trying to map their surroundings. Hosts offered material hospitality in the form of taking the time needed to explain their respective epistemologies. Both hosts and guests also engaged in linguistic hospitality, explaining the words they used and why.
To make changes in cultures of education requires a high degree of work to shift or eliminate practices firmly embedded in the cultures of organizations (Stensaker 2018), as well as time, patience, and courage to motivate academic staff and leaders to see what is possible in already overloaded workdays typical at public universities. As we demonstrate interdisciplinary collaboration requires time to explain epistemologies of their respective fields, what each means by terms taken for granted by a discipline’s practitioners – in this case public good or preparation for practice – and to usher the tourist into one’s field, as Tone did for Anne and Anne for Tone. Nevertheless, as we argue, when educational leaders are willing to acknowledge the time it takes to change established practices and then invest resources to collaborate with other staff and students, changes are more likely.

References
Alvesson,M.&Sköldberg,K.(2009).Reflexive methodology; new vistas for qualitative research. London: Sage Publications.
Candea, M. & Da Col, G. (2012). The return to hospitality. The Journal of the Royal Anthropological Institute, 18(s1), S1–S19. https://doi.org/10.1111/j.1467-9655.2012.01757.
Derrida, J. (2000). Hospitality. Angelaki : Journal of Theoretical Humanities, 5(3), 3–18.
Imperiale, Phipps, A., & Fassetta, G. (2021). On Online Practices of Hospitality in Higher Education. Studies in Philosophy and Education, 40(6), 629–648. https://doi.org/10.1007/s11217-021-09770-z
McLean, M. & Walker, M. (2012) The possibilities for university-based public-good professional education: a case-study from South Africa based on the ‘capability approach’, Studies in Higher Education, 37:5, 585-601, DOI: 10.1080/03075079.2010.531461
Phipps,A.&Barnett,R.(2007).Academic Hospitality. Arts Humanities in Higher. Education, 6, 237–254.
Solbrekke,T.D.&Møystad,A.(2022). Analysing a Change Process in Higher Education: From individual to more collective and formative practices of Suitability Assessment in a Norwegian Education Dental Programme. UNIPEDVol. 3. https://orcid.org/0000-0002-7229-040,
Solbrekke,T.&Sugrue,C.(2020).Leading Higher Education as and For Public Good: Rekindling Education as Praxis. London: Routledge.
Stensaker, B. 2018. Academic development as cultural work: responding to the organizational complexity of modern higher education. International Journal for Academic Development. 23 (4): 274-285.


22. Research in Higher Education
Paper

Supporting Facilitator Teams in Higher Education to Develop into Communities of Practice to Support Students` Learning

Beathe Liebech-Lien, Nina Haugland Andersen

NTNU, Norway

Presenting Author: Liebech-Lien, Beathe; Haugland Andersen, Nina

Teamwork is now the basic work structure in most industries (Deepa & Seth, 2013), and teamwork skills are considered one of the most important soft skills needed (Burrus et al., 2013). Organisations need to actively and systematically support teams for their benefit as well as for the benefit of the members and the team (Wenger et al., 2002)

This paper presents findings from a practice-oriented research project which revolves around the collaboration in facilitator teams in the course Experts in Teamwork (EiT) at the Norwegian University of Technology and Sciences (NTNU). EiT is a compulsory master’s degree course at NTNU in which students develop interdisciplinary teamwork skills by collaborating to develop a project. EiT was developed to respond to the expressed need from business and industry for graduates with the enhanced ability and skills to work and collaborate in interdisciplinary teams (Sortland, 2015). Approximately 3,000 students take the course each year. Students are divided into classes of 30 students, called villages. In each village, a facilitator team, normally consisting of one teacher and two learning assistants, facilitates students’ learning. The teacher and the learning assistants have complementary roles in the village, with the teacher having the overall responsibility for the course and particularly the development of the project part. The learning assistant’s role is to facilitate the students` interdisciplinary teamwork processes and support the development of students’ collaboration skills

An educational unit at NTNU called the Experts in Teamwork Academic Section conducts training seminars for teachers and learning assistants – separately and together. One seminar, The Village, specifically focuses on the collaboration between the teachers and learning assistants in facilitator teams. This seminar is the facilitator team’s first meeting and ensures the facilitator team becomes acquainted, converses and plans how they want to work together in the course.

The notion that a proportion of the facilitator teams did not develop a collaborative practice that greatly supported the team in their tasks sparked the project and became the starting point of the practice-oriented research project. An important prerequisite supporting the development of students’ interdisciplinary collaboration skills is that the facilitator team has collaborative practice and uses each other’s complementary knowledge and roles.

The social learning theory of a community of practice (Wenger, 1998) was chosen as a theoretical framework to develop the training seminars in this project and was used as a lens to enquire into facilitator teams’ experiences collaborating during the course. A community of practice is formed by people who share a domain of human activity and who engage in the process of collective learning within that domain. Wenger et al. (2002) propose a structural model with three constituent elements that define a community of practice as a social structure: a shared domain, a community and the practice they develop. The combination provides a social knowledge structure for developing and sharing knowledge and supports collaboration and developing a practice. To actively and systematically cultivate a community of practices to develop and strengthen will benefit the members and their organization (Wenger et al., 2002).

This paper aims to explore the following research questions:

What supports and challenges collaboration between teachers and learning assistants in the facilitator team at EiT?

In which ways can we support teams’ collaborative practice by using communities of practice as a theory and structural model?


Methodology, Methods, Research Instruments or Sources Used
Initiators of practice-oriented research projects intend to intervene to promote change (Postholm & Smith, 2017). This practice-oriented research project aims to contribute on three levels: local practice, general practice and the scientific body of knowledge (Goldkuhl, 2012). The overall aims are to facilitate change in local practice and the research-based development of training provided for facilitator teams at EiT. We aim to contribute to knowledge on collaboration in teams for higher education and beyond, theory and the body of research on communities of practice. In the research design, we use action research as a method. Action research often has its starting point in a practical problem for those involved and proceeds to one or more cycles of action planning, taking action and evaluating action (Coghlan & Brannick, 2014). The authors were positioned as researchers in their own organization and worked in the EiT academic section with the responsibility for developing and facilitating training seminars for the facilitator teams.

This research project consists of three parts:

The first part of the action research project was to identify our concerns and gain insight into how teachers and learning assistants working at EiT in spring 2022 experienced collaboration in the facilitator team, particularly noting what they perceived worked well and what was challenging. Data were collected through discussion with colleagues in the EiT section, teachers in the course and reflection notes from a group of learning assistants. Our analysis was inspired by the critical reflection of Brookfield (2017).

The second part: Based on insight and reflection on the data collected, we implemented measures to develop a training seminar for facilitator teams in fall 2022 so it better facilitates the development of good collaborative practices in the facilitator teams. A new structure and content were developed in the training seminar, inspired by how organizations can cultivate communities of practice for their evolution (Wenger et al., 2002).

The third part is to evaluate and explore how teachers and learning assistants working at EiT in spring 2023 experience and perceive the collaboration in their teams, what they believe has supported them and what the barriers are to developing a collaborative practice. Separate focus group interviews are planned with three facilitator teams, to be conducted twice with each facilitator team (February and May 2023). Qualitative content analysis will be used to enquire into data (Hsieh & Shannon, 2005).


Conclusions, Expected Outcomes or Findings
This paper presents a practice-oriented study in which action research was used as a methodology to enquire into a challenge with supporting teams to develop a collaborative practice. Three main themes were found, as follows: 1) different expectations and understandings of each other’s roles, 2) lack of meeting points and communication channels in the teams and 3) challenges in developing a beneficial collaborative practice because many are new to the job.

These findings made us act to improve our practices at the training seminar to better support teams. Our presentations in the seminar accentuated the team as a community of practice with a shared domain; by collaborating as a community with complementary roles, we developed practices to support their learning and practice. Their roles were thoroughly explained, as well as the benefits of their being complementary. We provided them with scaffolding (Puntambekar, 2022) by giving them resources, structures and social support to strengthen their understanding of how they could develop their collaboration together. For example, we provided suggestions for a collaboration agreement and shared experiences on good collaborative practices from earlier teams. In addition, we provided time to collaboratively plan the first phase of the course and shared suggestions for daily schedules and timetables for the course to inspire them.

The third part of the research project will be finished in May 2023. Focus group interviews will provide in-depth insight into the action taken and what supports and challenges collaboration between teachers and learning assistants on the facilitator team. We will apply the communities of practice as a lens to enquire further into how we can support teams’ collaborative practices to further develop local practice, contributing to knowledge on teamwork for higher education and beyond as well as the theory of research on communities of practice.

References
Burrus, J., Jackson, T., Xi, N., & Steinberg, J. (2013). Identifying the most important 21st century workforce competencies: An analysis of the Occupational Information Network (O* NET) (2330-8516). Retrieved from https://www.ets.org/Media/Research/pdf/RR-13-21.pdf

Brookfield, S. (2017). What is critically reflective teaching? In Becoming a Critically Reflective Teacher (2nd ed.). Jossey-Bass.

Coghlan, D., & Brannick, T. (2014). Doing action research in your own organization (4th ed.). Sage.

Deepa, S., & Seth, M. (2013). Do soft skills matter? Implications for educators based on recruiters’ perspective. IUP Journal of Soft Skills, 7(1), 7–20. Retrieved from http://ssrn.com/abstract=2256273

Goldkuhl, G. (2012a). From action research to practice research. Australasian Journal of Information Systems, 17(2). https://doi:10.3127/ajis.v17i2.688

Hsieh, H. F., & Shannon, S. E. (2005). Three approaches to qualitative content analysis. Qualitative Health Research, 15(9), 1277–1288. https://doi:10.1177/1049732305276687

Postholm, M. B., & Smith, K. (2017). Praksisrettet forskning og formativ intervensjonsforskning: Forskning for utvikling av praksisfeltet og vitenskapelig kunnskap [Practice-oriented research and formative intervention research: Research for the development of the field of practice and scientific knowledge]. In S. M. Gjøtterud, H. Hiim, D. Husebø, L. H. Jensen, T. Steen-Olsen, & E. Stjernstrøm (Eds.), Aksjonsforskning i Norge. Teoretisk og empirisk mangfold (pp. 71–94). Cappelen Damm Akademisk.

Puntambekar, S. (2022). Distributed scaffolding: Scaffolding students in classroom environments. Educational Psychology Review, 34(1), 451–472. https://doi.org/10.1007/s10648-021-09636-3
 
Sortland, B. (2015). Læringsarena for tverrfaglig samarbeid-Eksperter i team. [Learning arena for interdisciplinary collaboration- Experts in Teamwork]. Uniped, 38(4), 284–292.

Wenger, E. (1998). Communities of practice: Learning, meaning, and identity. Cambridge University Press.

Wenger, E., McDermott, R. A., & Snyder, W. (2002). Cultivating communities of practice: A guide to managing knowledge. Harvard Business Press.


22. Research in Higher Education
Paper

Professional Learning in Higher Education – Teacher Educators` Collaboration to Improve their Teaching

Ann-Therese Nomerstad

Inland Norway University of Applied Sci, Norway

Presenting Author: Nomerstad, Ann-Therese

Universities and colleges are expected to develop systems to value good teachers, promote their academic careers and raise the status of education (Ministry of Education, 2016). It is emphasized that the students become part of the collaboration, where it becomes a shared responsibility to seek ways to improve, by working together and thereby strengthening the quality work in the education sector (Ministry of Education, 2016). Quality in teacher education (TE) is characterized by a clear vision of good teaching, a clear connection between theory and practice and a practice that gives the opportunity to test and evaluate teaching (Hammernes & Klette, 2015). Several studies have been done on teacher collaboration in TE (Stoll & Louis, 2007), but so far there is little research examining the importance of teacher collaboration and professional learning among teacher educators. The purpose of this paper is to examine how collaboration between teacher educators takes place in TE in Norway, with the intention of studying teacher collaboration as an indicator of quality in TE programs. The paper is a part of a PhD-project, that seeks to develop knowledge about how different professional learning communities among teachers in TE contexts may contribute to increased quality of teacher educators` teaching work. The research question is: In what ways may professional learning communities among teachers potentially have an impact on quality work in teacher education, and in higher education more broadly?

The paper will explore the purpose and possibilities of strengthening professional learning in TE. Research in schools indicate that learning in professional communities gives individuals, groups, the whole organization, and the school system the opportunity to be involved in and influence learning over time (Aas, 2021), but professional learning can hardly be developed in a school without support from leaders at all levels. In today's debate about educational leadership and school development, the term professional learning is one of many concepts used to capture the distinctiveness of the school's collegial community (Aas, 2013). There seems to be broad international agreement that the term professional learning includes a group of people who work within a collective enterprise and who critically examine their own practice through systematic processes that deal with learning and development (Stoll, Bolam, McMahon, Wallace, & Thomas, 2006). Higher education institutions are characterized by self-governing departments, a strong subject orientation and identity among teachers, a strong degree of autonomy among teachers and a weak tradition of collaboration (Huffman et al., 2016; Stoll & Louis, 2007). Studies from upper secondary schools, show that it can be extra difficult to establish professional learning communities in these institutions, but that it can be possible to develop and organize collaborative arenas for teachers if school leaders support the work, and if the teachers, over time, have good conditions for knowledge development (Helstad, 2013).

The Norwegian strategy plan Teacher education 2025 – National strategy for quality and cooperation in teacher education (Ministry of Education, 2017), refers to research showing that more systematic collaboration between teachers in teacher education, and teachers with updated practical experience gives positive results. The students' experience of relevance and coherence in the education is important for them to be able to acquire knowledge and skills (Smeby and Heggen, 2012). The knowledge base we have about quality in higher education, and about teacher education more specifically, indicates that we need more knowledge about the importance of, and organization for collaboration between teacher educators. So far, development of professional learning communities has been highly described in schools, whereas professional learning among teacher educators needs to be further explored.


Methodology, Methods, Research Instruments or Sources Used
The study underlying this paper has a qualitative exploratory design with an inductive methodological approach (Befring, 2015) where descriptions, interpretations of connections and exploration of empirical evidence, both from field studies and documents, form the basis for the research design. The study uses a field study as a method, where interviews and observation of practice in three selected teacher education institutions create the case studies. The aim is to describe and understand different practices related to teacher educators' collaboration within different teacher education programs. The qualitative and multidimensional research design will be a suitable starting point as I will study how teacher collaboration takes place internally in three teacher education contexts, in which both universities and colleges are spread geographically and in terms of size in Norway.
The study will include document analysis, interviews and observation of conversations and meetings between teacher educators. The purpose is to gather empirical evidence related to teacher collaboration and the development of professional learning communities in three selected institutions. In the study, I will observe several forms of collaboration between teachers, and I will conduct group interviews with teachers at each institution, as well as interviews with heads of department at these institutions. Through the interviews, I will gain knowledge about how teachers collaborate, and thus trace possible indicators of quality in teacher education. In addition to observations and interviews with teacher educators and their heads of department, I will carry out document analysis where I analyse various management documents, such as framework plans for teacher education and the institutions' own plans. Such documents set guidelines for how universities and colleges work when it comes to teaching and follow-up of students, which in turn will affect how teacher educators collaborate. Findings from data collection and analysis of the various methods will have the potential to say something about how teacher educators collaborate in professional learning communities to strengthen the quality in teacher education.

Conclusions, Expected Outcomes or Findings
I expect to encounter differences and challenges related to professional learning communities in teacher higher education. With an organization that traditionally has been characterized by a high degree of autonomy and privatization (Huffman et al., 2016; Stoll & Louis, 2007), I assume to find that the professional learning communities are differently organized within the different subject departments in teacher education, and that it is somewhat random when and how collaboration between teacher educators is carried out. I also assume that there are big differences in how the leaders have facilitated professional learning communities in the organisation, and what influence the existing culture of the various institutions affects the possibilities for establish arenas for collaboration. Possible implications of the study will point to partnerships between TE and schools to strengthen learning conditions in TE, as well as learning from each other practices. Although this is not the main focus of this study, I imagine that collaboration between teacher education and teacher training (field of practice) will prove to be a good arena for established learning communities, which may have implications for further studies.
References
Aas, M. (2021). Management of professional learning communities in schools. Oslo: Fagbokforlaget
Aas, M. (2013). Management of school development. Oslo: University Press.
Befring, E. (2015). Research methods in educational science. Oslo: Cappelen Damm AS.
Christoffersen, L. & Johannessen, A. (2012). Research method for teacher education. Oslo: Abstrakt forlag AS
Hammerness, K., & Klette, K. (2015). Indicators of Quality in Teacher Education: Looking at Features of Teacher Education from an International Perspective. In G. K. LeTendre & A. W. Wiseman (Eds.), Promoting and Sustaining a Quality Teacher Workforce (International Perspectives on Education and Society) (Vol. 27) (pp. 239–277). London: Emerald Group Publishing Limited.
Hastrup, K. (2012). Field work. in Brinkmann, S. & Tanggard, L. (eds). Qualitative methods. Empirics and theory development. (1st ed., 1st ed.). Oslo: Gyldendal Norsk Forlag AS
Helstad, K. (2013). Knowledge development among upper secondary school teachers: a study of a school development project on writing within and across subjects (Vol. no. 180). Oslo: Unipub forl
Huffman, J.B., Oliver, D.F., Wang, T., Chen, P., Hairon, S., & Pang, N. (2016). Global conceptualization of the professional learning community process: transitioning from country perspectives to international commonalities. International Journal of Leadership in Education. Theory and practice, 19(3), 327-351.
Ministry of Education. (2016). Culture for quality in higher education. (Meld. St. no. 16). Retrieved from: https://www.regjeringen.no/no/dokumenter/meld.-st.-16-20162017/id2536007/?ch=1
Ministry of Education. (2017). Teacher education 2025. National strategy for quality and cooperation in teacher education. (Strategy 2020-2025). Retrieved from: https://www.regjeringen.no/contentassets/d0c1da83bce94e2da21d5f631bbae817/kd_teacher-education-2025_uu.pdf
Smeby, J-C. & Heggen, K. (2012). Coherence and the development and professional knowledge and skills, Journal of Education and Work, 27(1), 71-91.
Stoll, L., & Louis, K. S. (2007). Professional learning communities: divergence, depth and dilemmas. McGraw-Hill/Open University Press.
 
12:15pm - 1:15pm30 SES 10.5 A: NW 30 Network Meeting
Location: Adam Smith, LT 718 [Floor 7]
Session Chair: Elsa Lee
NW 30 Network Meeting
 
30. Environmental and Sustainability Education Research (ESER)
Paper

NW 30 Network Meeting

Elsa Lee

University of Cambridge, United Kingdom

Presenting Author: Lee, Elsa

All networks hold a meeting during ECER. All interested are welcome.


Methodology, Methods, Research Instruments or Sources Used
.
Conclusions, Expected Outcomes or Findings
.
References
.
 
1:30pm - 3:00pm22 SES 11 E
Location: Adam Smith, LT 718 [Floor 7]
Session Chair: Marita Cronqvist
Paper Session
 
22. Research in Higher Education
Paper

Higher Education For People With Disabilities: The Voices Of Portuguese Students

Rosa Oliveira1, Isabel Martins2, Oksana Tymoshchuk3

1Instituto Politécnico de Viana do Castelo; Instituto Politécnico de Bragança, Portugal; 2Instituto Politécnico do Porto - ESE, Portugal; 3Universidade de Aveiro - DeCA, Portugal

Presenting Author: Martins, Isabel

In Portugal, in recent years, there has been a growing attendance of students with disabilities in higher education (HE), which makes a deepening reflection on inclusive education (Antunes et al., 2020; DGES, 2023). This is a challenge, both for students with disabilities and teachers, non-teaching staff, colleagues and the institutions themselves. According to the data collected by the DGES (2023), in the academic year 2022/23, the overall number of students with disabilities enrolled in HE increased 35% compared to the previous academic year. The completion rates of HE courses for students with disabilities, however, do not follow this trend due to various challenges they face including contextual barriers, lack of resources and support materials, content inaccessibility issues, and attitude barriers (Pires, 2018). University support is typically delayed and palliative (Björnsdóttir, 2017; Mara, 2014). Thus, research and work in the area are urgent not only for students, but also for teachers, non-teaching staff and institutions. Some isolated initiatives seek to support teachers' actions and encourage students with disabilities in HE. This data evidence suggests that, for HE institutions to deliver the most inclusive solutions, it is vital to discuss the changes that must occur regarding students with disabilities.

The development of inclusive practices raises concrete questions in institutions and demands immediate answers. The arrival of students with disabilities has created challenging situations in the classroom, that sometimes don’t even reach the level of institutional discussions. On this path towards inclusive HE, developing and implementing effective policies that empower the academic community and society is crucial. As defined by the international convention on the Rights of People with Disabilities (UN, 2018), it is essential that everyone actively participate in this inclusive process, so that education and participation may become a reality for everyone. In this context, it is essential to give voice to students with disabilities to better understand the challenges they face in HE and to collect good inclusion practices in their institutions (Martins et al., 2022).


Methodology, Methods, Research Instruments or Sources Used
The main objective was to find out the perceptions of students with disabilities on the challenges of the HE experiences in Portugal. In addition, the researchers defined four secondary objectives: i) to understand their perceptions of the support services for their inclusion in ES; ii) their opinion on the relationship and attitude of their teachers; iii) the perception of the attitudes of their colleagues; and iv) the viability of technologies and the adequacy of the infrastructures.
This study adopted the case study methodology, which allows an in-depth investigation of a current reality problem (Yin, 2005). This online questionnaire was administered for two months. The research involved 24 students with disabilities from two Portuguese HE institutions (16 female, 8 male; aged 18-43), who voluntarily agreed to participate in the study. Participants responded to a survey with 39 questions, concerning their perception about their inclusion in HE, divided into the following groups: i) student characterization;  ii) the support services; iii) relationships with teachers; iv) relationships with peers, and v) the role of technologies and infrastructures.
Most of the surveyed students were graduating (11/ 45.8%), seven (29.2%) were attending Higher Technical Professional Courses and six (25%) Master's Degree courses. Nine of the students (37.5%) attended computer science courses, eight (33.3%) engineering courses, four (16.7%) marketing courses and three (12.5%) management courses.

Conclusions, Expected Outcomes or Findings
Regarding the perception of inclusion support services in HE, most respondents were happy with individual support. However, 16.7% of students were dissatisfied with the support provided regarding requests associated with their special needs. A large majority of the respondents mentioned that specialized professionals are available to help them in educational institutions. Concerning ensuring the rights of students with disabilities, 66.7% of participants agreed that the inclusion support offices ensure these rights. Participants bring out the fact that the faculty is still not used to welcoming and including students with disabilities.
Regarding the relationship with teachers, 45.8% of students considered that there was prejudice towards people with "disability", and 50.0% even said teachers are not flexible regarding their needs. One of the students said that a teacher  advised him to leave the course because of his condition. No student considers that teachers have the needed training to help them understand their characteristics and adapt their methodology accordingly.
The majority of students mentioned prejudice towards people with disabilities or stated that their colleagues are not flexible. Respondents believe that digital technologies can positively impact their academic paths, offering them individualized help according to their needs. Students suggest implementing initiatives that support eradicating stereotypes and deepening an inclusive culture, including efforts to increase technical, human, and technological resources for the entire academic community, as well as activities to provide knowledge and training to everyone. According to participants in this study, relationship-related issues are essential to the inclusion process.
HE for all, requires measures, policies, and practices in line with truly inclusive education. According to the study findings, inclusion in HE depends on several factors: curriculum adaptation, effective pedagogical methodologies and strategies. Cooperation between teachers/families/students, the viability of technologies and the adequacy of the infrastructures are also some of the factors that influence inclusion in HE.

References
Antunes, A. P., Rodrigues, D., Almeida, l. S., & Rodrigues, S. E. (2020). Inclusão no ensino superior português: análise do enquadramento regulamentar dos estudantes com necessidades educativas especiais. Revista Fronteiras: Journal of social, technological and environmental science, 397-422.
Björnsdóttir, K. (2017). Belonging to higher education: inclusive education for students with intellectual disabilities. European journal of special needs education, 32(1), 125-136.
DGES (2020). Contingente especial para candidatos com deficiência. Retrieved january, 2023 from:
https://www.dges.gov.pt/pt/pagina/contingente-especial-para-candidatos-com-deficiencia
Machado, M. M., Santos, P.. C., & Espe-Sherwindt, M. (2020). Inclusão de pessoas com dificuldades intelectuais e desenvolvimentais no ensino superior: contributos da literatura no contexto europeu. Revista portuguesa de investigação educacional, (20), 143-165.
Mara, D. (2014). Higher education for people with disabilities - Romanian education experience. Procedia - Social and behavioral sciences, 142, 78-82.
Martins, I. C, Tymoshchuk, O., Albuquerque, E., Santos, P., & Van Hove, G. (2022). Parents’ voices: Inclusion of students with intellectual and developmental disabilities in higher education. In Polyphonic construction of smart learning ecosystems: Proceedings of the 7th conference on smart learning ecosystems and regional development (pp. 157-175). Springer Nature. Singapore.
Pires, l. A. (2018). O processo de inclusão no ensino superior nos últimos 30 anos. In "Inclusão no ensino superior”. Assembleia da República, Lisboa, Portugal.
UN (2018). Convention on the rights of persons with disabilities. Retrieved january, 2023 from: https://www.un.org/disabilities/documents/convention/convoptprot-e.pdf


22. Research in Higher Education
Paper

Does Poverty Chill Expectations? The Shrinking Educational Expectations for Higher Education of Low Socioeconomic Status Students in China

Qiuxiang Wu, Sheng Cui

Renmin University of China, China, People's Republic of

Presenting Author: Wu, Qiuxiang

The formation of educational expectations is crucial for students’ future academic achievement and social mobility, but it depends on students’ capacity to sustain their subjective expectations, so that their expectation will truly motivate individual agency and self-efficacy. Social class is an important predictor factor influencing educational expectations in sociological and educational fields. The traditional literature has largely found a negative relationship between family social background and educational aspirations. This is mainly because Rational Action Theory suggests that individuals’ expectations are based on their family background and academic performance. Children from disadvantaged family tend to lower their educational expectations due to the pressure of college fees and their own academic level. However, a different voice is beginning to emerge in the current literature on educational expectations. It claims that disadvantaged classes do not have low expectations. This is mainly due to the specificity of cultural contexts and family climate. For example, a deprived home environment can sometimes also inspire greater resilience and educational aspirations for students.

Some articles that focus on academic behavior and performance of Confucian Heritage Culture (CHC), they find that disadvantaged families in most CHC countries or regions, including China, Japan, Korea, Singapore, tend to have higher educational expectations because of the perceived importance of education and schooling. Even when these students migrate to developed Western countries, these immigrant families have far higher educational expectations and academic standards than other immigrants from other countries or regions (e.g. Africa/Latin America/East Europe). More recently, some of the emerging literature has begun to explain this high expectation from a moralizing perspective, arguing that disadvantaged students treat high expectations as a mechanism or label for their own signaling actions. They believe that higher educational expectation is a good indicator for good students, son (or daughter), person.

The inner Confucian Heritage Culture also differs considerably in its examination systems, unique climate and educational system contexts compared to Western cultural contexts. Within the Confucian Heritage Culture, some researchers have used the concept of education fever to describe the popular pursuit of education success. In the Chinese context, extremely selection based on the national college entrance examination (Gaokao) is an important feature of higher education admissions, but the system has attracted both praise and disparagement. For example, people who fail in their studies or fail to get into university are perceived as losers. Although the reform of Chinese national college entrance examination is still underway, the basic feature of one-chance examination but for whole life are essentially unchanged.

Thus, based on data from 4781 senior high school graduates in a city in Guizhou, China, this study analysed the impact of SES on students’ educational expectations in the context of Chinese Gaokao system. In particular, it revealed the phenomenon of shrinking educational expectations of students with low socioeconomic status. These students were more likely to suffer from the failure of examination, which negatively affected their personal short-term and long-term educational expectations. In contrast, high socioeconomic status students hold stable educational expectations, because their families can serve as a strong support for future success, whether they failed in the examination.

Finally, this study addresses the relationship between the examination system, individual educational expectations, and socioeconomic status. It also dialectically discusses how the examination system became a socially revered culture in the Confucian Heritage Culture. The findings provide a reference for countries with similar examination systems and for researchers concerned with educational expectations and educational opportunities for low socioeconomic status groups.


Methodology, Methods, Research Instruments or Sources Used
Our study used self-collected student survey data and administrative data from the education department. The sample consisted of graduating high school students in a county-level city of Guizhou Province, China, covering all seven public and private high schools in the city. The project and questionnaire were ethically reviewed by the academic committee of School of Education, Renmin University of China, and the permission was also obtained from the city's education bureau. The survey was conducted in two rounds. After data matching, the first round of surveys involved a sample of 4,781 students, accounting for 69.93% of the number of students who registered for the college entrance examination in the city that year. The second round of surveys successfully tracked and matched 2,166 students.

The main variable involved in the study was student’s socio-economic status, which is a composite of four variables including household registration, subjective family economic conditions, parental education level, parental occupational hierarchy. In addition, we classified educational expectations into two categories, one is access expectation, which reflects the quality level of the HEI that students expect to enter. The other category is sequential expectation, which is represented using the level of the educational qualification the student expects to receive.

We used Stata 14 to process the data in this study. The two types of educational expectations were the dependent variables, SES was the core independent variable, and the control variables included sex, ethnicity, sibling, retaking Gaokao, course track in high school, A-test score or Gaokao score, and high school variables. When the educational expectation was a continuous variable, the ordinary least squares regression model was used to analyse the impact of SES; when the educational expectation was a dummy variable, the probit model was used for analysis.

Conclusions, Expected Outcomes or Findings
The study found some differences in access expectation and sequential expectation among students of different SES before Gaokao, with higher educational expectations among high-SES students. However, this statistically significant difference does not have economic explanatory utility. The largest difference in expectations across SES students is that for sequential expectation, low-SES students have a higher probability of expecting an undergraduate education, while high-SES students have a higher probability of expecting master education.

The effect of SES on educational expectation was significantly enhanced after experiencing Gaokao. SES had a significant negative effect on both of educational expectations. The effect of SES on sequential expectation was more significant. For students with low socioeconomic status, there was a higher probability of expecting to enter a vocational HEI or to achieve higher vocational education and undergraduate education. At the same time, they were significantly less likely to expect to enter first-tier HEIs and significantly less likely to expect to receive master education and doctoral education. We call this change the phenomenon of shrinking educational expectations.

Finally, this study analysed the effect of SES on the change of educational expectation before and after Gaokao. There is a significant interaction between SES scores and Gaokao scores, with the negative impact of SES diminishing as Gaokao scores improve. But this also means that low-SES students with low test scores are disadvantaged, experiencing a double whammy from SES and the college entrance examination, and significantly lowering their long-term future educational expectations, e.g., from to receive undergraduate education to higher vocational education. The fragile “educational dreams” they had hoped to achieve are dashed with Gaokao. However, those peers with high SES were able to maintain a stable, high level of educational expectations to achieve their future educational goals.

References
Alexander, K., Bozick, R., & Entwisle, D. (2008). Warming Up, Cooling Out, or Holding Steady? Persistence and Change in Educational Expectations After High School. Sociology of Education, 81(4), 371-396.
Anders, J. (2017). The Influence of Socioeconomic Status on Changes in Young People’s Expectations of Applying to University. Oxford Review of Education, 43(4), 381-401.
Asha Cooper, M. (2008). Dreams Deferred?: The Relationship Between Early and Later Postsecondary Educational Aspirations Among Racial/Ethnic Groups. Educational Policy, 23(4), 615-650.
Byun, S. Y., Meece, J. L., Irvin, M. J., & Hutchins, B. C. (2012). The Role of Social Capital in Educational Aspirations of Rural Youth. Rural Sociol, 77(3), 355-379.
Clycq, N., Ward Nouwen, M. A., & Vandenbroucke, A. (2014). Meritocracy, Deficit Thinking and the Invisibility of The System: Discourses on Educational Success and Failure. British Educational Research Journal, 40(5), 796-819.
Gu, X., & Yeung, W.-J. J. (2020). Hopes and Hurdles: Rural Migrant Children’s Education in Urban China. Chinese Sociological Review, 52(2), 199-237.
Khattab, N. (2015). Students’ Aspirations, Expectations and School Achievement: What Really Matters? British Educational Research Journal, 41(5), 731-748.
Kim, J.-S., & Bang, H. (2017). Education fever: Korean Parents’ Aspirations for Their Children’s Schooling and Future Career. Pedagogy, Culture & Society, 25(2), 207-224.
Li, W., & Xie, Y. (2020). The Influence of Family Background on Educational Expectations: A Comparative Study. Chinese Sociological Review, 52(3), 269-294.
Liu, A., & Xie, Y. (2016). Why do Asian Americans academically outperform Whites?–The cultural explanation revisited. Social Science Research, 58, 210-226.
Marginson, S. (2010). Higher education in East Asia and Singapore: Rise of the Confucian Model. Higher Education, 61(5), 587-611.
Reynolds, J. R., & Pemberton, J. (2001). Rising College Expectations among Youth in the United States: A Comparison of the 1979 and 1997 NLSY. The Journal of Human Resources, 36(4), 703-726.
Thapar-Bjorkert, S., & Sanghera, G. (2010). Social Capital, Educational Aspirations and Young Pakistani Muslim Men and Women in Bradford, West Yorkshire. The Sociological Review, 58(2), 244-264.
Winterton, M. T., & Irwin, S. (2012). Teenage Expectations of Going Tto University: The Ebb and Flow of Influences from 14 to 18. Journal of Youth Studies, 15(7), 858-874.
Wu, X., & Treiman, D. J. (2004). The Household Registration System and Social Stratification in China: 1955-1996. Demography, 41(2), 363-384.
XIANG, X. (2018). My Future, My Family, My Freedom: Meanings of Schooling for Poor, Rural Chinese Youth. Harvard Educational Review, 88(1), 81-102.


22. Research in Higher Education
Paper

Student Engagement Practices from a Student Equity Perspective – Case Studies from Austria

Franziska Lessky1, Sabine Freudhofmayer2, Magdalena Fellner3, Katharina Resch2

1University of Innsbruck, Austria; 2University of Vienna, Austria; 3University for Continuing Education Krems, Austria

Presenting Author: Lessky, Franziska

This study provides insights into student engagement practices in Austrian higher education. By presenting three case studies, we, first, illustrate how student engagement practices vary across Austrian universities, and second, critically reflect upon how those practices can be enhanced to broaden access and inclusion for all.

Within the European context, student engagement is mainly conceptualised as part of the community engagement and civic involvement of universities. This understanding has emerged from several developments – such as the Bologna Process, the European Union’s funding and mobility programmes, widening participation of under-represented and vulnerable student groups – that have contributed to a shifting of the (self-)image of universities and facilitated an ongoing debate about universities’ role and responsibilities in society (Resch & Fellner, 2022). It is argued that universities should deliberately contribute to society by addressing specific needs through civic involvement of students and staff. Therefore, strengthening the civic engagement of students (e.g., via student engagement practices) is seen as an integral part of universities’ societal contribution (Fellner et al., 2022).

While there are multiple efforts to strengthen student engagement at the European level (e.g., via Erasmus+ projects dedicated to this topic, European networks and initiatives such as GUNI network (Global University Network for Innovation) or the European Association of Service-Learning in Higher Education), and at the national as well as institutional level (e.g., through Third Mission strategies), little research focuses on whether all student groups have access to student engagement practices and whether they are able to equally participate in and benefit from such practices. From a student equity perspective, asking such questions is highly relevant, since not all students stand to benefit equally from engagement, especially regarding extra-curricular activities (Winstone et al., 2022). Furthermore, student engagement is seen as crucial in terms of student retention and success (Tight, 2020).

Already a decade ago, scholars such as Butin (2010) argued that “[t]he overarching presumption is that the students doing the service-learning are white, sheltered, middle-class, single, without children, unindebted, and between the ages 18 and 24“ (p. 31). However, these characteristics do not apply (anymore) to the majority of the Austrian student population (Lessky & Unger, 2022). In addition, participating in student engagement activities often requires financial and time resources that might be limited to students from equity groups due to their responsibilities outside of university (e.g., term-time employment. caring obligations, etc.).

Our research tackles this concern by investigating the following research questions: (1) How are student engagement practices designed across the Austrian higher education sector?, and (2) How do these practices enable or hinder the participation of students from equity groups?


Methodology, Methods, Research Instruments or Sources Used
To address these questions, we analyse case studies of student engagement practices at three Austrian universities. Our data is based upon two Erasmus+ projects that have been financed by the European Commission (The ‘Students as Digital Civic Engagers’ project and the ‘Service-learning in Higher Education’ project). The cases include the ‘Intercultural Mentoring for Schools Project’ at the University of Vienna, the ‘Student Projects for Caritas’ at the University of Klagenfurt and the module ‘Renovation and Revitalisation’ at the University for Continuing Education Krems. Based on semi-structured interviews with students, programme coordinators and lecturers as well as official documents (e.g., course descriptions and universities’ mission statements), we apply a case study methodology to analyse the student engagement practices (Flyvbjerg, 2006; Yin, 2003). The selected cases provide a maximum of variation according to (1) the size of the universities and the socio-economic characteristics of their student population, and (2) the level of institutionalisation and the amount of students’ power in co-designing the practices.
Conclusions, Expected Outcomes or Findings
The analysis shows that one major factor for students to participate in engagement practices is their personal connection to the content of the respective practice. For example, most of the students in the ‘Intercultural Mentoring for Schools Project’ felt a personal connection with the migrant children they support. This perceived connection is based on their own biographical experiences with migration, which is why they were keen to dedicate extra time in addition to their regular study programme. Moreover, the findings reveal that elective courses on civic engagement, as demonstrated by the ‘Student Projects for Caritas’, are especially appreciated by students who are not yet very familiar with civic engagement and are interested in applied coursework. Furthermore, results indicate that the students’ say in co-designing engagement practices varies along the degree of institutionalisation, showing that those practices with a higher level of institutionalisation (e.g., the mandatory module ‘Renovation and Revitalisation’ at the University for Continuing Education Krems) provide less opportunities for students to co-create the respective practices. However, from an equity perspective, highly institutionalised practices provide broader access for diverse student groups, since they are scaffolded within the curriculum.
The paper closes by reflecting how engagement practices can be designed to provide access and to be beneficial for all students, especially in a changing university environment vastly accelerated by the COVID-19 pandemic. This requires innovative ways of strengthening student engagement, for example via digital civic engagement (Freudhofmayer & Resch, forthcoming).

References
Butin, D. W. (2010). Service-Learning in Theory and Practice. The Future of Community Engagement in Higher Education. New York, NY: Palgrave Macmillan.
Fellner, M., Rusu, A. S., & Pausits, A. (2022). Facets of Service Learning in Higher Education: A Cross-Case Analysis of Diverging Conceptualizations. In Role of Education and Pedagogical Approach in Service Learning. Emerald Publishing Limited, pp. 95-111.
Flyvbjerg, B. (2006). Five Misunderstandings About Case-Study Research. Qualitative Inquiry, 12(2), 219-245.
Freudhofmayer, S., & Resch, K. (forthcoming). Digital Civic Engagement. Case studies in the Interplay Between Civic Engagement, Student Voice and Digitalization of Higher Education. In Conner, J.; Gauthier, L.; Guzmán Valenzuela, C. & Raaper, R. (eds.) Bloomsbury Handbook of Student Voice in Higher Education. London: Bloomsbury Publishing.
Resch, K.; Fellner, M. (2022). European and Austrian perspectives on service-learning. In Rodríguez-Izquierdo, R.M. (ed.). Service Learning at a glance. New York: Nova Science Publishers, pp.63-80.
Lessky, F., & Unger, M. (2022). Working long hours while studying: a higher risk for First-in-Family students and students of particular fields of study? European Journal of Higher Education, 1-20.
Tight, M. (2020). Student retention and engagement in higher education. Journal of further and Higher Education, 44(5), 689-704.
Winstone, N., Balloo, K., Gravett, K., Jacobs, D., & Keen, H. (2022). Who stands to benefit? Wellbeing, belonging and challenges to equity in engagement in extra-curricular activities at university. Active Learning in Higher Education, 23(2), 81-96.
Yin, R. K. (2003). Case study research: Design and methods. 3rd Edition. California: Sage Publications.


22. Research in Higher Education
Paper

Changes in Perceived Mental Health: Student Characteristic Differences Within the Higher Education Environment

Katherine Aquino, Kyle Cook

St. John's University, United States of America

Presenting Author: Aquino, Katherine

According to the Centers for Disease Control and Prevention, mental health affects how individuals feel, think, and respond to the world around them and includes "our emotional, psychological, and social well-being". An environment may also affect an individual's mental health, with environmental stressors potentially changing how an individual feels or responds to the world around them. This can also apply to the educational environment; students face several stressors entering into and progressing within the higher education environment - all of which can influence their mental health.
Almost half (41%) of postsecondary students identify as having diagnoses related to mental health and nearly one-third (29%) of postsecondary students were in mental health therapy/ counseling in the past year. Eisenberg et al. found that, as of fall 2021, of the more than 33,000 participants surveyed for the American College Health Association's National College Health Assessment, 27.4% were diagnosed with anxiety and 21.7% were diagnosed with depression. While there is an overall increase in students' poor mental health, Lipson et al. found that students from different ethnic and racial identities may be at a greater likelihood for mental health complications.
When navigating the higher education environment, Ennals et al. found that "knowing oneself and negotiating social spaces of educational settings are key processes" for students to improve their mental health -- factors that support their ability to thrive within the postsecondary environment. However, research indicates a negative relationship between poor mental health and postsecondary success. Poor mental health can impact a student's ability to persist within and graduate from higher education. Other postsecondary student characteristics may further complicate their mental health which may have subsequent challenges to their success within the higher education environment. A student's first-generation status11, military status, and other "non-traditional" (e.g., age, dependency status, etc.) characteristics may impact their perceived sense of belonging within the higher education community and subsequently impact their mental health. Additionally, the specific institutional environment and their academic performance within that postsecondary setting can also impact student mental health.
With the increase in student requests for mental health services and resources, there is a greater need to provide more comprehensive support services that better address student mental health needs. More recently, the COVID-19 pandemic disrupted the lives of many college students, negatively impacting their mental health and creating the need to seek support services. Though more students are seeking mental health services, institutions may not allocate appropriate funding to support the increased need for student mental health initiatives. Limited mental health support services may impact the overall experience and success of the student with mental health needs. As such, it is necessary to further explore student mental health and different student mental health patterns. The investigation of student mental health patterns in a nationally representative sample of students will provide insight into key student and institutional characteristics that can be associated with poor mental health and help postsecondary institutions with student advocacy efforts in the future.
The following research questions guided this project:
1. What are the descriptive differences in student and institutional characteristics based on variation in students’ perceived mental health over time?
2. To what extent do student and institutional characteristics account for varying students’ perceived mental health statuses?


Methodology, Methods, Research Instruments or Sources Used
Data included in this paper were drawn from the restricted use Beginning Postsecondary Students Longitudinal Study 2012/2017 dataset (BPS:12/17), a nationally representative sample of first-time beginning undergraduate students in the United States. Variables included within this paper were taken from the base year and the first follow-up of the survey. The majority of the predictor variables included were student-specific, including demographic characteristics (e.g., age, race, gender) and institutional-going characteristics (e.g., full-time enrollment, first-year GPA, Pell eligibility). The inclusion of the predictor variables was based on extant literature.

This paper explored the different disclosure statuses related to students’ perceived mental health. For this paper, perceived negative mental health was defined as a student self-identifying their mental health as either “fair” or “poor” and perceived positive mental health was defined as “good,” “very good,” or “excellent.” Three mental health self-disclosure categories were established based on the first and second survey time points: (1) consistent negative mental health (student identified negative mental health at both first and second data collection); (2) shifting mental health (student identified negative mental health at either the first or second data collection); and (3) consistent positive mental health (student identified positive mental health at both first and second data collection).

This analytic sample consisted of 18,990 cases. This study focused on the first and second waves of data collection (2012 and 2014 data collections). Student subgroups organized by mental health identification status included the following: consistent negative mental health (N=480), shifting mental health (N=1,980), and positive mental health (N= 16,530). All reported sample sizes were rounded to the nearest ten, complying with our NCES restricted data use agreement. All analyses were conducted in Stata 16 and were weighted using the longitudinal weight and bootstrap replicate weights to account for attrition and to be nationally representative of the population. To address the first research question, weighted descriptive statistics were conducted to examine students’ perceived mental health statuses for the full sample and by specific student characteristics. Significance tests were conducted to assess whether there were statistically significant differences in identification based on student characteristics. To address the second research question, a weighted multinomial logistic regression analysis was conducted and the results were presented as relative risk ratios. All but one variable included in the research model had complete data. For the one variable with missing data, GPA, listwise deletion was used.

Conclusions, Expected Outcomes or Findings
The aim of this study was two-fold: (a) to investigate the differences in student and institutional characteristics based on students' perceived mental health over time and (b) to examine the influence of these characteristics on perceived mental health. The findings of this study revealed students had greater perceived mental health when they perceived greater support (e.g., perceived belonging and dependent status) and were academically successful (e.g., higher first-year GPA). Students with shifting or poor mental health were more likely to have low socio-economic status and with a low perceived sense of belonging within their campus community. Moreover, students' age, gender, and race all influenced their perceived mental health status. Lastly, students' institutional environment also contributed to their perceived mental health.  Findings highlight the many factors associated with differences in perceived mental health over time.

There are several implications for researchers and practitioners from the data presented in this paper. While there is an active research presence around student mental health, there will also be a need to further explore this area in new and unique ways. A person’s mental health can be influenced by their surroundings and daily activities; conversely, how a person feels and responds to the world around them can also be related to their perceived mental health. As such, it is important for researchers to explore the various internal and external elements of developing and maintaining one’s mental health. Similarly, practitioners (namely postsecondary administrators, including counselors, advisors, and disability resource professionals) must advocate for and support the increased requests for mental health services. Moreso, with the increased cases of student mental health challenges, it is vital that higher education leadership maintain, if not increase, resources and appropriate funding to allow for suitable services to support the wide range of students' mental health needs.

References
1. Centers for Disease Control and Prevention.  About mental health. https://www.cdc.gov/mentalhealth/learn/index.htm Updated 2021. Accessed October 22, 2022.

2. Bratman GN, Hamilton JP, & Daily GC. The impacts of nature experience on human cognitive function and mental health. Annals of the New York Academy of Sciences. 2012; 1249, 118-136. doi: 10.1111/j.1749-6632.2011.06400.x

3. Fernandez A, Howse E, Rubio-Valera M, Thorncraft K, Noone J, Luu X, & Salvador-Carulla L. Setting-based interventions to promote mental health at the university: a systematic review. International Journal of Public Health. 2016; 61:797-807. doi: 10.1007/s00038-016-0846-4

4. Pascoe MC, Hetrick SE, & Parker AG. The impact of stress on students in secondary school and higher education. International Journal of Adolescence and Youth. 2020;25: 104-112. doi: 10.1080/02673843.2019.1596823

5. Eisenberg D, Lipson SK, & Heinze J. The health minds study: Fall 2020 data report. https://healthymindsnetwork.org/wp-content/uploads/2021/02/HMS-Fall-2020-National-Data-Report.pdf Updated 2020. Accessed October 22, 2022.

6. Lipson SK, Zhou S, Abelson S, Heinze J, Jirsa M, Morigney J, & Eisenberg D. Trends in college student mental health and help-seeking by race/ethnicity: Findings from the national healthy minds study, 2013–2021. Journal of Affective Disorders. 2022;306: 138-147. doi: 10.1016/j.jad.2022.03.038

7. Ennals P, Fossey E, & Howie L.  Postsecondary study and mental ill-health: a meta-synthesis of qualitative research exploring students’ lived experiences. Journal of Mental Health. 2015; 24(2): 111-119. doi: 10.3109/09638237.2015.1019052

8. Eisenberg D, Lipson SK, & Posselt J. Promoting resilience, retention, and mental health. New Directions for Student Services. 2016;156: 87-95.

9. Hartley MT. Examining the relationships between resilience, mental health, and academic persistence in undergraduate college students. Journal of American College Health. 2011;59(7): 596-604. doi: 10.1080/07448481.2010.515632

10. Koch LC, Mamiseishvili K, & Higgins K. Persistence to degree completion: A profile of students with psychiatric disabilities in higher education. Journal of Vocational Rehabilitation. 2014;40(1): 73-82. doi: 10.3233/JVR-130663

11. Stebleton MJ, Soria KM, & Huesman RL. First‐generation students' sense of belonging, mental health, and use of counseling services at public research universities. Journal of College Counseling. 2014;17(1): 6-20. doi: 10.1002/j.2161-1882.2014.00044.x

12. Bonar TC. Mental health and military‐connected students on campus: Culture, challenges, and success. New Directions for Student Services. 2016;156): 41-51. doi: 10.1002/ss.20190

13. Trenz RC, Ecklund-Flores L, & Rapoza K. A comparison of mental health and alcohol use between traditional and nontraditional students. Journal of American College Health. 2016;63(8): 584-588. doi: 10.1080/07448481.2015.1040409
 
5:15pm - 6:45pm22 SES 13 E
Location: Adam Smith, LT 718 [Floor 7]
Session Chair: Sabine Weiss
Paper Session
 
22. Research in Higher Education
Ignite Talk (20 slides in 5 minutes)

STEM Doctoral Students' Imposter Phenomenon: Prior Experiences, Socializers’ Beliefs, and Expectations for Success

M. Gail Jones1, Gina Childers2, Julianna Nieuwsma1, Kathleen Bordewieck1

1NC State University, United States of America; 2Texas Tech University

Presenting Author: Jones, M. Gail

There is increasing interest in social emotional factors related to learning for STEM graduate students. Furthermore, graduate students report growing levels of a sense of imposterism and other socio-emotional issues as a result of the COVID pandemic (Kee, 2021). Research has shown that socio-emotional well-being is associated with retention and academic achievement (Conley, 2015). Along with anxiety and stress that have been reported by graduate students, students also report experiencing imposter phenomenon (IP). IP has been described as feelings of incompetence or fraudulence and IP has been reported for both undergraduate and graduate students (Clance & Imes, 1978; Mak et al., 2019). Students experiencing IP report a fear of failure, associate achievement with luck, and these students tend to experience self-pressure, anxiety, and stress (Clance, 1985; Cozzarelli & Major, 1990). IP has not been well theorized, particularly for STEM fields, and there is limited research that examines the underlying factors. Here we examine imposterism within an expectancy value theory framework (Eccles & Wigfield, 2020). Expectancy value theory considers an individual’s perceptions of social roles, activities, socializer’s beliefs, and prior experiences as factors that contribute to academic choices and career goals. These factors according to expectancy value theory influence self-schemata that includes identity and self-efficacy (Author). Here IP and expectancy value theory factors are examined to gain insight into graduate students’ perceptions of competence for STEM research.

Research Questions

What is the relationship between students’ reported perceptions of imposterism and

1) overall prior experiences in STEM?

2) experiences knowing people in STEM?

3) prior experiences participating in STEM-related experiences?

4) perceptions of socializers’ beliefs for them as STEM researchers?

5) expectation for success beliefs for STEM research?


Methodology, Methods, Research Instruments or Sources Used
Methodology
This study was conducted with doctoral students located at six, large research universities located throughout the United States. Students were contacted by email and asked to participate in a study of doctoral students’ experiences and beliefs. All of the students who volunteered to participate were included in the study.

Participants. There were 30 males and 25 females; 18 majority (White) and 36 minority (non-White) participants. Students indicated their academic disciplines and there were 36 engineering students, 15 science students, and 3 did not indicate a discipline.

Survey. The survey was designed to measure imposter phenomenon, expectancy value factors, and science capital variables. The survey included 6 imposter phenomenon items that asked questions such as “Sometimes I am afraid I will be discovered for who I really am.” Three items were from the Clance and Imes (1978) scale (see Chrisman, et al., 1995 for validation information). Two items were from the Harvey (1981) scale (see Hellman, & Caselman, 2004 for validation information). One item was from the Leary et al., 2000 scale. Other items measuring expectancy value factors were adapted from the validated NextGen Scientists Survey (Author). The final survey was piloted with four STEM doctoral students and modified for format and timing. The final survey included 42 items and was delivered through a survey online platform.

The survey asked about these factors: Imposterism and Experiences Knowing People in STEM (growing up did they know people who worked in STEM careers, know someone with a Ph.D, or know anyone who was a researcher.); Imposterism and STEM-Related activities (visited a museum, aquarium, or zoo, took nature walks, talked about science with their family, or engaged in science-related hobbies.); Imposterism and Socializers’ Beliefs (family saw them as a researcher, family supported their efforts to complete this degree, and friends saw them as a researcher.); Imposterism and Expectation for Success (if they thought they were good in science, and other items such as asking if they were good at using tools and equipment in science, or if they felt like they could talk to others about science).

Analyses. A Pearson correlation was used to examine relationships between imposterism and the expectancy value scores (experiences (overall), experiences knowing people in STEM, experiences in STEM-related activities, socializers’ beliefs, and expectations for success. A Bonferroni adjustment for multiple comparisons resulted in setting a significant p-value at the 0.01 level.


Conclusions, Expected Outcomes or Findings
Results

Overall Expectancy Value Results. The analyses showed that there were no significant correlations between perceived imposterism and students’ reported overall prior STEM experiences, composed of the sub-constructs of knowing people in STEM and experiences in STEM-related activities, as well as the factor of socializer's beliefs. However, there was a significant, negative correlation reported for expectation for success and imposterism (R=-422; p<.001).

Imposterism and Experiences Knowing People in STEM. There was no significant correlation (r = -.245, n = 55, p = 0.071) between students’ perceptions of imposterism and their reported experiences knowing people in STEM.

Imposterism and STEM-Related activities. There was no significant correlation (r = .056, n = 55, p = 0.692) between having had STEM-related experiences and reporting experiencing imposterism.

Imposterism and Socializers’ Beliefs. There was no significant correlation (r = -.228, n = 55, p = 0.094) between socializers’ beliefs and reported imposterism.

Imposterism and Expectation for Success. Perceptions of imposterism was negatively correlated (r = -.422, n = 55, p = 0.001) with expectation for success (including self-efficacy).

The results of this paper suggest for the specific STEM graduate students in this study, perceptions of imposterism are more closely related to their expectations of success for themselves in their doctoral work than to their prior experiences or their knowledge of people in STEM during childhood. This finding suggests that access to science capital growing up (experiences, access to materials, access to people) may not strongly shape self-efficacy and expectations for success. Instead, these psychological constructs are likely dependent on other constructs not measured in the current study. These results highlight questions about what educators can do to enhance an individual’s expectation for success.This study suggests new questions about how expectancy value theory relates to aspects of imposter phenomenon and pushes educators to move beyond measuring imposter phenomenon to considering underlying factors.

References
Author
Chrisman, S. M., Pieper, W. A., Clance, P. R., Holland, C. L., & Glickauf-Hughes, C. (1995). Validation of the Clance imposter phenomenon scale. Journal of personality assessment, 65(3), 456-467.
Clance, P. R. (1985). The impostor phenomenon. Atlanta: Peachtree.
Clance, P. R., & Imes, S. A. (1978). The imposter phenomenon in high achieving women: Dynamics and therapeutic intervention. Psychotherapy: Theory, research & practice, 15(3), 241.
Conley, S.C. (2015). SEL in Higher Education. In Durlak, J.A., Domitrovich, C.E., Weissberg, R.P., Gullotta, T.P., & Comer, J. (Eds.), Handbook of social and emotional learning: Research and practice (pp. 197-212). New York, NY: Guilford Press.
Cozzarelli, C., & Major, B. (1990). Exploring the validity of the impostor phenomenon. Journal of Social and Clinical Psychology, 9(4), 401-417.
Eccles, J. S., & Wigfield, A. (2020). From expectancy-value theory to situated expectancy-value theory: A developmental, social cognitive, and sociocultural perspective on motivation. Contemporary Educational Psychology, 61, 101859. https://doi.org/10.1016/j.cedpsych.2020.101859
Hellman, C. M., & Caselman, T. D. (2004). A psychometric evaluation of the Harvey Imposter Phenomenon Scale. Journal of personality assessment, 83(2), 161-166.
Kee, C. E. (2021). The impact of COVID-19: Graduate students’ emotional and psychological experiences. Journal of Human Behavior in the Social Environment, 31(1-4), 476-488.
Mak, K. K., Kleitman, S., & Abbott, M. J. (2019). Imposter phenomenon measurement scales: A systematic review. Frontiers in Psychology, 10, 671.
Leary, M. R., Patton, K. M., Orlando, A. E., & Funk, W. (2000). The impostor phenomenon: Self-perceptions, reflected appraisals, and interpersonal strategies. Journal of Personality, 68, 725-756.


22. Research in Higher Education
Paper

The Effect of Peers’ Sociocultural Capital on Disadvantaged Brazilian Undergraduate Students’ Achievement

Orlanda Tavares1, Cristina Sin1, Julio Bertolin2, Hélio Radke Bittencourt3

1CeiED, Universidade Lusófona, Portugal; 2Universidade de Passo Fundo, Brasil; 3Pontifícia Universidade Católica do Rio Grande do Sul, Brasil

Presenting Author: Tavares, Orlanda; Sin, Cristina

Higher education has become central for the economic and social development of countries. As the systems expanded, an increasingly heterogeneous student body entered higher education and challenges related to quality and equity emerged (Unesco, 2021). Equity implies that social class, ethnicity, geographical location or other characteristics should not determine students’ access and success. Yet, different socioeconomic backgrounds tend to be reproduced in differentiated academic achievements, with the less privileged students having poorer grades or dropping out more frequently (Tavares et al, 2022). The difference in achievement and academic success between lower SES students and higher SES students has been widely addressed in the literature (Li & Carroll, 2019; Kahu & Nelson, 2018). These differences may be linked with the different mechanisms through which students acquire and use social capital and support (Mishra, 2020). As higher education is not an isolated experience, but rather entails persistent support and encouragement from family, peers, community, neighbourhood, and faculty), it is important to understand the extent to which some contextual factors might influence academic achievement.

Several studies have sought to understand the relationship between academic achievement and these contextual factors. An important contextual factor influencing the learning process and academic achievement is the pedagogical interaction between students. The impact of these interactions is known in the literature as ‘contagion’, ‘neighbourhood effects’ or ‘peer group effects’ (Ding & Lehrer 2007). It generally means that students’ academic achievement may be influenced by the characteristics and behaviours of their peers. Peer effects – the term used in this study – can therefore be defined as the impact of the study group on the learning environment and on the individual academic performance (Illanes, 2014; Guadalupe & Gonzalez-Gordon, 2022). The effects of peers seem larger for minority and disadvantaged students, with scarce access to resources or opportunities to develop the study habits needed to succeed. Peer group abilities have considerable positive effects on students’ academic performance as they tend to have higher academic achievement if the quality of their peer group is higher (Ding and Lehrer, 2006; Zimmerman 2003; Vandenberghe, 2002; Sacerdote, 2001). Many other studies have found that top ability peers had a positive influence on others’ outcomes (Griffith & Rask 2014; Sacerdote 2001; Carrell et al., 2009). The interaction between peers supports and motivates students to achieve a higher cognitive level and to find a personal meaning for learning (Dempsey, Halton, & Murphy, 2001).

This paper will focus on Brazilian higher education, a country where inequalities are still huge in various sectors of society. Despite affirmative actions and positive discrimination policies (Bertolin and McCowan, 2022), higher education remains a stratified system (elitist courses and courses which mostly attract disadvantaged students). Inequalities also persist in academic progression, retention and attainment. Focusing on the attainment of disadvantaged undergraduate students, this paper aims to examine whether these students might benefit from interaction with peers of high socioeconomic and cultural capital (Griffith & Rask 2014). For that purpose, the study compares the academic achievement of disadvantaged students in cohorts with different degrees of socioeconomic diversity: homogeneous cohorts of low SES students, in which peers are mainly from the same low socioeconomic and cultural background; heterogeneous cohorts, in which peers are both from high and low socioeconomic backgrounds; and homogeneous cohorts of high SES students, in which peers are mainly from a high socioeconomic and cultural background. The hypothesis to be tested in this study is that the academic achievement of underprivileged students who complete their studies tends to be better in cohorts in which the number of students with high sociocultural capital is higher.


Methodology, Methods, Research Instruments or Sources Used
Every year, students completing undergraduate programmes in specific disciplinary areas take a nationwide test called ENADE (the National Test of Student Performance). It is a mandatory graduation requirement for all summoned students each year. However, the exam evaluates the higher education system and does not influence students’ final grade. It evaluates students’ performance and also gathers data on their socioeconomic background. This study uses the ENADE database which contains microdata on the students’ performance and on the social, economic and cultural conditions of each participant. Participation can reach nearly 500,000 students each year. Data from a complete 3-year cycle of ENADE assessment are employed (2014, 2015 and 2016), the last cycle for which data are available on individual students. It covers more than 1 million students from courses of different disciplines and the dataset is a representative sample of the total of 8.6 million students enrolled in Brazilian higher education (the 4th largest in the world).
To verify the influence of social capital and peer group effect on the academic achievement of disadvantaged students, descriptive statistics and general linear models (ANOVA) are used, with exam performance as the dependent variable. Social capital and the type of cohort in which the student is enrolled (low SES cohorts, heterogeneous cohorts, and high SES cohorts) are the independent variables. First, a SES score was calculated for each student based on family income, mothers’ educational level and type of secondary school (public or private), ranging from 0 (lowest) to 45 (highest). Then the students were divided into four groups according to the SES score quartiles, in which Q1 students were those with the lowest SES. In order to classify cohorts into the three categories above, the entropy (degree of heterogeneity of the cohorts) was calculated, as proposed by Shannon (1948). Cohorts with high entropy were classified as heterogeneous and cohorts with low entropy were classified as low SES homogeneous or high SES homogeneous, according to the level of concentration of students from different SES backgrounds. Only face-to-face cohorts with 10 or more students were considered. Variables related to the school effect were used for control purposes and to avoid bias in the results. Analysis of Variance (ANOVA) was performed to compare the results of low SES students (quartile Q1) in the ENADE General Education and Specific Component tests in the three types of cohorts (low SES homogeneous, heterogeneous and high SES homogeneous).

Conclusions, Expected Outcomes or Findings
The first results confirm the hypothesis advanced in this study. When considering the General Education component, which is common to all disciplinary areas in the same year, the comparison of the performance of Q1 students in the different cohorts revealed that they perform best when they are in cohorts classified as high SES homogeneous. In fact, performance is higher for Q1 students in heterogeneous cohorts compared to Q1 students in low SES homogeneous ones and is also higher for Q1 students in high SES homogeneous cohorts compared to Q1 students in heterogeneous cohorts. Considering the Specific Component of the exam, which differs by disciplinary area, similar results were found. When controlling for disciplinary area, Q1 students enrolled in high SES homogenous cohorts continue to perform better that their counterparts enrolled in low SES homogeneous and heterogeneous cohorts.
These preliminary results show that disadvantaged students seem to perform better in cohorts which are predominantly made up of students coming from privileged backgrounds, benefiting from the interaction with peers of high socioeconomic and cultural capital. Further detailed analyses by disciplinary area will be performed.

References
Bertolin, J., & McCowan, T. (2022). The Persistence of Inequity in Brazilian Higher Education: Background Data and Student Performance. In Tavares, O. Sá, C. Sin, C. Amaral, A., (Eds.) Equity Policies in Global Higher Education (pp. 71-88). Palgrave Macmillan, Cham.
Carrell, S. E., Fullerton, R. L., & West, J. E. (2009). Does your cohort matter? Measuring peer effects in college achievement. Journal of Labor Economics, 27(3), 439-464.
Dempsey, M., Halton, C., & Murphy, M. (2001). Reflective learning in social work education: Scaffolding the process. Social work education, 20(6), 631-641.
Ding, W., & Lehrer, S. F. (2007). Do peers affect student achievement in China's secondary schools?. The Review of Economics and Statistics, 89(2), 300-312.
Griffith, A. L., & Rask, K. N. (2014). Peer effects in higher education: A look at heterogeneous impacts. Economics of Education Review, 39, 65-77.
Guadalupe, M., & Gonzalez-Gordon, I. (2022). Bias From Enrollment: Peer Effects on the Academic Performance of University Students in PUCE Ecuador. Journal of Hispanic Higher Education, 15381927221085679.
Illanes, G. (2014). Peer effects: What do we really know? Centro de Estudios Públicos. https:// www.cepchile.cl/cep/site/artic/20160304/asocfile/20160304100733/pder377_GIllanes.pdf
Kahu, E. R. & Nelson, K. (2018). Student engagement in the educational interface: understanding the mechanisms of student success. Higher Education Research &
Development, 37(1), 58-7.
Li, I. W & Carroll, D. R. (2019). Factors influencing dropout and academic performance: an Australian higher education equity perspective. Journal of Higher Education Policy and Management, (), 1–17.
Mishra, S. (2020). Social networks, social capital, social support and academic success in higher education: A systematic review with a special focus on underrepresented’ students. Educational Research Review, 29, 100307.
Sacerdote, B. (2001). Peer effects with random assignment: Results for Dartmouth roommates. The Quarterly journal of economics, 116(2), 681-704.
Shannon, Claude E. (1948). A mathematical theory of communication, Bell System Technical Journal. 27(3): 379–423. doi:10.1002/j.1538-7305.1948.tb01338.x http://cm.bell-labs.com/cm/ms/what/shannonday/shannon1948.pdf
Tavares, O., Sá, C., Sin, C., & Amaral, A. (2022). Equity Policies in Global Higher Education: Reducing Inequality and Increasing Participation and Attainment. Cham: Springer Nature.
Unesco (2021).  Thinking higher and beyond: Perspectives on the futures of higher education to 2050. Paris: UNESCO IESALC.
Vandenberghe, V. (2002). Evaluating the magnitude and the stakes of peer effects analysing science and math achievement across OECD. Applied Economics, 34(10), 1283-1290.
Zimmerman, D. J. (2003). Peer effects in academic outcomes: Evidence from a natural experiment. Review of Economics and statistics, 85(1), 9-23.


22. Research in Higher Education
Paper

What Does it Mean Student(s) Voice(s) in Higher Education?

Carolina Guzmán-Valenzuela

Universidad de Tarapaca, Chile

Presenting Author: Guzmán-Valenzuela, Carolina

Introduction

As a result of both an increase in the number and diversity of students and a wider and higher number of institutions offering a degree in higher education, much research has been focused on what has been called the ‘student voice’ although this concept has remained undertheorised (Felten et al., 2013; McLeod, 2011; Seale, 2009).

In her work, Seale (2009) pointed that much of the work around ‘student voice’ seemed to make implicit connections between students’ feedback and reflective practices and the improvement of teaching practices and curriculum development, there being an assumption that students’ feedback would produce changes in curricular and teaching practices as a consequence of staff and lecturers’ reflections on this feedback and a disposition to promote those changes.

The aim of this papaer is to examine the current state of the art of the concept of student voice in higher education. Through a systematic literature review, it aims to identify the main patterns of publication around this concept in the last three decades (1992-2021). In addition, it identifies the conceptualisations underpinning the concept, the main methodologies that have been used to investigate it, and the contexts in which student voice has been explored.

Student voice

McLeod provides an overview of the polysemic of the concept ‘voice’ which can be associated to “identity or agency, or even power… it can be the site of authentic reflection and insight or a radical source for counter narratives… can be a code word for representing difference, or connote a democratic politics of participation and inclusion, or be the expression of an essentialized group identity” (2011: 181).

In higher education, according to Seale (2009), conceptualisations about student voice are rather undeveloped. According to the author, ‘student voice’ is usually conceived as feedback provided by students which help lecturers and academic planners to reflect on and improve teaching practices and curricula. In turn, McLeod identifies four different types of uses of student voices in education: “(i) voice – as strategy (to achieve empowerment, transformation, equality); voice as-participation (in learning, in democratic processes); voice-as-right (to be heard, to have a say); and voice-as-difference (to promote inclusion, respect diversity, indicate equity)”. (2011: 181). These distinctions are especially important in a context of diversity, inclusion, respect of differences and in promoting participatory and democratic processes among young learners (McLeod, op. cit.).

Furthermore, itis worth to mention here five different types of roles that students’ voices can take on in higher education according to Seale (2009): (a) student as stakeholder; b) student as consumer; (c) student as teacher facilitator; d) student as evaluator or informant; and e) student as story-teller. According to the author, these roles are not necessarily explicit in the literature, and they frequently involve uneasy relationships between students, lecturers and higher education institutions since these last two usually deploy more power. Also a view of student voice as promoting transformation, participation and empowerment on the part of students and their learning has been mainly studied in relation to the concept of ‘pedagogical partnership’ and participation and transformation of students as learners (Cook-Sather et. Al., 2021). Such focus has left aside other dimensions and roles that students may play in higher education (for example, in governance (Klemencic, 2020), in activist initiatives, or in producing knowledge, among others).


Methodology, Methods, Research Instruments or Sources Used
Academic articles that dealt with the concept of ‘student voice’ were searched and filtered in three well-known databases: WoS core collection (WoScc), Scopus and SciELO between 1992 & 2021 (the research being conducted and updated between November 2021 and May 2022). Specifically, the search contained the following descriptors: (("student voices" OR "student voice") AND ("higher education" OR "college" OR "university")).

The search was conducted in the title, abstract, and keywords of the articles. A total of 509 articles were identified: 171 WoScc articles, 330 Scopus articles, and 8 SciELO article.

In order to address the aims of this study, first, a descriptive analysis of the articles was conducted, including: the number of articles published in the last 30 years; organised by country and region and by first author’ country affiliation; and language of publication.

Second, the 25 highest cited articles published in the time span were further analysed to identify the main themes following Tight’s (2020) classification of research themes in higher education (namely, teaching and learning, course design, student experience, quality, system policy, institutional management, academic work and knowledge) and the type of article (conceptual or empirical). Also, the main topic addressed for each of these articles was identified.

Conclusions, Expected Outcomes or Findings
The analysis of the selected articles shows that the concept of student voice is gaining traction in higher education especially in the last 12 years. Furthermore, most of the knowledge produced about ‘student voice’ comes from what has been called the ‘Global North’ and, specifically Anglo-Saxon countries such as the UK, the USA and Australia, three countries with highly marketised higher education systems. Therefore, there seem to be a lack of voices coming from other parts of the world.

In examining the top 25 most cited articles, it was found:
- That most articles (18) are empirical and qualitative.
- There is overfocus on students’ learning experiences and course design in higher education is identified. In many of them, students are seen as sources of data about their learning or, at the most, sought to engage students so that they contributed to improving their learning.
- A more active participation and engagement on the part of students is explored in articles about co-creating curricula and the scholarship of teaching and learning. However, initiatives remain being led by lecturers and planners.
- This is also the case for articles that dealt with minority which mainly addressed the difficulties experienced by these students in their learning and academic contexts.
- There is, therefore, a large silence regarding ‘student voice’ from a more radical or transformative perspective (Fielding, 2001) with a few exceptions.
- Finally, another notable gap has to do with the scarce number of articles dealing with more structural variables that affect students’ voices and their agency.

Implications for research on ‘student voice’ will be discussed during the presentation.

Acknowledgement
This study has been funded by ANID-FONDECYT 1200633

References
Cook-Sather, A., Allard, S., Marcovici, E., & Reynolds, B. (2021), ‘Fostering Agentic Engagement: Working toward Empowerment and Equity through Pedagogical Partnership’, International Journal for the Scholarship of Teaching & Learning, 15(2).
Felten P., Bagg, J. Bumbry, M. Hill, J., Hornsby, K. Pratt, M. and Weller, S. (2013), ‘A call for expanding inclusive student engagement in SoTL’, Teaching & Learning Inquiry, 1 (2), 63–74.
Fielding, M. (2001), ‘Students as radical agents of change’, Journal of educational change 2 (2), 123-141.
Klemencic, M. (2020) Student activism and organizations. In M. David, & M. Amey (Eds.) The SAGE encyclopaedia of higher education
McLeod, J. (2011), ‘Student voice and the politics of listening in higher education’, Critical studies in education, 52 (2), 179-189.
Seale, J. (2009), ‘Doing student voice work in higher education: An exploration of the value of participatory methods’, British Educational Research Journal, 36(6), 995-1015.
Tight, M. (2020), Syntheses of higher education research: what we know. London: Bloomsbury Academic.
This work was supported by ANID-Chile, Fondecyt Project 1200633.
 
Date: Friday, 25/Aug/2023
9:00am - 10:30am22 SES 14 E
Location: Adam Smith, LT 718 [Floor 7]
Session Chair: Orlanda Tavares
Paper Session
 
22. Research in Higher Education
Paper

Students belonging and participation in Social Education

Helene Falkenberg, Unni Lind

University College Copenhagen, Denmark

Presenting Author: Falkenberg, Helene; Lind, Unni

The Danish educational system is associated with equal access to education and a high educational mobility, and all students are entitled to receive state grants during their education. As a part of the Danish educational system, the educational program for a Bachelor Degree in Social Education is characterized by a very high educational mobility which is reflected in the fact that the majority of the students come from lower economic background and have parents with low educational degrees. Despite the equality discourse circulating in the educational program for a Bachelor Degree in Social education, we are witnessing an uneven distribution of belonging and participation among the students. In the paper, we approach diversity as a question of belonging for all students. Following this, the longitudinal study is based on the research question: How to initiate more diverse educational settings and a more even distribution of belonging and participation?

The longitudinal study of students´ participation and belonging draws on studies that conceptualize students’ participation and processes of in/exclusion in educational settings as a matter of belonging. From other studies we know that educational and pedagogical practices that enhance students ´sense of belonging and ´connection´ are crucial for the diversity dimension within the educational setting (Thomas 2015). In youth studies, belonging refer to young peoples´ social and emotional work in relation to connect to people, places and issues that matters to them (Cuervo & Wyn 2014). The concept of belonging is a personal and intimate feeling as well as an orientation toward the surrounding places and social settings (Antonsich 2010). In relation to educational settings Gravett & Ajjawi (2021) emphasize belonging as a phenomenon intertwined with processes of identities and learning and as a phenomenon unfolding in relation to the academic content, the social relations in classroom and the places of campus.

The study is also grounded in poststructuralist and feminist gender and intersectionality studies (Butler 1993, Davies 2006, Staunæs 2003, Kofoed 2004, Wetherell 2008) that pay attention to how the construction of gendered, racialized, ethnicized, and classed differences and identities are being regulated and negotiated in the everyday life in different social settings – i.e., educational settings. Drawing on this theoretical perspective we think of students´ sense of belonging and participation as intertwined with social cultural categories - such as gender, ethnicity, and social background - and the way social categories intersect and affect each other in the educational setting and classroom culture. The interplay between different social categories and the impact on students´ belonging and participation is related to the cultural practices in classroom. Social categories work as ´tools´ by which students (and teachers) are dis/connecting to - and in- and excluding - other students and produces the criteria for what is recognized as ´appropriate student´ and ´inappropriate student´. In that sense social categories and the intersection between social categories affect differentiation and difference-producing practices in the classroom culture and the possibility for belonging and participation.

The presentation will present some preliminary findings based on the qualitative parts of the study conducted during the students first year at the Social Education Programme. The presentation is based on three themes: 1) group work, 2) student participation, 2) the framework and structures of the education.


Methodology, Methods, Research Instruments or Sources Used
The paper draws on a longitudinal study (Holmegaard 2018, Saldaña 2003) of students´ participation and belonging in the educational program for a Bachelor Degree in Social Education that lasts 3,5 years. The longitudinal study is conducted at University College Copenhagen from 2022 to 2026. The study combines classroom ethnographic study and qualitative interviews with a survey study and an intervention study.  The design of the survey study and the intervention study will be based on the findings from the qualitative part of the study (classroom ethnographic study and qualitative interviews). In the classroom ethnographic study 15-20 students, and their fellow students, are followed during the 3, 5 years. The classroom ethnographic study mixes participation observation in classroom with qualitative interviews with the students. The interviews are carried out every year during the students ‘ education. As a way of studying processes of belonging the ethnographic classroom study is zooming in on the student’s participation strategies, positioning, negotiations, dis/identifications with other students and how these student performances intertwined with social categories.  
Conclusions, Expected Outcomes or Findings
Since the data from the qualitative part of study is conducted during the students first year at the Social Education programs, the presented findings are preliminary. In the study, we operate with several categories that are continuously discussed and adjusted. However, there are three themes that are interesting to delve into and discuss in relation to students’ sense of belonging and diversity. The paper will elaborate the three themes: 1) Group work, 2) Student participation, 3) The organization of the education.
A large part of the education is organized as group work, and the students spend a lot of time and energy in participating and joining into groups. The group work allows different student positions, and academic as well as social positions are at stake. Our study indicates a significant coherence between students positions in groupwork and their sense of belonging in the educational program. Also, the students’ participation in lectures has a significant impact on the sense of belonging: During lectures and group work the students take and are offered different positions and forms of participation that are linked to social categories such as ´the talented white female student with high study intensity´, ´the non-participating student in the periphery´, ´students with minority backgrounds who stick together. Finally, the campus architecture and the daily organization of the education have a considerable impact on the students' belonging. The interior architecture at campus is characterized by white walls with no decorations, long clinical hallways, classrooms with randomly placed tables and chairs which all together are producing an atmosphere of temporality that trouble the students´ sense of belonging which is also strengthen by a very changeable daily organization of the education. During a week the students meet many different lectures and many different subjects. Al together it challenges the students’ sense of belonging.



References
Antonsich, M. (2010) Searching for Belonging – An Analytical Framework. Geography Compass. Vol. 4 (6). P. 644-650
Butler, J. (1993) Bodies that Matter. On the Discursive Limits of Sex. Routledge.
Cuervo, H. & Wyn, J. (2014) Reflections on the use of spatial and relational metaphors in youth studies. Journal of youth Studies. Vol. 17 (7). P. 901-915.
Davies, B. (2006) Subjectification: the relevance of Butler´s analysis for education. British Journal of Sociology. Vol. 27, No. 4.
Gravett, K. & Ajjawi, R. (2021) Belonging as situated practice. Studies in Higher education. Vol. 47 (7). P. 1386-1396
Hermanowicz, J. C. (2013) The longitudinal qualitative interview. Qualitative Sociology, 36 (2), 189-208.
Holmegard, H. T. (2018) Når alting er foranderligt. En longitudinal, kvalitativ, narrativ tilgang til unges overgange til og fra universitet. In. Pless, M. & Sørensen, N.U. (ed) Unge perspektiver. Tænkninger og tilgange i ungdomsforskningen.  
Kofoed, J. (2003). Elevpli – In- og eksklusionsprocesser blandt børn i skolen. Ph.d.-afhandling. Institut for Pædagogisk Psykologi. Danmarks Pædagogiske Universitet, København.
Staunæs, D. (2004). Etnicitet, køn og skoleliv: præsentation af en Ph.d.-afhandling. Frederiksberg. Samfundslitteratur.
Thomas, K. (2015). “Rethinking Belonging Through Bourdieu, Diaspora and the Spatial.” Widening Participation and Lifelong Learning 17 (1): 37–49.


22. Research in Higher Education
Paper

Making Sense of Internalised Racism in HE Spaces

Sana Rizvi

Liverpool John Moores University, United Kingdom

Presenting Author: Rizvi, Sana

This paper presents the preliminary findings of a small-scale qualitative study examining racialised faculty and student experiences of internalised racism within Higher Education (HE) within UK. The paper specifically sheds light on experiences of internalised racism enacted by one BPoC member towards another member of the racialised community and how racialised staff and students make sense of such incidents. Whilst there is established and growing scholarship highlighting how racism in higher education is sustained within higher education through racist attitudes, policies, unwritten codes, and formal and informal practices that promote racial silence among faculty and students of colour (Bhopal, 2015), less is known about internalised racism within racialised groups. Race scholars researching higher education have examined the narratives of faculty and students of colour around microaggression (Pittman, 2010), bullying, citation politics (Ahmed, 2017), gatekeeping practices in knowledge production (Johnson and Joseph-Salisbury, 2018), implicit and explicit bias in course evaluations (Saul, 2013) and deliberately reducing employability and career progression by White management, faculty and/or students (Sensoy and DiAngelo, 2017). However, there is an absence of narratives around internalised racism, frustration and anger affecting relationships between people of colour, whether between senior management and faculty, senior and junior faculty, faculty and students, or between students themselves.

Black feminists such as bell hooks (1995) and Lorde (1984) have highlighted that there has been a reluctance to research internalised racism within academia for fear of airing dirty laundry in public, which limits us in finding meaningful solutions. They suggest that we need to uncover more narratives from faculty and students of colour about how they experience internalised racism at various intersections, to gain a more nuanced understanding of the ways in which it feeds into the racist structures of neoliberal universities. Whilst Kohli (2014) has examined the narratives of Black, Latina and Asian American women students in teacher training programmes in the USA, and Harper (2007) has researched the accounts of African American students in US universities, there is a dearth of research within a British context. This research draws on critical feminist perspectives of intersectionality (Hill Collins and Bilge, 2017) to shed light on individual narratives of internalised racism between people of colour at various intersections within UK HE is setting. Hill Collins and Bilge (2017) posited that, combating the social injustice faced by women with hybrid identities was only possible if we understand their experiences of social inequality, which were constructed by an intersection of race, gender and class. The current research explores the experiences of racialised staff and students at the intersection of racism, AntiBlackness, patriarchy, ableism, and Islamophobia.


Methodology, Methods, Research Instruments or Sources Used
The research was a small-scale qualitative study utilising semi-structured interviews with nine participants of which four were postgraduate students studying in a UK university and five were members of academic staff. The research aim was to document the narratives of internalised racism among and between different racialised groups in higher education, and present different examples of how it operationalises within higher education as well as see how these incidences sustain racist structures within higher education. The participants are geographically dispersed within Britain, situated at the intersections of race, gender, religion, culture and immigration status. The interviews were carried out online through Zoom or MS Teams due to Covid restrictions and lasted nearly 16 hours and were audio recorded. The participants belong to a mixture of universities that have a higher percentage of racialised students, staff, and faculty such as with some post-92 universities, and universities that may have a lower percentage of BPoC students, staff and faculty such as with some Russell Group Universities. The research design drew on snowballing and network technique for sampling as the topic was of sensitive nature. Data from these interviews were transcribed verbatim and a thematic analysis was used to develop important themes.
Conclusions, Expected Outcomes or Findings
Preliminary analysis will be presented along three main themes: the nature of such incidents, how racislised staff and students who bully are often viewed and rewarded by wider institution and lastly, the repercussions of calling such acts out in higher education spaces. The findings show that participants were critical of how acts of internalised racism enacted by other racialised members towards them were done with an intention of seeking proximity to whiteness and to gain power over them. Participant experiences also varied at different intersections, with many participants reporting on sexism, antiBlackness, xenophobia and Islamophobia in their narratives. This research sheds lights on narratives of hope of solidarity within the racialised community and how racialised staff and students envision dismantling of racist structures within HE.  The presentation concludes with a discussion on how racist incidents affect unity within different groups in racialised community and what can be done to address these internal fractures.
References
Ahmed, S. 2017. Living a Feminist Life. Durham, NC: Duke University Press.

Bhopal, K. 2015. The Experiences of Black and Minority Ethnic Academics: A Comparative Study of the Unequal Academy. New York, USA: Routledge.

Harper, S.R. 2007. Peer support for African American male college achievement: Beyond internalized racism and the burden of “acting White”. The Journal of Men’s Studies, 14(3):337-358.

hooks, bell. 1995. Killing Rage: Ending Racism. New York, USA: Henry Holt and Co.

Johnson, A. and Joseph-Salisbury, R. 2018. ‘Are You Supposed to Be in Here?’ Racial Microaggressions and Knowledge Production in Higher Education. In Dismantling Race in Higher Education, edited by J. Arday and H. S. Mirza, 143-160. Cham, Switzerland: Palgrave Macmillan.

Lorde, Audre. 1984. Sister Outsider. New York, USA: The Crossing Press.

Pittman, C.T. 2010. Race and gender oppression in the classroom: The experiences of women faculty of color with white male students. Teaching Sociology, 38(3):183-196.

Pyke, K.D. 2010. What is internalized racial oppression and why don't we study it?
Acknowledging racism's hidden injuries. Sociological Perspectives, 53(4):551-572.

Saul, J. 2013. Implicit bias, stereotype threat, and women in philosophy. In Women in Philosophy: What Needs to Change? Edited by F. Jenkins and K. Hutchison. Oxford: Oxford University Press.

Sensoy, S. and Diangelo, R. 2017. We are All for Diversity, but…”: How Faculty Hiring Committees Reproduce Whiteness and Practical Suggestions for How They Can Change. Harvard Educational Review, 87(4): 557-580


22. Research in Higher Education
Ignite Talk (20 slides in 5 minutes)

Engaging in Compassionate Research Using Colonial Theories in Critical Analyses of Colonial Legacies in Higher Education

Valerie Farnsworth, Santiago Alfaro Rotondo, Yasmin Kader

University of Leeds, United Kingdom

Presenting Author: Farnsworth, Valerie; Alfaro Rotondo, Santiago

Following the death of George Floyd in the USA, the movement driven by the pressing question ‘why is my curriculum white’ was reignited. Student and public protests followed around the world and in the UK, Universities responded with a recognition of the need for further work in social justice, diversity and inclusion (Advance HE, 2021). The University of Leeds, similar to other universities (e.g. UCL and SOAS in London) initiated a programme to decolonise education. This project is a journey which demands that educators willingly question the origins of the knowledge they teach and identify the colonial legacies that are replicated within curriculum and pedagogy, as well as wider university structures and practices (https://studenteddev.leeds.ac.uk/developing-practice/decolonising/). Student and staff co-production of education as well as student voice are central to this journey. Educational research is one way we can collect this student voice and engage students in devising strategies and solutions for reform where this is needed. More specifically, research that illuminates the lived experiences and critical insights exemplified by those who have been silenced or ‘othered’ by these colonial legacies can support be understood as compassionate research. Here I am using ‘compassionate’ as described by Gabor Mate (2022) as ‘the compassion of curiosity and understanding’ which is based on the belief that there is a reason behind the ways people behave. It is driven by a desire to understand someone’s context and source of pain that could be behind the outcomes observed. Compassionate research, I argue, would engage in questions of curiosity and understanding. While this does not necessitate qualitative methods, such methods are well-suited to interpretivist and subjectivist paradigms (Denzin & Lincoln, 2005). The argument presented in this paper is that a) the decolonising project involves educators having opportunities to critical analyse and reflect on their discipline, and b) one way to prompt this critical analysis is presenting data which explores the reasons behind some observed inequality.

The observed inequality considered in this project is the under-representation of Black, Asian, Minority Ethnic (BAME) graduates in academic posts which tend to require post-graduate study (see https://www.arts.ac.uk/__data/assets/pdf_file/0030/375735/ERI_Ethnic-Representation-Index.pdf). This Ignite presentation will share the coding framework used to analyse data collected through focus groups with recent undergraduate graduates from one University in the North of England. The framework is used to explore the potential for applying colonial theories in a critical analysis of the factors influencing BAME graduates’ academic career considerations.

Reasons for this racial and ethnic disparity may relate to practical reasons that the academic track is not appealing. Or one might simply argue that the pathway is not of interest and other options presented themselves. This project, however, explores specifically the ways in which racial ideology may be considered a mechanism behind these patterns (van dijk, 1998). This ideology emerged as a tool of colonial powers, separating ‘us’ and ‘them’ (Bhabha, 1984) and has implicitly shaped various structures, policies and practices within higher education and the various disciplines represented therein. The project therefore explores BAME student perceptions and experiences of various structures, policies and practices in HE and explores ways this could implicitly inform post-graduation education and career decision-making. As post-graduate study typically involves research, this project will ask critical questions about how knowledge is constructed and the explore traces left by colonial legacies on the meaning and practice of research. The project proposes that such colonial legacies may be implicit barriers to the pursuit of an academic path.


Methodology, Methods, Research Instruments or Sources Used
The study will involve two focus group interviews conducted by a student researcher as a form of peer-to-peer research. Participants will be recruited on the basis of their identification with a black or minority ethnic group and an expressed disinterest in research and/or an academic career. One group interviewed will be recent graduates of the medical programme, the MBChB, providing insights into perceptions of medical science and research but also academic careers within this discipline. Another discipline that will be chosen for comparison and exploration of another context. The project will be limited to two programmes so that in-depth analysis can be contextualised to a particular discipline (e.g. Medicine, Health, Geography or Engineering). The data will be analysed thematically using deductive codes derived from colonial theory (Mignolo, 2009).
Colonial legacies are theorised to influence decision-making using the concept of authenticity (Mate, 2022). In other words, graduates may not choose academic pathways because prior experiences as a student felt inauthentic and implicitly would not align with the self. Analysis will then explore ways that any structures, policies and practices mentioned in the data collected could be reflecting colonial traces.

Conclusions, Expected Outcomes or Findings
The project will provide insight into perceptions of research and offer these insights as prompts or potential ‘mirror data’ (Engestrom and Sannino, 2011) for Higher Education institutions to use in holding and analysing critical discussions around reasons why and how we might decolonise education. The project will lay the foundation for further research identifying the ways our colonial legacies are influencing engagement in post-graduate education, in other disciplines. The data and analysis will be useful in future research projects which explore opportunities for decolonising with staff and students.
References
Advance HE, 2021 Black Lives Matter and the student voice.  https://blogs.shu.ac.uk/narrowingthegaps/files/2021/07/Advance-HE-BLM-and-the-student-voice-June-2021.pdf
Bhabha H. (1984) Of mimicry and man: the ambivalence of colonial discourse. October;28:125–33.
Denzin, N. K., & Lincoln, Y. S. (2005). The Sage handbook of qualitative research (3rd ed.). Thousand Oaks, CA: Sage.
Engestrom, Y and Sannino, A. (2011). Discursive manifestations of contradictions in organizational change efforts: A methodological framework. Journal of Organizational Change Management, 24 (3), 368-387.
Mignolo WD. (2009) Epistemic disobedience, independent thought and decolonial freedom. Theory, Culture & Society, 26(7-8):159-181. https://doi.org/10.1177/0263276409349275
Mate, G (2022). The Myth of the Normal: Trauma, Illness and Healing in a Toxic Culture. Vermillion,
van dijk, T. (1998) Ideology: A multidisciplinary framework. Sage.
 

 
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